Regulatory Compliance Officer Jobs in Chicago, IL | Glassdoor
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Regulatory Compliance Officer Jobs in Chicago, IL

112 Jobs

  • 1.6
    L.R.A,Inc. – Chicago, IL
    $59k-$88k(Glassdoor est.)
    19 days ago 19d
    suburbs You must be in the current role as a RegulatoryComplianceOfficer for at least 3 years, Handling the consumer,… diligence cheeks with timely analysis of information to ensure compliance with government and bank regulations. Strong in the commercial…
  • 3.3
    Next Level Health Partners, LLC – Chicago, IL
    EASY APPLY
    $47k-$78k(Glassdoor est.)
    HOT
    Facilitate the development of compliance programs in conjunction with the ComplianceOfficer and the Compliance Committee Participate… support of compliance audits. Assist with the preparation, distribution, and preparation of required compliance reports, submissions…
  • 3.2
    The PrivateBank – Chicago, IL
    $125k-$182k(Glassdoor est.)
    10 days ago 10d
    information security risks in a manner that meets compliance and regulatory requirements, and aligns with and supports the risk… Veteran Responsibilities The Chief Information Security Officer (CISO) is responsible for establishing and maintaining a corporate-wide…
  • 3.6
    RSM US LLP – Chicago, IL
    $62k-$101k(Glassdoor est.)
    12 days ago 12d
    investment advisor as a regulatorycomplianceofficer, or auditor, or with a regulatory agency Regulatory audit experience a plus… Required Application of regulatorycompliance expertise in a consulting, financial services or regulatory environment Development…
  • 3.3
    NextLevel Health – Chicago, IL
    $51k-$76k(Glassdoor est.)
    NEW
    Facilitate the development of compliance programs in conjunction with the ComplianceOfficer and the Compliance Committee, Participate… . POSITION OVERVIEW The ComplianceOfficer is responsible for assisting in plan compliance initiatives and programs. The…
  • 3.2
    Huntington National Bank – Chicago, IL
    NEW
    transaction. Acquire knowledge and maintain currency of all Compliance, Regulatory and Business Unit Policy, Standard and Procedure requirements… The CRA Mortgage Loan Officer will perform a wide range of duties relating to increasing Huntington's market share in the…
  • 3.1
    BMO Harris Bank – Chicago, IL
    $50k-$74k(Glassdoor est.)
    1 days ago 15hr
    ensure regulatory, corporate and fiduciary obligations are met. To effectively achieve compliance goals, the Compliance Management… factors which may affect risk mitigation and compliance with applicable regulatory requirements. Anticipate potential consequences…
  • 2.2
    The Options Clearing Corporation – Chicago, IL
    $81k-$117k(Glassdoor est.)
    1 days ago 16hr
    The ComplianceOfficer will also be responsible for recommending enhancements to the performance, integrity, and compliance of… ensure compliance with policy, laws, and regulations Provide guidance to business and compliance staff regarding regulatory agency…
  • 3.5
    BMO Financial Group – Chicago, IL
    $123k-$176k(Glassdoor est.)
    NEW
    assessment process. The Chief ComplianceOfficer applies expertise in applicable regulatory standards and in-depth knowledge of the… The Chief ComplianceOfficer for BMO Harris Financial Advisors (“BHFA”) oversees the compliance risk management program for BMO…
  • 3.5
    McGladrey LLP – Chicago, IL
    $70k-$113k(Glassdoor est.)
    20 days ago 20d
    investment advisor as a regulatorycomplianceofficer, or auditor, or with a regulatory agency Regulatory audit experience a plus… Required Application of regulatorycompliance expertise in a consulting, financial services or regulatory environment Development…
  • 3.1
    BMO Harris Bank – Chicago, IL
    $80k-$117k(Glassdoor est.)
    1 days ago 15hr
    ensure regulatory, corporate and fiduciary obligations are met. To effectively achieve compliance goals, the Compliance Management… factors which may affect risk mitigation and compliance with applicable regulatory requirements. Anticipate potential consequences…
  • 3.5
    BMO – Chicago, IL
    $66k-$97k(Glassdoor est.)
    10 days ago 10d
    ensure regulatory, corporate and fiduciary obligations are met. To effectively achieve compliance goals, the Compliance Management… factors which may affect risk mitigation and compliance with applicable regulatory requirements. Anticipate potential consequences…
  • 2.2
    Options Clearing Corporation – Chicago, IL
    $81k-$117k(Glassdoor est.)
    NEW
    The ComplianceOfficer will also be responsible for recommending enhancements to the performance, integrity, and compliance of… ensure compliance with policy, laws, and regulations Provide guidance to business and compliance staff regarding regulatory agency…
  • 5.0
    Lendr – Chicago, IL
    $68k-$132k(Glassdoor est.)
    NEW
    perform compliance risk assessments. Assist Chief ComplianceOfficer with updates and revisions to Lendr’s Compliance Management… management of Lendr’s Compliance Management Systems Program at the direction of the Chief ComplianceOfficer, including but not limited…
  • 3.5
    BMO Financial Group – Chicago, IL
    $78k-$114k(Glassdoor est.)
    27 days ago 27d
    ensure regulatory, corporate and fiduciary obligations are met. To effectively achieve compliance goals, the Compliance Management… factors which may affect risk mitigation and compliance with applicable regulatory requirements. Anticipate potential consequences…
  • 5.0
    NextCapital – Chicago, IL
    EASY APPLY
    $79k-$126k(Glassdoor est.)
    13 days ago 13d
    regulations. This position will report into our Chief ComplianceOfficer. Learn more about NextCapital at www.themuse.com/companies… , and letters relating to firm and client compliance. Prepare forms for regulatory filings and firm reporting. Research issues…
  • 2.8
    Advantage Futures – Chicago, IL
    HOT
    Responsibilities: Assist the Chief ComplianceOfficer in reviewing, maintaining and updating the Firm’s regulatory filings, including those… Compliance Assist and report to Chief ComplianceOfficer to ensure all activities are in compliance with…
  • 4.2
    Waterton – Chicago, IL
    $41k-$67k(Glassdoor est.)
    NEW
    Brief The Compliance Analyst will directly support the General Counsel and Chief ComplianceOfficer to ensure compliance with the… Resitality! Compliance Analyst The Compliance Analyst will directly support the General Counsel and Chief ComplianceOfficer to ensure…
  • 3.9
    KPMG – Chicago, IL
    NEW
    experience in regulatorycompliance as a bank compliance manager and/or officer, compliance auditor, regulatory counsel, or at… rules, and regulations associated with this consumer regulatorycompliance practice Ability to manage multiple tasks and prioritize…
  • 3.7
    JPMorgan Chase & Co. – Chicago, IL
    $49k-$73k(Glassdoor est.)
    8 days ago 8d
    partnership with the LOB Compliance team and the line of business. The Compliance Strategy ComplianceOfficer will support the firm's… direct supervision of the Compliance Manager, and may at times receive guidance from a Sr. ComplianceOfficer Qualifications:…
  • 3.4
    HSBC Holdings – Arlington Heights, IL
    $74k-$109k(Glassdoor est.)
    11 days ago 11d
    Business ComplianceOfficer, Area ComplianceOfficer or Local ComplianceOfficer, ensuring adequate compliance resources and training… some cases, this role may report to an AVP Manager RegulatoryComplianceOfficer. Impact on the Business Under general…
  • 5.0
    CBOE – Chicago, IL
    $37k-$73k(Glassdoor est.)
    23 days ago 23d
    Summary: Assists Chief ComplianceOfficer (CCO) and Compliance Department by administering compliance initiatives designed to… thorough knowledge of Exchange systems environment, compliance/regulatory concepts and principles, rules and regulations, technologies…
  • 2.2
    Options Clearing Corporation – Chicago, IL
    $81k-$117k(Glassdoor est.)
    12 days ago 12d
    and design of cutting-edge regulatorycompliance protocols, including: Implementing the regulatory management function in accordance… of experience in a compliance, legal, or regulatory affairs capacity is required. Experience at a regulatory body (i.e. SEC, CFTC…
  • 3.9
    KPMG – Chicago, IL
    7 days ago 7d
    experience in regulatorycompliance as a bank compliance manager and/or officer, compliance auditor, regulatory counsel, or at… rules, and regulations associated with this consumer regulatorycompliance practice Ability to manage multiple tasks and prioritize…
  • 3.4
    HSBC – Arlington Heights, IL
    $74k-$109k(Glassdoor est.)
    19 days ago 19d
    Business ComplianceOfficer, Area ComplianceOfficer or Local ComplianceOfficer, ensuring adequate compliance resources and training… some cases, this role may report to an AVP Manager RegulatoryComplianceOfficer. Impact on the Business Under general supervision…
  • 3.5
    TIAA – Chicago, IL
    HOT
    required and 5 or more years of applicable experience as a ComplianceOfficer and/or a securities regulator. Demonstrated financial… operational and other processes. Knowledge of regulatory regimes (and associated compliance programs): Securities Exchange Act of 1934…
  • 3.6
    RSM US LLP – Chicago, IL
    $51k-$92k(Glassdoor est.)
    NEW
    CFPB, OCC or financial agencies with banking or as a complianceofficer Excellent verbal, written and interpersonal skills… RegulatoryCompliance - Risk Advisory – Senior Associate Basic Qualifications: Bachelor’s Degree in Finance, Accounting…
  • 3.1
    BMO Harris Bank – Chicago, IL
    1 days ago 15hr
    assessment process. The Chief ComplianceOfficer applies expertise in applicable regulatory standards and in-depth knowledge of the… The Chief ComplianceOfficer for BMO Harris Financial Advisors (“BHFA”) oversees the compliance risk management program for BMO…
  • 2.1
    Cook County Sheriff – Chicago, IL
    $56k-$91k(Glassdoor est.)
    NEW
    tasks at once. * Performs other duties assigned by the ComplianceOfficer, including developing appropriate agendas, reports, and… analysis to identify any instances of non-compliance. * Evaluates instances of non-compliance with further investigation, oversees…
  • 3.9
    University of Illinois at Chicago – Chicago, IL
    7 days ago 7d
    Title: Chief Executive Officer - Hospital Administration (Job ID #82647) Department: Hospital Administration… 11/17/2017 Description: The Chief Executive Officer (CEO) is responsible for the overall operations of the University…
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