Compliance and Employee Relations Associate Jobs in City of London, England | Glassdoor
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Compliance and Employee Relations Associate Jobs in City of London, England

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  • 4.2
    Balyasny Asset Management – London, England
    1 days ago 22hr
    clients, the employee must be someone who has: Practical experience with trade and non-trade related compliance matters (including… OVERVIEW: The employee will report to the firm’s London Compliance Head and work closely with the firm’s global Compliance staff. The…
  • 3.5
    Barclays – London, England
    1 days ago 22hr
    To provide real time support and advice in relation to operational compliance topics to business and operational support teams… provide compliance support on compliance matters to Global Operations and work in partnership with product advisory Compliance teams…
  • Balyasny Europe Asset Management – London, England
    1 days ago 19hr
    clients, the employee must be someone who has: Practical experience with trade and non-trade related compliance matters (including… OVERVIEW: The employee will report to the firm’s London Compliance Head and work closely with the firm’s global Compliance staff. The…
  • 3.6
    HSBC Bank plc – London, England
    Today 1hr
    resolve compliance deficiencies. GBM Regulatory Compliance is a 2LOD function charged with risk stewardship in relation to GBM… guidance and challenge relating to this. GBM Regulatory Compliance assess overall risk management activities relating to GBM RC risks…
  • 3.2
    Old Mutual Wealth – London, England
    18 days ago 18d
    Job Description Compliance Associate Main purpose of role: Undertake financial crime compliance duties including… Compliance Associate Ref 00000067-19 Country UK Location London Company Quilter Cheviot Type of Contract…
  • 3.6
    Morgan Stanley – London, England
    Today 1hr
    a complex, multi-faceted portfolio of businesses in full compliance with regulatory guidelines and the directives of the Operating… with other Infrastructure areas- ie IT, Finance, Legal and Compliance. Work with external Indian vendors To understand the trade…
  • 3.4
    OANDA Corporation – London, England
    2 days ago 2d
    Compile compliance/ regulatory related updates. Deputise for Head of Compliance/MLRO. Guidance: General compliance matters… will assist the Head of Compliance/MLRO for OANDA Europe Ltd in carrying out all activities relating to the identification and…
  • 3.6
    Legal and General Investment Management – London, England
    9 days ago 9d
    The Compliance Associate will work as part of the LGIM Compliance Monitoring team and will report to one of the Compliance Managers… providing ad-hoc support on Compliance projects and to the wider Compliance team The Associate will also need to keep up to…
  • 3.3
    IPC Systems, Inc. – London, England
    8 days ago 8d
    adherence to ITIL based processes and within the timeframes associated with IPC’s SLA agreement. a. Front-end Incident Management… break/fix instructions iii. Gather and analyze information associated with the incident for escalation to other Tiers. b. Monitoring…
  • 4.9
    IDEX Consulting Ltd – London, England
    3 days ago 3d
    with, the Legal and Compliance Director. RESPONSIBILITIES: Related to Compliance Rolling-over of compliance policies (procurement… the compliance plan rolls over to all business units and employees. Will also be responsible for organising the employee training…
  • 3.6
    Morgan Stanley – London, England
    Today 1hr
    e.g. Legal & Compliance.). Strong analytical and problem-solving skills. Proficiency in MS Office and related applications… audit background. Understanding of Operational Risk and associated regulations. Project / Program Management experience.…
  • 3.3
    Deutsche Bank – London, England
    Today 8hr
    Remediation Points required to ensure compliance Providing divisional specific guidance and associated design leadership / oversight… applying an expert understanding of the RDA&RR Compliance Framework, Compliance End Products and the Independent Validation Standards…
  • Big Wednesday Digital – London, England
    2 days ago 2d
    Associate Director Employee Satisfaction - Contact Centre - Global eCommerce Travel Leader - Bangkok Our client is a leading… effectiveness, etc. The Global Associate Director will also be responsible for the voice of employees program of CEG. Responsibilities…
  • 3.0
    CitiMortgage – London, England
    Today 2hr
    functions. • Is aware of, and effectively manages, risk and compliance related situations in his/her area. • Numerate, analytical mind… Job Purpose: An Associate Banker will provide excellent client service in partnership with the Private Bankers within the…
  • 3.5
    Barclays – London, England
    Today 8hr
    Work with with the business on closing outstanding issues associated with the SSCD MCI. Provide governance with GIS and Technology… projects and programmes throughout the IB where there are associated records management requirements. Training & Awareness…
  • 3.5
    Barclays – London, England
    1 days ago 18hr
    include Asia Trophy and Tottenham vs Roma in New York Manage associated events expenses and invoicing Lead meetings by setting agenda… evenings) Deliver effective management of risk, governance, compliance and control issues within the team Responsible for maintaining…
  • 3.6
    Morgan Stanley – London, England
    Today 1hr
    solid relationships with partner areas such as legal & compliance, risk, operations and technology. Qualifications:… investment management and wealth management services. The Firm's employees serve clients worldwide including corporations, governments…
  • Synchronicity Group – London, England
    8 days ago 8d
    to the Compliance Officer in all aspects of Compliance and Office related administrative duties. Support to employees, Appointed… Appointed Representative and Associate Companies regarding the Groups Compliance activities, policies, processes and procedures. Responsibilities…
  • 3.3
    Citibank – London, England
    Today 7hr
    functions. • Is aware of, and effectively manages, risk and compliance related situations in his/her area. • Numerate, analytical mind… Job Purpose: An Associate Banker will provide excellent client service in partnership with the Private Bankers within the…
  • 5.0
    Seedrs – London, England
    3 days ago 3d
    are looking for a Legal & Compliance Associate who will support and develop the Seedrs Legal & Compliance Team. You'll work with… to staff on legal and compliance-related matters Engage on government and other policy matters related to crowdfunding…
  • 3.6
    Morgan Stanley – London, England
    Today 1hr
    a complex, multi-faceted portfolio of businesses in full compliance with regulatory guidelines and the directives of the Operating… investment management and wealth management services. The Firm's employees serve clients worldwide including corporations, governments…
  • 3.1
    Fitch Ratings – London, England
    13 days ago 13d
    online and in-person Compliance-related training courses, as well as for crafting and communicating key Compliance messaging throughout… regarding Compliance learning and communication-related activities. Communications As a complement to the Compliance training…
  • 3.5
    CitiGroup – London, England
    Today 7hr
    functions. • Is aware of, and effectively manages, risk and compliance related situations in his/her area. • Numerate, analytical mind… Job Purpose: An Associate Banker will provide excellent client service in partnership with the Private Bankers within the…
  • 4.4
    Pure Search – London, England
    9 days ago 9d
    international offices where related to UK tax compliance matters Preparation of all employment tax related Annual Returns and statutory… responsibilities for overall compliance based processes Assisting with mitigation of risk in relation to employment tax, expatriate…
  • 4.4
    Mimecast – London, England
    3 days ago 3d
    company employees at all levels as well as contact with outside client representatives, vendors and other business-related representatives… The associate technical auditor is responsible for assisting in reviewing, evaluating and making recommendations for the correction…
  • 4.2
    ATA Recruitment Ltd – London, England
    1 days ago 17hr
    applied on operational projects and associated activities. - To monitor operational compliance to the EMS, and the requirements… management meets the needs of employees and those working on our behalf. - To ensure that the EMS and associated supporting information…
  • 3.6
    Morgan Stanley – London, England
    Today 1hr
    a complex, multi-faceted portfolio of businesses in full compliance with regulatory guidelines and the directives of the Operating… investment management and wealth management services. The Firm's employees serve clients worldwide including corporations, governments…
  • Skandia – London, England
    17 days ago 17d
    Job Description Compliance Associate Main purpose of role: Undertake financial crime compliance duties including… business. More Info... Compliance Associate - May 2017.docxCompliance Associate - May 2017.docx…
  • 3.1
    Amec Foster Wheeler – London, England
    1 days ago 19hr
    Amec Foster Wheeler is currently recruiting for an Associate Director Civil Engineer specialising in infrastructure in our London… Contribute and lead engineering inputs to PQQs and tenders Compliance with Amec Foster Wheeler's HS&E, quality, financial, risk…
  • 4.3
    LendInvest – London, England
    8 days ago 8d
    for a Compliance and KYC Associate to join at an exciting time within our Compliance Team. Reporting to VP of Compliance, the objective… Skills, Knowledge and Attitude Strong compliance knowledge with experience of compliance advisory and financial crime Good understanding…
  • 4.5
    The Curve Group – London, England
    1 days ago 18hr
    providers of insurance, reinsurance and employee benefits related advice, brokerage and associated services. JLT owns offices in 40 territories… management, reward management, talent and development, employee relations, and HR administration - the role is accountable for…
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