Manager compliance monitoring Jobs in City of London, England | Glassdoor
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Manager compliance monitoring Jobs in City of London, England

3,071 Jobs

  • 4.2
    Hays – City of Westminster, England
    5 days ago 5d
    role Reporting to the Head of Compliance, the main role of the ComplianceMonitoringManager is to work as part of the second… drive the Bank's rolling risk based ComplianceMonitoring Plan, conducting compliancemonitoring testing reviews and where appropriate…
  • 4.9
    IDEX Consulting Ltd – London, England
    16 days ago 16d
    the Head of Compliance in delivery compliance across the business. The Risk and ComplianceMonitoringManager reports into… into the Risk and Compliance Director and is responsible for delivering the risk and compliance plan as approved by the board.…
  • 4.2
    Venn Group – London, England
    14 days ago 14d
    recently arisen at a London based investment manager for a compliancemonitoring officer. The successful candidate must have strong… and managing all compliance issues, including compliancemonitoring, training requirements and monitoring new regulatory developments…
  • LMA – London, England
    11 days ago 11d
    undertake the annual Compliance Risk Assessment used to inform and drive the rolling ComplianceMonitoring Plan. For example, to… tests detailed in the ComplianceMonitoring Plan are completed on schedule, to the required compliance standards and appropriate…
  • 4.0
    Barclay Simpson – London, England
    12 days ago 12d
    services firm who are looking to hire an interim ComplianceMonitoringManager for their London based branch for a period of c.… retail banking background and will have 5 years plus compliancemonitoring experience, as well as a detailed working knowledge…
  • 2.9
    Huntswood – London, England
    NEW
    Interim ComplianceMonitoringManager - 12 Months Location - London Rate - £500-£550 per day Experienced Compliance Monitoring… Interim ComplianceMonitoringManager - 12 Months Location: London Job Type: Contract Salary: £500 to £550 per day…
  • 3.7
    London - City – City of London, England
    NEW
    group's compliance with the FCA, conducting compliancemonitoring, reviewing sanctions queries, reviewing Terms of Business Agreements… support to the ComplianceManager in the provision of various regulatory activities including the following; maintaining the group's…
  • 3.4
    XL Catlin – United Kingdom
    24 days ago 24d
    robust ComplianceMonitoring plan. Proactively Manage and develop the ComplianceMonitoring team Ensure Monitoring visits… The ComplianceMonitoringManager is a key member of the management team of XL Catlin’s Compliance Function, and this is an exciting…
  • 2.9
    Dixons Carphone – London, England
    9 days ago 9d
    annual compliancemonitoring plan and escalation procedures for approval by the Compliance Committee Undertake Compliance Monitoring… with the Head of ComplianceMonitoring develop a suite of material including but not limited to ToR’s, Monitoring Universe, annual…
  • 4.0
    Netskope – London, England
    NEW
    protect sensitive data, defend against threats, and ensure compliance in real-time, on any device, including native apps on mobile… Broker (CASB) market that provides discovery, visibility, monitoring, granular control and security for both sanctioned AND unsanctioned…
  • 3.7
    M&G – London, England
    30+ days ago 30d+
    assist the ComplianceMonitoringManager/Head of ComplianceMonitoring & Assurance in maintaining compliancemonitoring risk assessments… support the ComplianceMonitoringManager and Head of ComplianceMonitoring & Assurance in delivering high quality Compliance monitoring…
  • 3.0
    Worldwide Clinical Trials – London, England
    NEW
    Vacancy Name Global Data Protection Compliance Director Vacancy No VN522 Employment Type Regular Location Country United… Regulatory Affairs and other business departments to enable compliance to global data protection laws and regulations. Organize…
  • LMA – London, England
    28 days ago 28d
    support to the ComplianceMonitoringManager to ensure that all tests detailed in the ComplianceMonitoring Plan are completed on… management of the annual compliance risk assessment used to inform and drive the risk based compliancemonitoring plan. Provide support…
  • Raphaels Bank – London, England
    NEW
    the Outsource MonitoringManager and Senior Regulatory Specialist to remediate anycentral ComplianceMonitoring Programme issues… AND EXPERIENCE REQUIRED Experience of conducting compliancemonitoring reviews and controls testing. Experience of communication…
  • 3.4
    Octopus Investments – London, England
    9 days ago 9d
    includes compliancemonitoring across the Octopus Group. The successful candidate will work closely with the Head of Compliance Monitoring… queries Previous compliancemonitoring experience is essential Expertise of report writing Extremely organised and ability…
  • 3.9
    Wellington Management – London, England
    Today 8hr
    to learn our guideline compliancemonitoring systems, Sentinel. JOB TITLE Guideline Monitoring Analyst LOCATION London… securities. Prior experience monitoring investment guidelines, working in an investment compliance role, understanding regulatory…
  • 3.2
    SEI Investments – London, England
    16 days ago 16d
    communication methods. ›Manage the compliancemonitoring work performed by the Firm’s Compliance Officers and provide them with… Limited (“SIEL” or the “Firm”) Compliance department creates, develops, implements, monitors and manages the Firm’s procedures, key…
  • 4.2
    Hays – City of Westminster, England
    NEW
    following; maintaining the group's compliance with the FCA, conducting compliancemonitoring, reviewing sanctions queries, reviewing… well rounded junior to mid-level compliance role, providing support to their ComplianceManager in the provision of various regulatory…
  • 4.4
    Alexander Lloyd Ltd – Charing Cross, England
    NEW
    recruitment. Areas of expertise include Compliance Directors, CF10/11, Risk Frameworks, Monitoring, Advisory, Policy, T&C, Quality Assurance… Undertaking compliance reviews, assessments and presenting recommendations to Compliance Officers, compliance staff and senior…
  • 3.3
    Beeline – London, England
    10 days ago 10d
    practiced and ‘lived’ in the EMEA organization; Ensures compliance with all UK employment laws and regulations; Conducts… Works in conjunction with outside counsel in order to ensure compliance and adherence to UK based employment, immigration and other…
  • 4.5
    Investigo Limited – City of London, England
    NEW
    Assistant General Counsel with all day to day Compliance duties as below; Monitoring of UK and EU regulations in light of relevant… Investigo Compliance have recently been mandated by a Global Investment firm who are looking to recruit a ComplianceManager to join…
  • 2.7
    GAIN Capital – London, England
    HOT
    Responsibilities: Manage market risk exposure Ensure relevant positions are monitored and managed across a relevant shift… Ensuring you fulfill any individual requirements in relation to Compliance or MRLO guidance Understand and apply Best Execution and…
  • MERJE Ltd – London, England
    22 days ago 22d
    support to the ComplianceMonitoringManager to ensure that all tests detailed in the ComplianceMonitoring Plan are completed on… management of the annual compliance risk assessment used to inform and drive the risk based compliancemonitoring plan Provide support…
  • LMA – London, England
    28 days ago 28d
    number of Routine ComplianceMonitoring Program tests and assist both Advisory Compliance or MonitoringManagers in Undertake… surveillance and manage investigations under the direction of the Head of Monitoring and Central Compliance Complete allocated…
  • MERJE Ltd – London, England
    30+ days ago 30d+
    when required by the ComplianceMonitoringManager/Head of ComplianceMonitoring Consulting with the Compliance Advisory Teams and… successful Fund Manager, are seeking to recruit ComplianceMonitoring Consultants to work closely with the ComplianceMonitoring Managers…
  • 4.8
    Vacancy Filler – City of London, England
    23 days ago 23d
    discipline will be invaluable in improving awareness of ComplianceMonitoring throughout the entire organisation and encouraging greater… excellent ComplianceManager to join their Property Services and Asset Management team, to enhance the delivery of Compliance inspection…
  • 4.4
    Alexander Lloyd Ltd – Charing Cross, England
    1 days ago 23hr
    support the global compliance team. Compliance advice and internal communication and training Monitoring, advising and implementing… implementation of the London offices compliance programme and undertaking regular compliancemonitoring, surveillance and reporting activities…
  • 4.1
    Palantir – London, England
    HOT
    point, providing oversight for our monitoring services, working with specialists to triage, manage and remediate issues. Draft and… policies, standards, procedures and guidelines, ensuring compliance. Responsible for maintaining current accreditations, performing…
  • 5.0
    Camino Partners – London, England
    NEW
    Establish and contain a country by country compliance modus operandi Review and monitor all third-party management companies and… This is a brilliant opportunity to become the Group ComplianceManager for an award winning, global recruitment business whilst…
  • 5.0
    1st Step – City of London, England
    1 days ago 19hr
    relationship with the client on matters of administration, compliance and communication. To carry out a quality control function… auditing, maintaining and training to ensure we have a uniformed compliance with Company Standards and Procedure across the project as…
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