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Chief Compliance Officer Jobs

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  • 3.2
    Edelman Financial Services – Fairfax, VA
    Est. Salary $122k-$211k
    3 days ago 3d
    seeking an experiencedChief Compliance Officer (CCO) for our HQ in Fairfax, VA. The Chief Compliance Officer is responsible for the… best-in-class services to its clients. The Chief Compliance Officer will be responsible for compliance analysis, programs, initiatives,…
  • 2.9
    New York Racing Association – Ozone Park, NY
    Est. Salary $127k-$235k
    17 days ago 17d
    The Chief Corporate Compliance Officer oversees The New York Racing Association, Inc’s. Corporate Compliance Program for… The Chief Corporate Compliance Officer is a member of the law department and reports to the SVP, General Counsel, and Chief Administrative…
  • 4.2
    Amherst – Austin, TX
    Est. Salary $65k-$124k
    5 days ago 5d
    Chief Compliance Officer The Amherst Single Family Residential business is seeking a Chief Compliance Officer. Amherst… business regarding compliance. Overseeing compliance training programs. Maintaining compliance programs.…
  • 3.5
    Page Group – New York, NY
    Est. Salary $105k-$195k
    20 days ago 20d
    My client is looking for a new Chief Compliance Officer to head up their New York operation. The ideal candidate will be a generalist… or ad-hoc reviews. Host annual compliance meeting. Profile 5-7 years within the compliance field. Knowledge of regulations…
  • Chartered Alternative Investment Analyst Association – Jennings, MO
    Est. Salary $67k-$122k
    Today 11hr
    monitoring and exception reporting. + Educate trading personnel on compliance procedures and new regulations. + Manage and amend the firm's… well as be aware of the regulatory environment. + 5+ year's compliance experience (preferably in a trading firm). + Must possess…
  • 3.1
    First United Bank & Trust – Durant, OK
    Est. Salary $70k-$126k
    7 days ago 7d
    SUMMARY The Chief Compliance Officer is responsible for the development and implementation of a regulatory compliance risk management… Durant Bancorp. The Chief Compliance Officer provides direction to, and has oversight of, the compliance program that documents…
  • 3.1
    Danaher – Chicago, IL
    Est. Salary $106k-$194k
    11 days ago 11d
    change agent to engender a culture of compliance within Leica Biosystems. The Compliance Officer will partner with the Leica Biosystems… the platform’s compliance, including reporting ongoing compliance issues and intentional acts of non-compliance, fraud, waste and…
  • The Judson Group – Boston, MA
    Est. Salary $99k-$200k
    5 days ago 5d
    search for a Chief Compliance Officer. The ideal candidate will have had experience leading a similar firm’s compliance, technology… Responsible for oversight of the firm’s compliance program, ensuring regulatory compliance with all policies and goals. Develop…
  • EBC Associates, LLC – New York, NY
    Est. Salary $95k-$178k
    4 days ago 4d
    Chief Compliance and BSA Officer Summary: Responsible for establishing and maintaining ongoing compliance program, due diligence… Responsibilities Oversee the Corporate Compliance Program, conduct legal, transactional and compliance related research and advise management…
  • 2.2
    Regencyhealthcare – Victoria, TX
    Est. Salary $92k-$171k
    20 days ago 20d
    serve as its Chief Compliance Officer. The Chief Compliance Officer serves as the focal point for all compliance activities and… Corporate Compliance Program. Responsibilities: Chief Compliance Officer Reporting: The Chief Compliance Officer will…
  • 3.5
    FFF Enterprises – Temecula, CA
    EASY APPLY
    Est. Salary $81k-$154k
    7 days ago 7d
    Chief Compliance Officer Location: Temecula, CA | Kernersville, NC Nature and Scope: The Chief Compliance Officer… Company’s Compliance Program, functioning as an independent and objective body that reviews and evaluates compliance issues/concerns…
  • 2.7
    Mosaic Community Services – Timonium, MD
    Est. Salary $62k-$121k
    5 days ago 5d
    the functions of the Compliance Committee including implementation and enforcement of the agency's Compliance Program and policies… for the agency to ensure that all program components are in compliance with regulatory guidelines including COMAR, DDA, ADAA, and…
  • 2.1
    Equity Bank – Wichita, KS
    Est. Salary $64k-$116k
    3 days ago 3d
    Chief Compliance Officer The Chief Compliance Officer is responsible for developing, implementing and administering… of the Companys Compliance Management Program and reports to the Chief Risk Officer. The Chief Compliance Officer provides direction…
  • 3.2
    Millennium Physician Group – Fort Myers, FL
    Est. Salary $76k-$144k
    6 days ago 6d
    responsibilities of the position. The Chief Compliance Officer reports to the Chief Executive Officer of Millennium Healthcare and Audit… The Chief Compliance Officer provides direction and oversight of the Millennium Healthcare Compliance Program. Responsible for…
  • 3.3
    Summit Strategies – Saint Louis, MO
    Est. Salary $72k-$129k
    7 days ago 7d
    Summit Strategies is looking to hire a Chief Compliance Officer with 5-10+ years of experience in the investment management industry… fiduciary and regulatory compliance activities. • Ensure Company conducts its business in compliance with all applicable laws…
  • First United Bank – Durant, OK
    Est. Salary $59k-$108k
    7 days ago 7d
    SUMMARY The Chief Compliance Officer is responsible for the development and implementation of a regulatory compliance risk management… Durant Bancorp. The Chief Compliance Officer provides direction to, and has oversight of, the compliance program that documents…
  • 3.0
    Amherst Holdings – Austin, TX
    Est. Salary $73k-$130k
    5 days ago 5d
    Chief Compliance Officer The Amherst Single Family Residential business is seeking a Chief Compliance Officer. Amherst… business regarding compliance. Overseeing compliance training programs. Maintaining compliance programs.…
  • 2.6
    Investment Professionals – San Antonio, TX
    Est. Salary $61k-$111k
    17 days ago 17d
    10 years’ experience in securities compliance and/or legal experience in securities compliance, emphasis on sales and sales trading… and enhance a retail broker-dealer and investment advisor compliance program, including annual assessment, surveillance and field…
  • 3.6
    UCLA Health – Los Angeles, CA
    Est. Salary $114k-$209k
    12 days ago 12d
    Health. The Chief Compliance Officer also has a dotted line reporting to the Senior Vice President of Compliance and Audit with… Job DutiesThe Chief Compliance Officer (CCO) will provide overall direction through the strategic development and execution of…
  • 3.3
    Commerce Bank – Kansas City, MO
    Est. Salary $75k-$134k
    20 days ago 20d
    21466 Chief Compliance Officer - Kansas City (Open) Job Category: Grade 10 -------------------------------------------------… ----------------------------- Job Expectations: Chief Compliance Officer - Kansas City How would you like to work for a great…
  • 4.9
    GPAC – Jamestown, ND
    EASY APPLY
    Est. Salary $40k-$79k
    1 days ago 17hr
    Regular consultation with CEO & Chief Compliance Officer regarding all aspects of the Compliance Management System; assist with… ensure compliance with all state and federal rules and regulations. Develop or assist in the development of compliance training…
  • 3.5
    New York Life – New York, NY
    Est. Salary $125k-$229k
    19 days ago 19d
    and intercompany working groups. Importantly, the Chief Compliance Officer will be expected to be a strong collaborator who will… constructively with all relevant functional groups. The Chief Compliance Officer will serve as a strong steward for the firm who will…
  • 2.9
    Hach – United States
    Est. Salary $83k-$156k
    26 days ago 26d
    . He or she will drive the platform’s Compliance Program by leading a team of compliance professionals; implementing written policies… Provide oversight of WQ’s trade compliance programs Directly and indirectly supervise trade compliance professionals and operations…
  • 4.6
    MJ Boyd Consulting – New York, NY
    19 days ago 19d
    Responsibilities Head of the Compliance Department (2 or 3 people including the CCO), responsible for Branch compliance with all regulatory… Committee, define and implement the bank’s compliance framework Supervise the Compliance Department on a day-to-day basis and contribute…
  • Cedar Run Eye Center – Traverse City, MI
    2 days ago 2d
    professional to step into the newly created position of Chief Financial Officer. You will be joining an established ophthalmology practice… oversight of all billing staff, and providing the financial compliance component for our associated freestanding outpatient surgery…
  • 3.0
    YAI National Institute – New York, NY
    Est. Salary $83k-$156k
    12 days ago 12d
    reports to the Chief Executive Officer, the Board of Directors, the Board Compliance Committee, Staff Compliance Committee and… families throughout the New York metropolitan area. The Chief Compliance Officer (CCO) will serve as a key member of the YAI senior…
  • JobsQuest.org – United States
    27 days ago 27d
    to be qualified for employment consideration as a Chief Compliance Officer, an applicant must possess the following (or equivalent… business compliance and ethics. •Progressively responsible management-level experience guiding and directing compliance and ethics…
  • 1.8
    Regency Healthcare – Victoria, TX
    Est. Salary $72k-$138k
    14 days ago 14d
    serve as its Chief Compliance Officer. The Chief Compliance Officer serves as the focal point for all compliance activities and… Company's Corporate Compliance Program. Chief Compliance Officer Reporting: The Chief Compliance Officer will have such authority…
  • 3.4
    M Financial Group – Portland, OR
    Est. Salary $53k-$104k
    26 days ago 26d
    Risk and Compliance Provide support to the Chief Risk& Compliance Officer, providing direction to the firm’s compliance staff and… overall compliance program of M Securities Conduct audits and testing of branch offices of M Securities in their compliance of written…
  • 3.8
    First Interstate – Billings, MT
    Est. Salary $74k-$133k
    14 days ago 14d
    SUMMARY The Chief Compliance Officer reports directly to the Chief Risk Officer and is responsible for the ongoing maintenance… The Chief Compliance Officer will work closely with the General Counsel and Legal Department in enhancing the compliance program…
  • 2.9
    Urban Pathways – New York, NY
    Est. Salary $82k-$154k
    27 days ago 27d
    be self-sufficient. Reporting to the Chief Executive Officer, the Chief Compliance Officer's (CCO) duties include: Recruits,… Directors Compliance Committee and reports any and all violations of corporate compliance to the Board of Directors and the Chief Executive…
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