Associate Compliance Analyst Jobs in City of London, England | Glassdoor
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Associate Compliance Analyst Jobs in City of London, England

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  • 3.8
    Goldman Sachs – London, England
    27 days ago 27d
    ROLE OVERVIEW The role of this Compliance Officer is to work within the team providing compliance coverage for marketing and distribution… within Goldman Sachs Asset Management. The team also provides compliance coverage for GSAM’s Third Party Manager Business. Core functions…
  • 3.7
    Shell – London, England
    21 days ago 21d
    Auto req ID 47490BR Job Title Senior Business Analyst Compliance Country of Work Location United Kingdom City, State… Shell Trading and Supply's Global Compliance department, ensuring that our regulatory and compliance risks (whether internally or externally…
  • 4.2
    Balyasny Asset Management – London, England
    5 days ago 5d
    assist the firm’s London Compliance Head and Global Compliance Staff with its UK and EU compliance efforts and all regulatory matters… will report to the firm’s London Compliance Head and work closely with the firm’s global Compliance staff. The position will assist…
  • 3.4
    LaSalle Investment – London, England
    13 days ago 13d
    up-to-date on a regular basis Partnering with CCG associates and analysts in our other offices around the world regarding best… Job Title: Associate Location: UK, London Department: Client Capital Group Employment Type: Full Time To Apply: Please email…
  • 4.5
    JCW Search Ltd – London, England
    26 days ago 26d
    Compliance Manager, Compliance Associates and two Compliance Analysts. You will report to one of the Compliance Associates also with direct… Head of Compliance to assist with the Global Compliance Program. The team members comprise of: the Head of Compliance, a Compliance…
  • 3.8
    Goldman Sachs – London, England
    4 days ago 4d
    floor, will work as part of the European Securities Division Compliance Team. Products include interest rate & FX derivatives, money… consultation • Monitoring of sales & trading activity to ensure compliance with appropriate rules, regulations & firm policies • Conducting…
  • 4.2
    AppDynamics – London, England
    Today 10hr
    agency or firm and will not be responsible for any agency fees associated with unsolicited resumes. Unsolicited resumes received will… Process contracts and orders and ensure clean bookings in compliance with company policy. Manage provisioning/delivery issues…
  • 3.8
    KPMG UK – London, England
    5 days ago 5d
    - IARCS Service Area – Contract Compliance Services (Software License Compliance / Analyst) Location - London The Role… AutoReq ID 122301BR Job Title Contract Compliance Analyst Country United Kingdom Location London Function Advisory…
  • 3.5
    Barclays – London, England
    Today 1hr
    Evaluation: As part of the delivery of business change, the Business Analyst will: Provide support to business design and business… specifications Experience of agile project methodology (BACL) and associated gates Knowledge of SIT\UAT\OAT and performance processes…
  • 3.8
    Goldman Sachs – London, England
    15 days ago 15d
    ROLE OVERVIEW The role of this Compliance Officer is to work within the team providing compliance coverage for marketing and distribution… within Goldman Sachs Asset Management. The team also provides compliance coverage for GSAM’s Third Party Manager Business. Core functions…
  • 4.1
    Omni RMS – London, England
    4 days ago 4d
    ODD Analysts/Associates London Competitive salary and benefits Permanent We are currently working alongside a leading Investment… Experience in asset management with a clear understanding of associated issues Experience within operational risk and/or audit as…
  • 3.0
    State Street – London, England
    Today 7hr
    delivery of a successful solution. In order to be in compliance with UK Regulatory requirements under the Senior Management… and overall management of the program Align with FLOD Compliance Controls and self-testing as required Onboarding:…
  • 3.4
    ASOS – London, England
    Today 2hr
    . Associate Service Desktop Support Analyst | London Tracking Code 2300-071 Job Description Associate Service… Service Desktop Support Analyst We have an amazing opportunity for someone to join our Service Support Team and become the first…
  • 3.3
    Eze Software – London, England
    15 days ago 15d
    Eze Software Group (Eze Software) is seeking an Associate Solutions Analyst to join the Client Solutions team in our London office… global investment suite of software products. An Associate Solutions Analyst acts as an escalation point for high-impact and/or…
  • 3.5
    Wells Fargo – London, England
    7 days ago 7d
    Designation EMEA Compliance Testing Analyst Region EMEA Country United Kingdom City London Job Family Risk/Compliance Market… EMEA Central Compliance team, assisting Wells Fargo senior management to appraise the systems and controls associated with the highest…
  • 3.8
    Goldman Sachs – London, England
    1 days ago 15hr
    to hire a high quality tax professional to work on UK tax compliance and transfer pricing. OUR IMPACT The Tax department’… department’s primary mission is to ensure the firm’s compliance with the tax laws of those countries (and local jurisdictions) in which…
  • 3.7
    M&G – London, England
    13 days ago 13d
    or equivalent) and relevant Compliance qualification(s) (e.g. International Compliance Association, Chartered Institute for Securities… support the Compliance Monitoring Manager and Head of Compliance Monitoring & Assurance in delivering high quality Compliance monitoring…
  • 3.0
    Epiq Systems, Ltd. – City of London, England
    13 days ago 13d
    The Data Analyst position is primarily responsible for supporting the Client Services department related to data parsing, importing… effective Class Action & Claims Solutions and Corporate Services associates thrive on being in an environment that rewards the following…
  • 4.5
    La Fosse Associates Ltd – City of London, England
    6 days ago 6d
    determined by CISO, Risk, Compliance and Audit. Obtain, Prepare and Provide evidence of compliance of processes required during… Access Management AnalystThe Access Management Analyst is responsible for the management and protection of the Investment Management…
  • 3.8
    Goldman Sachs – London, England
    12 days ago 12d
    This is an opportunity to join the Compliance team that provides dedicated compliance support to the Operations, Technology,… the London based Compliance Executive Director responsible for managing a team focused on providing Compliance advice on certain…
  • 3.5
    Citi – London, England
    1 days ago 12hr
    franchise • Mentor analysts, provide detailed guidance and feedback, manage information flow to and from analyst, share credit and… Description CITI Associate, TMT, Investment Banking Competitive Salary Offered Job Purpose: Associates work closely with…
  • 3.7
    EY – London, England
    5 days ago 5d
    specialising in indirect tax issues associated with financial accounting systems, compliance processes, controls, reporting solutions… grow our successful team by bringing on board an additional analyst/programmer who will take a role in delivering these technology…
  • 4.8
    Anson McCade – City of London, England
    14 days ago 14d
    Quant Analyst (Associate) Location: United Kingdom (London, City of) Type: Permanent Start date: 10/05/2017 FX Quant Analyst (Associate… internal and external) / Ability to liaise with Quantitative Analysts/IT and Managers Strong organization Skills / Ability to Multitask…
  • 3.5
    Barclays – London, England
    6 days ago 6d
    website here for more information. About Compliance Barclays Group Compliance operates as one team to drive the right customer… monthly, etc) management and reporting information along with associated commentaries across Barclays up to and including the Board…
  • 3.3
    Deutsche Bank – London, England
    6 days ago 6d
    decision-making process. Job Title: Change Analyst Corporate title: Associate Division: Finance Location: London Overview… governance along with an understanding of the application of associated tools and techniques Ability to deliver effectively across…
  • 3.0
    State Street Bank and Trust Company – London, England
    20 days ago 20d
    Funds. - Fundamental involvement to help maintain GIPS Compliance for clients - Perform ad-hoc requests - Management Information…
  • 3.8
    Goldman Sachs – London, England
    14 days ago 14d
    Job Summary & ResponsibilitiesCASS Compliance Testing Officer, Analyst / Associate, London The Goldman Sachs Group, Inc. is… , and enthusiasm to join the Compliance Testing Group to conduct reviews of employees’ compliance with policies and regulations…
  • 3.3
    Eze Software – London, England
    7 days ago 7d
    Software Group (Eze Software) is seeking a Senior Client Solutions Analyst to join the Client Solutions team in London. This role is a… classes. Based in Boston, Eze Software employs more than 1,000 associates in 12 offices worldwide. ​​ Eze Software Group is an equal…
  • 2.7
    Capita – London, England
    10 days ago 10d
    to enhance awareness of various risks associated with the industry and to ensure compliance with business needs, protecting the… – Risk Analyst Location - London Competitive Salary & Benefits Great opportunity within Pay360 for a Risk Analyst. About…
  • 3.8
    Goldman Sachs – London, England
    8 days ago 8d
    activity to ensure compliance with appropriate rules and regulations Creating and implementing compliance training programs for… Participating in compliance regulatory and internal investigations and audits. Taking ownership of compliance related projects…
  • 3.5
    UBS – London, England
    27 days ago 27d
    coverage and compliance support to our Equities Electronic Trading business – Work with Sales, Trading, Quantitative Analysts, and Technology… Technology teams to review risks associated with algo trading, providing guidance on controls and algo implementation – Support…
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