Job Type
Date Posted
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Compliance Assistant Jobs in City of London, England

976 Jobs

  • 3.8
    Law Support – London, England
    8 days ago 8d
    leading offshore law firm that are looking to recruit a ComplianceAssistant to join their busy City based office. Our client is… considerable amount of record keeping. suppling statistics and compliance related administrative work. This is a full time 12 month…
  • 4.3
    Badenoch & Clark – City of London, England
    NEW
    Insurance Company in London is seeking a Paralegal to assist the Legal and Compliance Team for 3-6 months. My client is seeking… communicator to provide technical and administrative assistance to the Legal and Compliance Team reporting to the Senior Legal Counsel.…
  • 5.0
    Talentspa – London, England
    4 days ago 4d
    culture, is looking for a Legal and ComplianceAssistant to join its Legal and Compliance team in London. They manage a range… jurisdictions. About the Legal and ComplianceAssistant role: Reporting to the Chief Legal and Compliance Officer, you will be instrumental…
  • Elliott James Consulting Limited – London, England
    4 days ago 4d
    a Legal and ComplianceAssistant to join a market leading Asset Management company in their Legal and Compliance team in London… hit the ground running. Role Mission To assist the Chief Legal and Compliance Officer in ensuring the Group is aware of, and…
  • 4.1
    Hays Specialist Recruitment Limited – London, England
    7 days ago 7d
    HMRC etc Assisting with FCA returns via online systems Providing compliance guidance to staff Assist the Compliance Officer to… Drafting the ICAP and have a good knowledge of MiFID II, assist the compliance officer make sure all the work meet the MiFid II requirements…
  • 4.5
    Australasian Recruitment Company – City of London, England
    4 days ago 4d
    An international specialist insurer is looking for a Compliance Administrator to join their team on a six-month fixed term contract… meet service level agreements. Responsibilities: Assisting the Delegated Authority Supervisor in managing the pipeline…
  • 3.8
    Aurum – London, England
    4 days ago 4d
    culture, is looking for a Legal and ComplianceAssistant to join its Legal and Compliance team in London. The Aurum Group manages… jurisdictions. About the Legal and ComplianceAssistant role: Reporting to the Chief Legal and Compliance Officer, you will be instrumental…
  • 3.4
    Hotcourses – London, England
    NEW
    This is a full-time Privacy and Security ComplianceAssistant position on a fixed term contract for 6 months, with the possibility… duties relating to organisation of tasks. Managing data complianceAssisting with policy writing Delivering induction training in…
  • 3.6
    M&G – London, England
    NEW
    may arise in executing the delivery of Compliance methodologies and approaches Assist in the delivery of regulatory change… Operations team within Compliance’s Retail Product Advisory function. The team provides professional and timely Compliance advice to M&G…
  • 5.0
    Maven Securities Holding Ltd – London, England
    NEW
    activities; Assisting with the planning, design and implementation of compliance projects & controls; Assisting with compliance monitoring… who has made a start to their career in compliance, gained relevant US-focused compliance experience related to proprietary trading…
  • 3.4
    Ebury – London, England
    NEW
    Head of Compliance to assist with the Global Compliance Program. The team members comprise of: the Head of Compliance, a Compliance… Head of Compliance. Job Requirements: Assist in the legal and regulatory registration of new offices. Assist in the…
  • May & Stephens – London, England
    4 days ago 4d
    Assistant -Compliance & Legal Up to £31,000 Central London This highly regarded international broker, with offices based… based in the West End, is seeking an Assistant to join their Compliance & Legal team on a permanent basis. This is a brand new…
  • 4.5
    MYJAR Ltd – London, England
    7 days ago 7d
    of the compliance functions policies and procedures to ensure they remain appropriate, relevant and effective Assist in reviews… The Compliance Officer supports the Group Compliance Director in providing assurance of the compliance plan across the MYJAR group…
  • 3.7
    Ernst & Young – London, England
    NEW
    Global Compliance & Reporting (GCR) is one of our six tax service lines. Our GCR professionals help businesses meet demands for… for tax reporting, tax compliance and tax risk management. They work with a wide range of businesses to help them develop and…
  • 3.7
    J.P. Morgan – London, England
    NEW
    timelines escalate to the Head of Compliance Trade Surveillance and Employee Compliance; Assisting with the design and implementation… monitoring work performed to the Head of Compliance Trade Surveillance and Employee Compliance in a timely manner and, work with the…
  • 5.0
    Options Resourcing Ltd – London, England
    7 days ago 7d
    of health and safety / statutory compliance audits. Conducting internal audits and assisting with any external audits as and… books and compliance documentation to ensure that all records are up to date and correct. Identify any gaps in compliance and produce…
  • Hillman Saunders – City of London, England
    8 days ago 8d
    you will be assisting the Risk and Compliance Manager in providing a robust in house compliance programme that assists the wider… Lloyd's Broking House, as a ComplianceAssistant. Acting as a conduit between the Compliance team and all Broking divisions…
  • 4.4
    Coinbase – London, England
    1 days ago 13hr
    with other functional divisions to lead or assist on projects to cover compliance tasks such as documenting decisions and policies… The UK Compliance Lead will operate under delegated authority from the Board and have overall responsibility for the establishment…
  • 3.7
    GlaxoSmithKline – London, England
    NEW
    assure regulatory compliance. •Be the Subject Matter Expert on relevant site quality systems and ensure compliance with procedures… Change Controls •Ensure quality systems and programs are in compliance with applicable QMS,EHS and GES standards and GMP regulations…
  • 4.0
    cer Financial – London, England
    HOT
    the regional compliance teams to enable them to support the Regional Banks. Analysing of regional reports, assist in the development… based in City London, urgently require a Compliance Officer to join their compliance department on a permanent basis. The role will…
  • 3.8
    Alexander Lloyd – London, England
    4 days ago 4d
    joining a team of 4 Compliance Officers, 2 of whom are senior, to assist in a generalist compliance position. Duties: Maintain… exciting new opportunity for a Compliance Professional within an Asset Management Company as a Compliance Officer. You will be joining…
  • 4.4
    CDC Group plc – London, England
    7 days ago 7d
    monitoring of selected areas in line with a compliance monitoring programme and assist with the ongoing enhancement of that monitoring… and operating IT systems which support the CDC’s compliance programme. · Assist in the drafting and updating of firm and group wide…
  • 3.3
    Runpath – London, England
    17 days ago 17d
    better. Job Summary The ComplianceAssistant acts as the key support point for all compliance and information security related… Runpath compliance and information security policies are in place and up to date Assist in security and compliance training…
  • 4.0
    XTB LTD – London, England
    4 days ago 4d
    providing reports and feedback to the Compliance Director and other senior management Assist with the development of policies, procedures… all departments and provide appropriate advice on compliance matters Assist in the coordination and management of regulatory examinations…
  • 3.8
    KPMG International – London, England
    8 days ago 8d
    Risk ComplianceAssistant Manager Apply now Date: Dec 14, 2017 Location: London, United… KPMG UK AutoReq ID 129562BR Job Title Risk ComplianceAssistant Manager Country United Kingdom Location London…
  • 4.5
    Huntress – London, England
    9 days ago 9d
    leading executive recruitment firm and they are looking for a Compliance Administrator to join their team on a permanent basis.… Updating clients and consultants on candidate progress with compliance Carrying out reference, criminal and credit checks, verifying…
  • 4.0
    Morgan Hunt UK Limited – London, England
    7 days ago 7d
    intelligence on compliance and assist with compliance investigations Ensuring consistency of approach across compliance cases, being… fashion where compliance concerns arise, and deliver good consumer outcomes Policy analysis and input into compliance options…
  • 5.0
    Maven Securities – London, England
    NEW
    activities; Assisting with the planning, design and implementation of compliance projects & controls; Assisting with compliance monitoring… who has made a start to their career in compliance, gained relevant US-focused compliance experience related to proprietary trading…
  • 4.3
    Hiscox – London, England
    HOT
    positions Assist with preparing staff for PRA interviews Key elements that we are looking for in a Compliance Officer:… profile role in the compliance function acting as a Compliance Officer specialising in prudential compliance and governance. This…
  • 3.7
    J.P. Morgan – London, England
    1 days ago 18hr
    risks and conformity to standards, regulatory and compliance requirements Assist in the design of compensating controls where control…
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