Compliance Management Team Jobs in City of London, England | Glassdoor

Compliance Management Team Jobs in City of London, England

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  • 4.7
    Baringa Partners
    London, England
    partners our clients turn to with their risk management and regulatory compliance challenges and are known for our deep content… From designing a compliance department to rolling out new business operations, you will work as part of a core team working alongside…
  • 4.8
    Investigo
    London, England
    Investigo Compliance are working alongside a leading Asset Management firm based in London who are seeking a Compliance Generalist… will; * Have a strong compliance background, gained within Asset Management * Be able to 'hit the ground running' * Have…
  • Consult RPM Ltd
    London, England
    Head of Compliance to join a growing Asset Management firm in the UK. This role will be ideal for a Senior Compliance Manager… with an Asset management background wanting a new challenge and a step up in their career as a Head of Compliance. Essentially…
  • 3.9
    4 days ago 4d
    Schroders
    London, England
    Team Overview The Compliance Regulatory Change team is responsible for identifying, tracking and co-ordinating cross-jurisdictional… commitment to Compliance and essential underlying values Good basic financial sector and investment management knowledge and…
  • 3.0
    Gazprom Marketing & Trading
    London, England
    oversight the work of the regulatory compliance team in the execution of annual regulatory compliance operating plan Review and update… our future. Role objectives The role of the Regulatory Compliance function is to define and maintain the framework, policies…
  • 4.7
    Baringa Partners
    London, England
    Office Collateral Treasury Operational Risk, Controls & Compliance Track record of working at global clients on projects with… experience in the capital markets sector gained from a leading management consultancy or directly from industry. Your experience could…
  • 4.8
    6 days ago 6d
    Investigo
    London, England
    Purpose: Provide support to the compliance team, assisting in the implementation of the firm's compliance policies, undertaking specified… that all departments are in compliance. Providing administrative support to manage the Compliance calendar. Principal Tasks…
  • Synergy Medical
    London, England
    time management * Effective team player * Innovative, not afraid of change Core Competencies * Resourcing and Compliance Knowledge… regularly on the compliance status for working candidates * Compile and produce resourcing and compliance management information as…
  • 3.8
    8 days ago 8d
    Swiss Re
    London, England
    Awareness team that enable other team members to support policy management • Plan and monitor delivery of the Annual Compliance Plan… delivery of Annual Compliance Plan items About the team The Compliance Policy, Training & Awareness team is part of the…
  • 3.4
    IPC Systems, Inc.
    London, England
    voice and data connectivity solutions, compliance technologies, infrastructure management and a suite of enhanced service offerings… www.ipc.com. Brief Description IPC’s Risk & Compliance Business Line is seeking a professional and ambitious Voice…
  • 4.7
    Baringa Partners
    London, England
    problems. Together with our clients, we have achieved regulatory compliance, streamlined business processes and helped drive technological… in: Advising clients in trading architecture and risk management system design and delivery Ensuring our client’s operations…
  • 3.4
    IPC Systems, Inc.
    London, England
    voice and data connectivity solutions, compliance technologies, infrastructure management and a suite of enhanced service offerings… roadmap for Risk & Compliance markets  Promote, organise, attend and report on customer regular Risk & Compliance specific strategy…
  • 3.3
    5 days ago 5d
    AXA
    London, England
    employees Compliance sensitizes the teams on the actions, either punctual or continuous, that they must take to ensure compliance with… should be dealt with appropriately. Compliance organizes regular points with the Management on the projects in progress the identified…
  • 3.6
    13 days ago 13d
    Credit Suisse
    London, England
    of the Global Anti-Fraud and Regional Financial Crime Compliance teams. The candidate is expected to be an active contributor… candidate should act as an SME within the Financial Crime Compliance team & global Anti-Fraud programme, providing guidance & advisory…
  • MERJE Ltd
    London, England
    and due to continued growth, they are looking to appoint a Compliance Monitoring Manager to provide assurance that Regulatory Risk… in the design, development and execution of the Risk based Compliance Monitoring and Trade Surveillance programmes, the successful…
  • 4.7
    Baringa Partners
    London, England
    Policy Servicing, Claims, Regulatory compliance Evidence of leading smaller project sub-teams is desirable The ability to take… key requirements: Project/Delivery experience within a management consultancy or an internal change function within the UK Insurance…
  • 3.5
    5 days ago 5d
    Robert Half
    City of London, England
    documentation. Working closely with the Editorial teams and the Group Compliance Officer to ensure that all documentation is relevant… necessary to ensure compliance levels are maintained * Lead the internal training programme to ensure the Editorial teams are adequately…
  • 17 days ago 17d
    FourthLine
    London, England
    regulated corporate teams and individuals. Support the compliance team on various client facing compliance projects. Prepare… investment management firm are looking for a Compliance Analyst who will be for assisting with a variety of generalist compliance activities…
  • 2.2
    13 days ago 13d
    Moneycorp
    Easy Apply
    London, England
    Easy Apply
    Implementation Marketing Internal Resource Management Reporting Compliance PERSONAL SPECIFICATION Comprehensive… Financial Services regulatory environment with some exposure to compliance. This role will suit an individual with a balance of creative…
  • Banking Support
    City of Westminster, England
    Senior Compliance Manager - Global Asset Management firm - £100,000 £140,000 My client a Global Asset Management firm based… and corporate compliance matters ·An understanding of monitoring techniques including compliance systems ·A team player with…
  • 3 days ago 3d
    Alexander Lloyd
    London, England
    Investment Management arm of a European Private Bank, is currently looking to recruit their first dedicated Head of Compliance, CF10… will have gained senior level compliance experience, ideally as CF10/11, within wealth management, private banking or retail investments…
  • 3.3
    M&G Group
    London, England
    needs. The Team The team provides professional and timely Compliance advice to M&G's institutional asset management business (… closely with the Compliance Framework & Operations team and the Compliance Strategy & Regulatory Development team to understand the…
  • 3.0
    Gazprom Marketing & Trading
    London, England
    monitoring activities defined in the compliance program Perform periodic reporting to Senior Management Skills & Competencies Strong… Responsibilities Support Regulatory Compliance Manager in defining the Regulatory Compliance framework, policies, processes and…
  • 3.8
    Goldman Sachs
    London, England
    The Compliance Risk Control Group (”CRCG”) is part of the Securities Division Compliance team which provides compliance coverage… with the Business, Line Compliance and Technology as well as other groups within the Firm. CRCG has team members globally across…
  • 4.8
    Investigo
    London, England
    Investigo Compliance are working with a leading Wealth Management firm to recruit for a Compliance Officer to join their team. My client… recently merged with a Strategic Partner and are looking for a Compliance officer to manage the integration of their policies and procedures…
  • 3 days ago 3d
    Alexander Lloyd
    London, England
    seeking a Compliance manager to work with the Group Risk and Compliance functions to define and oversee the compliance framework… the Group Compliance Director responsible for the Employee Benefit business. A great opportunity for a Group Compliance Director…
  • 3.6
    7 days ago 7d
    M&G
    London, England
    Purpose Part of the Compliance team in M&G Real Estate. This role will include responsibility for compliance monitoring activities… business o First point of contact with the M&G Compliance Monitoring teams which focus on regulated activities undertaken by…
  • 3.6
    Credit Suisse
    London, England
    Global Markets Compliance – Derivatives Coverage A position has arisen in the Coverage Compliance Team within the Global… advisory compliance coverage to the derivatives product area. The team is seeking to recruit an experienced Compliance Professional…
  • 3.5
    Pontoon
    London, England
    well and learn in a small, collaborative team; Compliance experience in an asset management firm Knowledge of FCA and US SEC reporting… Compliance Analyst, Asset Management, London 6 months My client Alcentra has identified the need to recruit a compliance assistant…
  • 3.5
    Barclays
    London, England
    duties are carried out in full compliance with regulatory requirements, Enterprise Wide Risk Management Framework and internal Barclays… Compliance Transformation is a business transformation group sitting under the Function Transformation department within Operations…
  • 3.2
    Financial Conduct Authority
    London, England
    matrix management structure Regulatory, supervisory, or compliance experience of dealing with investment management firms… multi-firm work. As a member of the management team, supporting the running of the Investment Management department, including flexibility…
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