Legal Compliance Officer Jobs in Chicago, IL | Glassdoor
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Legal Compliance Officer Jobs in Chicago, IL

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  • 3.0
    Harris Bankcorp – Chicago, IL
    Est. Salary $48k-$87k
    NEW
    The ComplianceOfficer, Compliance Testing & Practices (CTAP) functions as a key resource for compliance program execution by… sites. Additionally, the ComplianceOfficer will assist in the management of the Enterprise Compliance Program mailbox and task…
  • 3.5
    BMO Financial Group – Chicago, IL
    Est. Salary $58k-$105k
    NEW
    The ComplianceOfficer, Compliance Testing & Practices (CTAP) functions as a key resource for compliance program execution by… sites. Additionally, the ComplianceOfficer will assist in the management of the Enterprise Compliance Program mailbox and task…
  • 2.2
    Options Clearing Corporation – Chicago, IL
    Est. Salary $73k-$131k
    6 days ago 6d
    The ComplianceOfficer will also be responsible for recommending enhancements to the performance, integrity, and compliance of… focused on review of the organizations compliance with applicable regulatory and legal rules and requirements (i.e., SEC, CFTC…
  • 3.1
    BMO Harris Bank – Chicago, IL
    Est. Salary $55k-$103k
    NEW
    The ComplianceOfficer, Compliance Testing & Practices (CTAP) functions as a key resource for compliance program execution by… sites. Additionally, the ComplianceOfficer will assist in the management of the Enterprise Compliance Program mailbox and task…
  • 2.8
    Presence Health – Chicago, IL
    Est. Salary $52k-$102k
    16 days ago 16d
    Under the direction of the Vice President, Chief ComplianceOfficer, provides day- to- day and strategic oversight and management… publications, under the supervision of the Vice President, Chief ComplianceOfficer. Serves as the official contact and…
  • 2.2
    Options Clearing Corporation – Chicago, IL
    Est. Salary $73k-$131k
    13 days ago 13d
    framework. Assessing OCC’s current compliance with applicable regulations, laws, and legal requirements. Advising and interacting… will be considered. At least 4 years of experience in a compliance, legal, or regulatory affairs capacity is required. Experience…
  • 3.0
    Harris Bankcorp – Chicago, IL
    Est. Salary $59k-$105k
    13 days ago 13d
    The Senior ComplianceOfficer assists the Head, US Regulatory Compliance Testing for BMO Harris Bank NA (“BHB”) as a key contributor… . The Senior ComplianceOfficer coordinates, performs, and reviews regulatory compliance testing of U.S. Personal & Commercial…
  • 3.5
    BMO Financial Group – Chicago, IL
    Est. Salary $69k-$121k
    13 days ago 13d
    The Senior ComplianceOfficer assists the Head, US Regulatory Compliance Testing for BMO Harris Bank NA (“BHB”) as a key contributor… . The Senior ComplianceOfficer coordinates, performs, and reviews regulatory compliance testing of U.S. Personal & Commercial…
  • 3.5
    TIAA – Chicago, IL
    14 days ago 14d
    ) and Nuveen Chief ComplianceOfficer (dotted). Develops bottom up Nuveen testing plan leveraging compliance risk assessment results… /or horizontal Compliance testing, as required. Monitors regulatory change management and changes in compliance risk profile and…
  • 3.1
    BMO Harris Bank – Chicago, IL
    Est. Salary $72k-$130k
    13 days ago 13d
    The Senior ComplianceOfficer assists the Head, US Regulatory Compliance Testing for BMO Harris Bank NA (“BHB”) as a key contributor… . The Senior ComplianceOfficer coordinates, performs, and reviews regulatory compliance testing of U.S. Personal & Commercial…
  • 2.8
    Presence Health – Chicago, IL
    Est. Salary $35k-$58k
    NEW
    Responsibility Liaison/ComplianceOfficer in the evaluation of effectiveness of the Ministry Compliance program, including the… contracts based on corporate and legal standards. Maintains local ministry policies and ensures-compliance with regulatory guidelines…
  • The Symicor Group – Chicago, IL
    EASY APPLY
    4 days ago 4d
    benefits package. Bank ComplianceOfficer responsibilities include: Implementing and maintaining compliance policies and procedures… The Position - Our client is seeking to fill a Bank ComplianceOfficer role in the greater Chicago, IL market. This role will…
  • 2.5
    FNBC Bank & Trust – La Grange, IL
    Est. Salary $29k-$53k
    7 days ago 7d
    for an Assistant ComplianceOfficer who will report to the Chief Risk Officer. The Assistant ComplianceOfficer will support the… practices. The Officer will also assist with the coordination of compliance audits and examinations, coordination of scheduled internal…
  • 3.5
    TIAA – Chicago, IL
    7 days ago 7d
    required and 5 or more years of applicable experience as a ComplianceOfficer and/or a securities regulator. Demonstrated financial… seeking an experienced compliance professional to focus on the execution of the investment adviser compliance program for services…
  • 3.6
    Group One Trading – Chicago, IL
    Est. Salary $34k-$61k
    NEW
    audits and other miscellaneous requests of the Chief ComplianceOfficer. Other responsibilities may include, but are not limited… staff. Responsibilities This position consists of legal research, (particularly pertaining to the different Exchanges…
  • 2.8
    Presence Health – Des Plaines, IL
    Est. Salary $53k-$102k
    16 days ago 16d
    President, Chief ComplianceOfficer. Serves as the official contact and public representative for the PH Compliance Program at the… Previous experience as a hospital or physician ComplianceOfficer for a hospital, physician practice/group or health care…
  • 3.2
    Chicago Board Options Exchange – Chicago, IL
    Est. Salary $40k-$67k
    16 days ago 16d
    Summary: Assists Chief ComplianceOfficer (CCO) and Compliance Department by administering compliance initiatives designed to… -5 or more years of professional experience in legal, regulatory, or compliance department within the securities industry or financial…
  • 3.4
    Rotary – Evanston, IL
    28 days ago 28d
    team with Annual Giving Officer, Regional Membership Officer, Major Gift Officer, and Regional Grant Officer, by sharing knowledge… , club incorporations, club foundations, officer election procedures, new club officer reporting, anniversary certificates, presidential…
  • 4.0
    Waterton – Chicago, IL
    Est. Salary $42k-$67k
    25 days ago 25d
    Brief The Compliance Analyst will directly support the General Counsel and Chief ComplianceOfficer to ensure compliance with the… Resitality! Compliance Analyst The Compliance Analyst will directly support the General Counsel and Chief ComplianceOfficer to ensure…
  • 3.5
    Federal Reserve Bank of Chicago – Chicago, IL
    6 days ago 6d
    Attorney – Officer Level (CRSO Product Office Counsel) Federal Reserve Banks have centralized certain functions that provide… quality and timely performance of legal work; and 3) professional development of other legal staff supporting the CRSO. Job…
  • 2.4
    National Express Corporation – Lisle, IL
    Est. Salary $94k-$173k
    NEW
    currently seeking an experienced, highly-qualified Chief ComplianceOfficer (CCO) to work from our corporate headquarters in Lisle… comply with applicable legal and regulatory requirements and maintain a culture of ethics, compliance, and integrity. The CCO…
  • 3.5
    BMO Financial Group – Chicago, IL
    Est. Salary $77k-$123k
    11 days ago 11d
    The Sr. ComplianceOfficer, LCCG assists the Compliance management in the effective implementation, maintenance and administration… obligations are met. To effectively achieve compliance goals, the Sr. ComplianceOfficer, LCCG maintains current knowledge of CF-related…
  • 3.1
    Robert Half Legal – Chicago, IL
    11 days ago 11d
    experience. The LegalCompliance Analyst/ Paralegal will directly support the General Counsel and Chief ComplianceOfficer to ensure… Loop. The Compliance Analyst will directly support the General Counsel and Chief ComplianceOfficer to ensure compliance with the…
  • 2.8
    Whelan Security – Chicago, IL
    Est. Salary $20k-$29k
    5 days ago 5d
    Successful candidates must meet the following requirements: Legally authorized to work in the United States At least 21 years… responsible for all aspects of physical security: ensuring compliance to policies and procedures, monitoring access to company spaces…
  • Seacoast Commerce Bank – Chicago, IL
    6 days ago 6d
    Seacoast team! We are looking for an SBA Business Development Officer to identify, solicit and close new SBA loans through business… Ability to read and interpret common financial reports, and legal documents. Ability to respond to common inquiries or complaints…
  • 3.4
    Blue Cross and Blue Shield Association – Chicago, IL
    Est. Salary $50k-$82k
    8 days ago 8d
    Medicare Part C Compliance; Record and Information Management Compliance; ComplianceOfficer group; ARRA compliance, etc. National… Effective Compliance Program, Medicare regulations, and HIPAA/ARRA/PPACA compliance and the relationship to compliance programs…
  • 3.1
    Robert Half Legal – Chicago, IL
    Est. Salary $40k-$66k
    17 days ago 17d
    experience. The LegalCompliance Analyst/ Paralegal will directly support the General Counsel and Chief ComplianceOfficer to ensure… Loop. The Compliance Analyst will directly support the General Counsel and Chief ComplianceOfficer to ensure compliance with the…
  • 4.5
    PowerReviews – Chicago, IL
    NEW
    for the day-to day operations of the accounting, finance and legal department. You will help lead the company to meet budget and… as well as all aspects of the companys financial management, legal, specific new initiatives, operational needs and potential M…
  • 3.6
    RSM US LLP – Chicago, IL
    Est. Salary $66k-$107k
    18 days ago 18d
    professional services firm (operations, audit, tax, compliance, or legal management experience) (required) Experience with performing… National Office of Risk Management as directed by the Chief Risk Officer. Position level/Reporting structure: This person will…
  • 2.9
    MB Financial – Chicago, IL
    6 days ago 6d
    processing of forms and legal documents required for residential loans and follows the loans to ensure compliance with terms. Negotiates… in locations other than the personal residence of the loan officer. · Acts as a role model and professionally represents the…
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