Assistant Risk and Compliance Manager Jobs in City of London, England | Glassdoor

Assistant Risk and Compliance Manager Jobs in City of London, England

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  • 3.5
    FDM Group Ltd – London, England
    2 days ago 2d
    influential global industry, apply to FDM Group as a Risk, Regulation and Compliance Analyst now. Successful candidates will receive… receive comprehensive technical, financial, risk, regulation and compliance training for full time for 7 weeks, with a start date…
  • 3.9
    Withers Bergman / – London, England
    1 days ago 22hr
    Risk & Compliance Location London (UK) Job title Risk & Compliance Manager, London… develop and manage Risk & Compliance sections of the intranet and ensure it reflects current legislation. Providing risk and compliance…
  • 4.5
    OFX – City of London, England
    Today 15min
    throughout compliance teams across the company Undertake ad-hoc Compliance projects as set by Risk and Compliance Manager/Head… support to the global compliance team Assisting with private client identification Assisting in regular monitoring…
  • 3.2
    Withers Worldwide – London, England
    Today 6hr
    Risk & Compliance Location London (UK) Job title Risk & Compliance Manager, London… develop and manage Risk & Compliance sections of the intranet and ensure it reflects current legislation. Providing risk and compliance…
  • Raphaels Bank – London, England
    27 days ago 27d
    the Chief Risk Officer, the Head of Risk & Compliance is responsible for ensuring that the Bank's Risk & Compliance function provides… practice of risk (particularly operational and credit) and compliance issues • Ability to research, analyse and manage solutions…
  • BLP – London, England
    9 days ago 9d
    Team The Risk and Compliance team has a global and cross-functional advisory remit. Our aims are to promote a risk aware culture… of the Risk and Compliance team with responsibility for the administration of a number of key elements of the firms risk management…
  • 3.4
    HSBC – London, England
    1 days ago 15hr
    assurance over the Group's internal model risk control framework and to assist business line managers by bringing a systematic, disciplined… efficiencies/savings Promoted and led best practice in risk and compliance management in a similar organisation Used their business…
  • 3.6
    BlackRock – London, England
    22 days ago 22d
    team sits within the Regulatory Risk and Review team, which is part of the Legal and Compliance Function. The role will be based… second line Regulatory Compliance monitoring of the portfolio management and trading functions using risk focused, exception based…
  • 4.7
    Investigo – London, England
    16 days ago 16d
    performed in the role) * Take responsibility for the the Risk Based Compliance Monitoring Plan, including: * Undertaking monitoring… Job Title: Compliance Manager Reporting to: Head of Compliance Business Unit: London - Infrastructure Job purpose…
  • Moneyfarm – London, England
    2 days ago 2d
    presenting findings to senior management Assisting management in develop and implement the Risk Management Programme including organizing… implementation of company compliance policies and procedures Working with other team members to manage the customer complaints…
  • 3.3
    AXA – London, England
    8 days ago 8d
    regulatory risk assessment activity across the UK Group; in particular the Group Compliance Risk Assessment, Compliance Internal… management of regulatory risk. Support the Head of Compliance by coordinating and drafting risk-based compliance and regulatory (including…
  • LMA – London, England
    2 days ago 2d
    of Business monitoring in place. Assist in managing and delivering a risk-based Compliance Monitoring Programme (CMP) and ensure… Head of Compliance (UK), manage an open, transparent and effective relationship with UK regulators. Manage all compliance activities…
  • 2.7
    Capita – London, England
    6 days ago 6d
    post-event analysis of risk incidents arising in the business, involving relevant Group Risk & Compliance and Group Internal Audit… the adequate assessment of the risks arising (in close liaison with the Group Risk & Compliance Bids and Acquisition team) and…
  • 4.0
    Trowers & Hamlins – London, England
    13 days ago 13d
    covering risk and compliance. Assisting other members of the risk and compliance team where needed Properly manage and supervise… appropriate and assist the COLP/COFA and/or Director of Risk and Compliance in respect of the Firms compliance with the relevant…
  • 3.5
    Wells Fargo – London, England
    10 days ago 10d
    Designation Compliance Risk Manager Region EMEA Country United Kingdom City London Job Family Risk/Compliance Market… execution of key Compliance Risk projects in region. Maintain an inventory of projects and initiatives for EMEA Compliance and oversee…
  • 4.5
    Heat Recruitment – London, England
    30+ days ago 30d+
    vouchers if we assist them in securing a new career. *Head of Risk, Head of Compliance, Senior Compliance Manager… date. Ensure that the firm implements fully its risk based compliance and financial crime procedures Support Managing Director…
  • 3.4
    BNP Paribas – London, England
    28 days ago 28d
    other review files; Compliance Risk Assessment Assist in completing the periodic Compliance Risk Assessment of CIB business… Head of Territory Compliance. Assist in the ongoing development and improvement of the London Compliance Risk Assessment Methodology…
  • Clayton Recruitment Limited – City of London, England
    14 days ago 14d
    existing Compliance department. The Compliance team is headed up by the firm's General Counsel and Head of Compliance and it has… are seeking a Compliance Lawyer with a minimum of 2 years' PQE to join their Central London office. The Compliance Lawyer will…
  • 4.7
    LMA Recruitment Ltd – London, England
    2 days ago 2d
    of Business monitoring in place. * Assist in managing and delivering a risk-based Compliance Monitoring Programme (CMP) and ensure… Head of Compliance (UK), manage an open, transparent and effective relationship with UK regulators. * Manage all compliance activities…
  • 2.7
    Vitality – Croydon, England
    17 days ago 17d
    robust and effective compliance and risk controls within the organisation by continually review and assist with the development and… Partners and Rewards The Risk & Compliance Officer's primary responsibility will be first line Compliance and Risk to support the Vitality…
  • Taylor Root – City of London, England
    9 days ago 9d
    will have extensive experience of working within similar Risk & Compliance functions within a legal environment. You will also have… City law firm is looking to recruit a Compliance Manager to support the COLP and Compliance Committee and ensure the Firm complies…
  • Jobg8 Limited – City of Westminster, England
    2 days ago 2d
    for an Operational Risk/ Compliance Analyst to join the Fixed Income Operational Risk Team to assist in the oversight of the Fixed… Operational Risk/ Compliance Analyst - Fixed Income - London- 6 Months - £300-£400 per day Leading Fund Manager are looking for…
  • Coast Specialist Recruitment – London, England
    30+ days ago 30d+
    Management. With guidance from the Area Manager Business Risk/Head of Group Compliance undertakes any action necessary to investigate… effectiveness reviewed) to successfully manage the Business Units key risks Assists in the communication of key regulatory issues…
  • 3.9
    Ampersand Consulting – London, England
    7 days ago 7d
    office. The Risk Manager (IT Risk, Policy, Compliance) will be responsible for developing and driving risk management within… not limited to, risk and incident processes. Responsibilities for the Risk Manager (IT Risk, Policy, Compliance): Ensure…
  • 4.8
    TORI Global – London, England
    1 days ago 19hr
    specializes in governance, regulatory compliance, risk assessment and incident recovery. MANAGED SERVICES - maximizes the benefits… Introduction TORI Global are searching for a Risk and Governance Manager to monitor risk management activities ensuring compliant…
  • 3.4
    Grupo Santander – London, England
    Today 6hr
    Risk Manager - Real Estate Job Title: Risk Manager - Real Estate Region: London Salary: - Date Closes:… reporting and identifying risks. Compiling management information and performance of firms by SLA’s and compliance. There will be delegated…
  • 3.8
    Blenheim Chalcot Group – London, England
    8 days ago 8d
    delivery of the annual compliance monitoring plan in each relevant business Identify and escalate risk exposures within the firm… Representatives, demanding central compliance oversight from the Senior Compliance Manager (FinTech). This is a rare opportunity…
  • 3.8
    KPMG UK – London, England
    13 days ago 13d
    producing annual FS Risk Pack - Coordination of the annual risk review process, and assist the Senior Manager with the submission… role you provide administrative support as a Compliance and Risk Officer to the FS Risk Function. This is a high profile role where…
  • 3.8
    Goldman Sachs – London, England
    1 days ago 13hr
    management of compliance risk by assisting Bank businesses in complying with laws, regulations and internal policies and procedures. The… controlling, measuring, monitoring and reporting compliance risks across the Bank. BHC Compliance is an independent control function that…
  • 4.7
    LMA Recruitment Ltd – City of London, England
    11 days ago 11d
    Firm. - Ensure that compliance and regulatory risks within the business are identified, assessed and managed. - Review marketing… hubs It requires an ambitious Assistant to work closely with its Compliance Officer and compliance team. Due to the team size and…
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