Job Type
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Assistant Risk and Compliance Manager Jobs in City of London, England

1,765Jobs

  • 4.9
    Anson McCade – City of London, England
    11 days ago 11d
    and are now looking for a ComplianceManager (Regulatory, Risk, FCA) to join the venture, to assist in supporting the ventures… internal and external compliance requirements Create and manage the end to end regulatory, compliance and risk framework Develop…
  • 3.8
    WorldRemit – London, England
    13 days ago 13d
    them happen. POSITION: Compliance/Risk Project Manager REPORTING TO: Regional Head of Compliance The role is responsible… to the appropriate Compliance/Risk owner. Monitor the product developments to assure Compliance/Risk considerations are integrated…
  • 3.5
    Real Staffing – City of London, England
    NEW
    ideally Greeks. As riskmanager, you will be working with other team members to develop market risk MI to assist in risk analysis. Ideally… RiskManager I am looking for a Riskmanager to work within the trading book market risk team based in London for one of…
  • 3.4
    Willis Towers Watson – London, England
    5 days ago 5d
    and errors forms in conjunction with the risk team. Manage execution of the Compliance Monitoring Programme reviews Undertake… responsibilities will be to assist the Compliance Officer for TWIMI and TWIM execute the Compliance Programme for the Funds business…
  • 2.7
    GAIN Capital – London, England
    HOT
    Trading and Risk strategy as requested in relation to market risk mandates, and optimizing Revenue extraction Assist Trading management… Responsibilities: Manage market risk exposure Ensure relevant positions are monitored and managed across a relevant shift…
  • 4.6
    GCS Recruitment Specialists Ltd – London, England
    23 days ago 23d
    West end are currently looking to bring in a vital Risk & Compliancemanager into the business. The role will be quite broad, covering… and On boarding ect. Essential Skills: Strong compliance background Asset management experience Financial crime knoweldge…
  • 4.6
    Goodman Masson – London, England
    NEW
    accurate and disciplined compliance reporting. Assist in developing and implementing a risk-based Compliance Monitoring Programme… for the Compliance and Risk Committee as appropriate. To track reported regulatory weaknesses and areas of non-compliance for management…
  • 3.7
    M&G – London, England
    4 days ago 4d
    Operational Risk & Governance is responsible for risk oversight of M&G, seeking to ensure that the company managesrisks in accordance… are looking for a Manager and risk professional to lead the team. The Manager will be supported by risk analysts and will report…
  • 3.4
    Société Générale – London, England
    6 days ago 6d
    Responsibilities: The ComplianceRisk Review Officer (“Reviewer”) has a direct reporting line to the ComplianceRiskManager. The Reviewer… The role of ComplianceRisk Review Officer sits in the Risk Assessment, Monitoring and Testing team in SG London Branch’s Compliance…
  • 3.4
    Macquarie Group – London, England
    NEW
    This includes market and liquidity risk, credit risk, compliancerisk and operational risk. RMG personnel liaise closely with… variety of business activities and compliance issues. About the role You will assist with conflicts clearance for Macquarie's…
  • 4.1
    Robert Walters Ltd – London, England
    18 days ago 18d
    Compliance Lawyer: To manage the risk and compliance team in the delivery of AML advice to the firm. Develop internal AML… effectively manage a team of analysts. A strong technical skill set and the ability to develop the firms overall Risk & Compliance strategy…
  • 4.3
    Eames Consulting Group – London, England
    NEW
    performing day to day compliance work. This role would suit an individual who has been in a complianceassistant role looking to step… into an advisor level role. Assist the compliance team with the delivery of the annual compliance plan. Undertake oversight…
  • 3.7
    J.P. Morgan – London, England
    5 days ago 5d
    with relevant stakeholders in Line of business Compliance, the business, risk management and legal functions. Provision… and Anti-Corruption programs. Opportunity This ComplianceManager role will be a GFCC lead for Banking in the region, advising…
  • Taylor Root – City of London, England
    NEW
    looking for a Compliance & AML Officer to help support the firms risk and compliance function as a whole, from the managers to the committee… responsibilties around client onboarding, AML and a broad range of risk and compliance tasks: Monitoring client onboarding and new matters…
  • 3.7
    M&G – London, England
    4 days ago 4d
    and across Prudential to assist in developing a co-ordinated approach to risk reporting (e.g. Compliance). Build constructive… Operational Risk & Governance is responsible for risk oversight of M&G, seeking to ensure that the company managesrisks in accordance…
  • 3.7
    M&G – London, England
    7 days ago 7d
    preparing compliance reporting, including periodic risk committee reporting, regulated activities reporting and compliance input to… concerns relating to H&S risks must be escalated to your line Manager and the Company’s H&S Manager. Fulfil regulatory requirements…
  • 3.7
    Travelers Companies – London, England
    13 days ago 13d
    Structure. Overall responsibility for monitoring compliance and for reporting compliance failures of the Alternative Business Structure… complies with its relevant statutory obligations. Monitors compliance with the terms and conditions of authorization and all other…
  • 3.6
    T. Rowe Price – London, England
    HOT
    documents for compliance with applicable laws and the firm’s practices and standards. Handles or provides assistance with special… protection terms in a variety of contracts and legal documents for compliance with applicable laws and the firm’s practices and standards…
  • 3.7
    EY – London, England
    6 days ago 6d
    help businesses meet demands for tax reporting, tax compliance and tax risk management. They work with a wide range of businesses… Job title: Tax Manager - Global Compliance & Reporting Location: London Salary: Competitive Start Date: 14th November…
  • 3.8
    Deloitte UK – London, England
    NEW
    internal audit, regulatory compliance, risk analytics, public sector and managed services. As a member of the team, you will work with… You are here: Risk Advisory In a constantly evolving, complex risk environment, our market leading Risk Advisory professionals…
  • 3.7
    BlackRock – London, England
    17 days ago 17d
    team sits within the Regulatory Risk and Review team, which is part of the Legal and Compliance Function. The role will be based… second line Regulatory Compliance monitoring of the portfolio management and trading functions using risk focused, exception based…
  • 3.4
    Macquarie Group – London, England
    4 days ago 4d
    assessed and managed. Its divisions include Credit, Prudential, Capital and Markets, Market Risk, Operational Risk, Compliance, Quantitative… Macquarie's global country risk team, you will help to assess risks and manage Macquarie's country risk exposure, with a particular…
  • 3.1
    Pontoon – London, England
    4 days ago 4d
    RiskManager, Technology Risk, Operational Risk Frameworks, London 6 months Bank of America Merrill Lynch are looking to… Baselines/LRR (Laws Rules & Regulations) Assisting with all management reporting relating to Risk Required Skills Strong background…
  • 4.4
    Broadgate Search Ltd – London, England
    9 days ago 9d
    initiatives and promoting a strong compliance culture, ensuring that regulatory and conduct risk is managed effectively. The Role… and the West End. A newly created role has arisen for a ComplianceManager to support in advising the business across new regulatory…
  • 3.7
    EY – London, England
    4 days ago 4d
    currently looking for a Senior Manager to join the Enterprise Risk Services (ERS) Market Risk team in our Canary Wharf offices… regulatory compliance programmes across business and technology. Your key responsibilities As a Senior Manager in the team…
  • 3.4
    BNP Paribas – London, England
    5 days ago 5d
    on Compliance related matters Drive Compliance awareness and encourage Compliance culture across the firm Assist in… of the job is to assist the Head of Compliance in ensuring that the organisation conducts business in compliance with UK regulatory…
  • 2.9
    Mishcon de Reya – London, England
    11 days ago 11d
    Personal Assistant - Risk & Compliance Job Location London Opening Date 08-Nov-2017 Business Area Risk & Compliance… working as a Personal Assistant or Paralegal preferable but not essential. Exposure to risk and compliance within in a legal or…
  • 5.0
    Deerfoot IT Resources Limited – City of London, England
    12 days ago 12d
    Business Analyst to assist on a variety of IT and business change focused projects to cover Credit Risk and Market Risk change within… Understanding of Market Risk - such as VaR, MaR, CVaR, Monte Carlo Understanding of Credit Risk - such as Basel 2 or Basel…
  • 3.9
    KPMG International – London, England
    NEW
    AssistantManager – Internal Audit, Risk & Compliance, FS Banking IA Apply now Date: Nov 16… AutoReq ID 128714BR Job Title AssistantManager – Internal Audit, Risk & Compliance, FS Banking IA Country United Kingdom…
  • 3.1
    IPC Systems, Inc. – London, England
    10 days ago 10d
    visit www.ipc.com. Brief Description IPC’s Risk & Compliance Business Line is seeking a professional and ambitious… Business recording to key target customers.Working within the Risk & Compliance Business Line you will deliver services and solutions…
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