Chief Compliance & Ethics Officer Jobs | Glassdoor
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Chief Compliance & Ethics Officer Jobs

  • JobsQuest.org – United States
    26 days ago 26d
    to be qualified for employment consideration as a ChiefComplianceOfficer, an applicant must possess the following (or equivalent… : Certified Compliance & Ethics Professional ( CCEP ) or Certified Leading Professional in Ethics & Compliance ( LPEC )…
  • 3.4
    Citibank – Dallas, TX
    Est. Salary $75k-$133k
    25 days ago 25d
    SVP Senior ComplianceOfficer reports to a Director in the Ethics Office and ultimately to Citi's ChiefEthicsOfficer within Citi's… Citi's Global Ethics Office. Ethics Officers within Global Compliance interface with global businesses and regions and are responsible…
  • 4.1
    University of California – San Francisco, CA
    Est. Salary $95k-$173k
    NEW
    Office of Ethics and Compliance. Reporting directly to the Associate Vice Chancellor (AVC), ChiefEthics and Compliance Officer… Chief UCSF Health Clinical ComplianceOfficer San Francisco Full Time Requisition: 47146BR Posting Date: 8/18…
  • 3.5
    CitiGroup – Irving, TX
    Est. Salary $100k-$170k
    25 days ago 25d
    SVP Senior ComplianceOfficer reports to a Director in the Ethics Office and ultimately to Citi's ChiefEthicsOfficer within Citi's… Citi's Global Ethics Office. Ethics Officers within Global Compliance interface with global businesses and regions and are responsible…
  • 3.4
    Citibank – Long Island City, NY
    Est. Salary $84k-$149k
    4 days ago 4d
    ultimately to Citis ChiefEthicsOfficer. Responsibilities include, but are not limited to: Develop and draft policies and… Citi's Global Ethics Office as an SVP/ComplianceOfficer responsible for the development and maintenance of the Citi Ethics Office's…
  • 3.3
    The Forum Group – New York, NY
    4 days ago 4d
    Primary Oversight Responsibilities: Code of Ethics and Personal Trading Compliance program o Preclearance, Post Trade Monitoring… ~Applicant should be a seasoned compliance professional with at least 10-15 years of compliance experience within an asset management…
  • 3.0
    YAI National Institute – New York, NY
    Est. Salary $85k-$158k
    13 days ago 13d
    reports to the Chief Executive Officer, the Board of Directors, the Board Compliance Committee, Staff Compliance Committee and… families throughout the New York metropolitan area. The ChiefComplianceOfficer (CCO) will serve as a key member of the YAI senior…
  • 3.2
    Valley Metro/RPTA – Phoenix, AZ
    Est. Salary $54k-$98k
    NEW
    2017 and weekly thereafter until filled. The Chief Procurement Officer (CPO) is responsible for the day-to-day management… Professional Public Buyer (CPPB) or Certified Public Procurement Officer (CPPO) or equivalent professional certification is desirable…
  • 3.3
    AvMed Health Plans – Miami, FL
    Est. Salary $75k-$125k
    21 days ago 21d
    and internal compliance auditing. Prepare materials for and provide assistance to the ChiefComplianceOfficer and Board Committees… collaboration with the Vice President of Assurance & Compliance, ChiefComplianceOfficer and Director of Financial Controls, ensure effective…
  • 3.5
    Citi – Long Island City, NY
    Est. Salary $110k-$188k
    4 days ago 4d
    Citi's Global Ethics Office as an SVP/ComplianceOfficer responsible for the development and maintenance of the Citi Ethics Office's… ultimately to Citis ChiefEthicsOfficer. Responsibilities include, but are not limited to: Develop and draft policies and…
  • 4.2
    UC Irvine – Irvine, CA
    Est. Salary $72k-$136k
    19 days ago 19d
    UC Senior Vice President/ ChiefCompliance and Audit Officer., The ChiefCompliance & Privacy Officer provides overall guidance… identified information. As ChiefComplianceOfficer: Ensures that UC Irvine Health Sciences Compliance Programs are consistent with…
  • 3.2
    Waddell and Reed – Overland Park, KS
    Est. Salary $88k-$154k
    NEW
    The Chief Regulatory Officer (CRO) / ChiefComplianceOfficer (CCO) is primarily responsible for directing the overall Compliance… Procedures and Code of Ethics Conduct periodic testing of the firm’s supervisory controls Conduct annual compliance meeting with all…
  • 3.0
    United States Senate Federal Credit Union – Alexandria, VA
    Est. Salary $53k-$96k
    4 days ago 4d
    legal or regulatory compliance requirements. Acts as the Credit Union’s BSA/AML Officer. Ensures compliance with applicable BSA… Acts as the Credit Union’s Safe Act Officer. Manages the Credit Union’s compliance with the SAFE Act and works with other responsible…
  • 3.0
    CitiMortgage – Long Island City, NY
    Est. Salary $77k-$135k
    5 days ago 5d
    ultimately to Citi’s ChiefEthicsOfficer. Responsibilities include, but are not limited to: Develop and draft policies… Citi's Global Ethics Office as an SVP/ComplianceOfficer responsible for the development and maintenance of the Citi Ethics Office's…
  • 3.2
    Walmart eCommerce – San Bruno, CA
    Est. Salary $59k-$77k
    27 days ago 27d
    The Administrative Assistant will support the ChiefEthics & ComplianceOfficer, U.S. eCommerce and his team Ability to comply… Preferred Qualifications Past experience supporting Compliance, Legal, or Ethics teams preferred Possess a positive, action-oriented…
  • 3.2
    Walmart eCommerce – San Bruno, CA
    Est. Salary $106k-$172k
    26 days ago 26d
    President for US eCommerce Regulatory Compliance and the US eCommerce ChiefComplianceOfficer. This position must develop and implement… Walmart eCommerce Ethics and Employment Compliance, by developing cohesive strategies for ethics and compliance awareness; setting…
  • 3.2
    Birch Family Services – New York, NY
    Est. Salary $67k-$127k
    6 days ago 6d
    Under the direction of the Chief Executive Officer, the ComplianceOfficer oversees the Agency Compliance Program, functioning as… results are shared with Chief Executive Officer (CEO), Chief Operating Officer (COO), Chief Financial Officer (CFO), Executive Vice…
  • 4.6
    Cencal Health – Santa Barbara, CA
    Est. Salary $49k-$96k
    24 days ago 24d
    environment) Under direction from the Chief Executive Officer, the ComplianceOfficer serves as the Plan’s primary executor and… primary CMS compliance contact and the person responsible for ensuring overall compliance with Medi-Cal/Medicare compliance requirements…
  • 2.9
    TSYS – Austin, TX
    Est. Salary $87k-$151k
    15 days ago 15d
    the ChiefComplianceOfficer for Netspend, serves as key regulatory officer capacities (i.e. Acts as the Bank Secrecy Act Officer… Certified Bank ComplianceOfficer (CBCO), Certified Regulatory Compliance Manager (CRCM), or Certified Regulatory and Compliance Professional…
  • 3.8
    The Committee for Hispanic Children and Families – New York, NY
    5 days ago 5d
    to elected officials and beyond; and A full commitment to ethics and loyalty to CHCF. Company Description Since 1982, The… Identify and mitigate operational financial risks. Ensure compliance with government and other relevant regulations. Constituency…
  • 4.1
    Fairway Consulting Group – United States
    5 days ago 5d
    Information. Ensuring compliance with the Sunshine Act and ensure that formal reporting procedures are in compliance with existing regulations… external constituencies. Good business instincts and a high ethical standard. Passion to be the best and contribute as senior…
  • 4.1
    UC San Diego – San Diego, CA
    Est. Salary $80k-$147k
    4 days ago 4d
    education in a diverse society. Serve as the Chief Administrative Officer (CAO) and principal advisor to the Chair of a complex… computer application programs. Demonstrated understanding of ethical issues in a University setting and the ability to instill and…
  • 3.1
    Acadia Healthcare – Lafayette, LA
    7 days ago 7d
    Ability to lead with a high degree of emotional intelligence and ethics.… balance sheet accounts are reconciled on a monthly basis and in compliance with company policies and standards and that any outstanding…
  • 3.6
    State of Oregon – Tigard, OR
    Est. Salary $57k-$89k
    NEW
    Investment ComplianceOfficer position that will be located in our Tigard, Oregon office. This position will report to the Chief Compliance… a constitutional officer and statewide elected official. The Treasurer serves as the chief financial officer for the state and…
  • 4.0
    The Nature Conservancy – Chicago, IL
    NEW
    success in Illinois and around the globe. The Illinois Chief Development Officer will join an exceptionally committed and passionate… volunteers at a time of robust growth. The Illinois Chief Development Officer (CDO) leads a comprehensive, top-in-class development…
  • 3.6
    AQR Capital Management – Greenwich, CT
    Est. Salary $101k-$160k
    4 days ago 4d
    the responsibilities of which will include hedge fund tax compliance and reporting for the suite of collective investment vehicles… The individual will work closely with the Head of Fund Tax Compliance, and will also be involved in tax planning and structuring…
  • 3.6
    AbbVie – Waukegan, IL
    Est. Salary $93k-$148k
    4 days ago 4d
    related to BTS Compliance policy, process, and procedure. Provide cross-functional leadership with Compliance Consultants & Managers… BTS Compliance expert to ensure successful software implementations. Serve as a source of information on the BTS Compliance needs…
  • 3.8
    City of Carson, Nevada – Carson City, NV
    NEW
    been determined to fall under the category as "Public Officer". Public Officer is defined as those persons serving in a position designated… practices, rules and regulatory reporting requirements. Legal, ethical and professional rules of conduct for public sector finance…
  • 3.7
    Discover Financial Services – Riverwoods, IL
    Est. Salary $92k-$146k
    5 days ago 5d
    across the Compliance program. Develop, integrate, maintain and monitor procedures and controls to ensure compliance with Federal… quickly grasp business, compliance and technical concepts and translate high level requirements into compliance initiatives.…
  • 4.1
    Alexander Ash – New York, NY
    Est. Salary $52k-$104k
    27 days ago 27d
    organized individual to serve as ComplianceOfficer (CO). The CO will report to the ChiefComplianceOfficer and make recommendations… regulatory compliance issues and set them to the highest standards. RESPONSIBILITIES: Aid SVP, ChiefComplianceOfficer and management…
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