Compliance Assistant Jobs in City of London, England | Glassdoor
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Compliance Assistant Jobs in City of London, England

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  • 4.2
    Balyasny Asset Management – London, England
    5 days ago 5d
    firm’s London Compliance Head and work closely with the firm’s global Compliance staff. The position will assist the firm’s London… the firm’s London Compliance Head Carry out the compliance monitoring program including trade monitoring Assist with periodic and…
  • Synchronicity Group – London, England
    11 days ago 11d
    The role provides support to the Compliance Officer in all aspects of Compliance and Office related administrative duties. Support… Provide administrative support to Compliance Officer. Day to day operations of the Compliance Department. Management of regulatory…
  • 4.3
    International Currency Exchange – London, England
    25 days ago 25d
    analysis of test results Assist in updating the AML Manuals for the UK and Ireland Assist the Compliance Manager in compiling Management… We are looking for someone to join as a Compliance Assistant for one of the worlds largest providers of Foreign Exchange and…
  • 3.1
    Darwin Rhodes – London, England
    19 days ago 19d
    following: The successful candidate will support and assist the Compliance Manager and contribute to the day to day responsibilities… administration support to the Compliance Manager, to support the monthly, quarterly and annual Compliance activities, to maintain accurate…
  • 3.7
    EY – London, England
    18 days ago 18d
    Job title: Global Compliance & Reporting – Accounting & bookkeeping Location: London Salary: Competitive Start Date:… will help you achieve this and more awaits you in our Global Compliance & Reporting (GCR) team where you can excel in your career…
  • 4.2
    Hays Specialist Recruitment Limited – London, England
    3 days ago 3d
    will also provide compliance, regulatory and conduct advice and guidance to he business and assist with compliance monitoring and… a leading Lloyd's Syndicate is now recruiting for a compliance assistant. Your new company Your new company is a leading Lloyd's…
  • Hillman Saunders – City of London, England
    28 days ago 28d
    in the heart of the city, as a Compliance Assistant. Acting as a conduit between the Compliance team and all Underwriting divisions… role will suit an individual with a strong understanding of compliance monitoring plans, audit frameworks, building governance reports…
  • James Associates – London, England
    30+ days ago 30d+
    952 Advisory Compliance Assistant to £40,000 London • This London and based Financial Services company with a global reach… successful. • Role will involve implementing the companys compliance strategy to ensure an ongoing high standing with the regulators…
  • 4.5
    Air Charter Service PLC – London, England
    EASY APPLY
    18 days ago 18d
    airline documents Assisting the Compliance Manager with broker training and conferences Supporting the Compliance Manager in small… projects Researching other areas of compliance and promote company compliance policies Assisting with other administrative tasks…
  • Reed Insurance – London, England
    30+ days ago 30d+
    To assist the Compliance Officer in ensuring a robust corporate governance and management culture (Compliance, Risk, Audit and… pending submission deadlines. To assist the Compliance Officer in ensuring appropriate internal compliance systems and controls are in…
  • 5.0
    Pentasia – London, England
    17 days ago 17d
    We are recruiting for a Compliance Assistant for one of our customers based in Central London. The position will pay a basic… understanding jurisdictional regulations, assist in the planning of activities to ensure compliance activities are delivered in a timely…
  • 3.3
    IPC Systems, Inc. – London, England
    3 days ago 3d
    positions, managed voice and data connectivity solutions, compliance technologies, infrastructure management and a suite of enhanced… www.ipc.com. Brief Description IPC’s Risk & Compliance Business Line is seeking a professional and ambitious Voice…
  • 4.5
    Huntress – London, England
    30+ days ago 30d+
    motivated, hardworking and commercially aware candidate to assist the Compliance team in a busy period. The successful candidate will… private traders Support teams with compliance queries and / or escalate to Senior compliance associate or MLRO where required…
  • 3.7
    RBC – City of London, England
    1 days ago 14hr
    you do? Assist in the design and compilation of senior management reporting for the Regulatory Compliance departments across… initiatives for the Europe and Asia Pacific Compliance departments and Global Compliance initiatives. Act as the primary owner for…
  • 3.6
    Badenoch & Clark – London, England
    1 days ago 14hr
    the group, ensuring legislative compliance. *Assisting and advising on all aspects of compliance and regulatory law, including… leading international healthcare provider, is seeking a Legal & Compliance Advisor on a Permanent basis, to join their Legal Services…
  • 3.4
    AXA – London, England
    6 days ago 6d
    are adhered to and demonstrated within the Compliance Advisory team Assist with preparation of periodic reporting to the… reporting to internal governance committees on compliance matters Assist with various monitoring duties; respond to team…
  • Tiger Recruitment – London, England
    5 days ago 5d
    support of Compliance Assistant Assist in the review, development and implementation of a risk-based compliance/financial… risks including Conflicts of Interest; Assist in enhancing current compliance monitoring statistics (MI) as both a management…
  • 3.7
    Law Support. – London, England
    4 days ago 4d
    exciting new opportunity has arisen for a Russian speaking compliance assistant to join a legal consultancy based in the City. This… extremely varied and interesting role which will involve compliance based duties as well as anti-bribery and corruption work.…
  • 3.7
    RBC – City of London, England
    1 days ago 14hr
    employees Assist in the development and delivery of compliance training materials and maintenance of the compliance training schedule… directed Assist in maintaining the Regulatory Compliance Management tool for WMI and collating and documenting Compliance Management…
  • W5 Recruitment Ltd – London, England
    11 days ago 11d
    professional' image at all times In conjunction with the Compliance Supervisor, assist in 'on the job' training of new operatives and temporary… providers of duct cleaning services, providing comprehensive compliance solutions for building managers in all aspects of Air and…
  • 4.1
    Ping Identity – London, England
    3 days ago 3d
    requirements Assist in compliance projects such as ISO 27001, GDPR, SOC2, and FedRAMP as needed Work closely with other security… security and compliance related features Work with key players to determine compliance with regulatory and compliance requirements…
  • 4.9
    IDEX Consulting Ltd – London, England
    7 days ago 7d
    with, the Legal and Compliance Director. RESPONSIBILITIES: Related to Compliance Rolling-over of compliance policies (procurement… The role of this Compliance Officer will be primarily to provide compliance coverage for all the business units which are:…
  • 3.4
    BNP Paribas – London, England
    27 days ago 27d
    Professional Ethics Where appropriate, to assist the Head of Compliance Training in compliance awareness-raising and information towards… advisory compliance perspective based on the trading floor • Provide support to the Senior FXLM Compliance Advisor • Assist in providing…
  • 3.3
    FDM Group Ltd – London, England
    7 days ago 7d
    Regulation and Compliance Analyst – Technical IT Consultant Finance and financial markets are a global entity crucial to business… worldwide activities. Know your customer (KYC) and Regulation & Compliance policies are becoming increasingly important in order to prevent…
  • 3.0
    Gazprom Marketing & Trading – London, England
    6 days ago 6d
    Responsibilities Assisting the Direct Tax Manager with managing the global outsourced corporation tax compliance (e.g. corporate… Tax Manager with corporate tax accounting, reporting and compliance obligations of the Gazprom Marketing & Trading Group. The…
  • 3.7
    Schroder Investment Management – London, England
    7 days ago 7d
    meet identified training requirements. Assist with the performance of other compliance related activities and projects as required… Global Head of Compliance is based in the UK. Responsibility for UK Compliance is split between the “Head of Compliance, Investment…
  • 3.4
    BNP Paribas – London, England
    12 days ago 12d
    the remediation of the issues identified. Compliance Reporting Assist in the design and preparation of periodic MI for… regulatory expectations as required. Assist execution of the London Compliance Risk Assessments, if directed. Miscellaneous…
  • 3.1
    Interactive Brokers – London, England
    Today 1hr
    symbol "IBKR." The key objective of this role is to assist the Compliance Officer in order: To ensure adherence to market… preferred Market surveillance, AML or related surveillance and compliance experience in investment firms (5+ years) Brokerage, bank…
  • 5.0
    FundApps – London, England
    1 days ago 13hr
    UK Beneficial Understanding of regulatory portfolio compliance Experience in the financial services industry Demonstrable… maintaining strong relationships with FundApps' clients as well as assisting the sales team bringing in new business by displaying expert…
  • 1.0
    Australasian Recruitment Company Limited – City of London, England
    30+ days ago 30d+
    firm specialising in employment solutions are looking for a Compliance Analyst to join their team on a temporary to permanent basis… all contractors that start assignments on client sites. The Compliance Analyst carries out this screening on individual candidates…
  • 3.4
    Blenheim Chalcot – London, England
    Today 11hr
    Appointed Representatives, demanding central compliance oversight from the Senior Compliance Manager (FinTech). This is a rare… Forbes. The Role The standalone, independent part time Compliance Manager for SalaryFinance supporting them through their FCA…
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