Manager compliance monitoring Jobs in City of London, England | Glassdoor

Manager compliance monitoring Jobs in City of London, England

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  • 4.6
    Alexander Lloyd Ltd. – London, England
    3 days ago 3d
    requirement for further compliance monitoring expertise has become reality. As a Compliance Monitoring Manager you will be responsible… defined by the Senior Monitoring Manager. You will execute and occasionally lead on risk based compliance monitoring reviews with a view…
  • Larsson Associates Ltd – London, England
    3 days ago 3d
    looking for an experienced Compliance Monitoring Manager to build the function and assist the Head of Compliance with the CMP. - Coordinate… . - Banking / mortgage compliance monitoring and testing experience. - ICA/IFS or similar compliance/financial services qualifications…
  • 4.8
    Goodman Masson – London, England
    25 days ago 25d
    implementation of control processes, monitoring activities and other relevant Compliance units. Perform reviews of controls and… Financial services firm is looking to hire a Compliance Assurance Manager London RESPONSIBILITIES Support the Assurance team…
  • Oval Recruit Limited – City of London, England
    6 days ago 6d
    Compliance Monitoring Analyst - Wealth Management Leading Private Client Investment/Wealth Manager Based City of London £30,… Client Investment Manager. Reporting to the Compliance Manager, you will play a key role in ongoing Compliance provision for the…
  • MERJE Ltd – London, England
    25 days ago 25d
    Description: The Compliance Monitoring Manager will work within a small team to ensure legal and regulatory compliance is maintained… the Head of Compliance in the undertaking of compliance monitoring reviews in accordance with the annual monitoring program Identify…
  • 4.6
    Alexander Lloyd Ltd. – London, England
    4 days ago 4d
    requirement for further compliance monitoring expertise has become reality. As a Senior Compliance Monitoring Manager you will be responsible… improve the effectiveness of the Compliance Monitoring review process * Prepare monitoring reports to agreed standards * Conduct…
  • 2.8
    Enova – London, England
    3 days ago 3d
    Compliance Monitoring Manager (Location: London) Job Description Enova Values Compliance Monitoring Manager Reporting… come in: The Compliance Monitoring Manager will work within a small team to ensure legal and regulatory compliance is maintained…
  • Jobsite UK Worldwide UK Ltd – London, England
    2 days ago 2d
    looking for an experienced Compliance Monitoring Manager to build the function and assist the Head of Compliance with the CMP. - Coordinate… appropriate regulatory monitoring and testing activity across the Group - Coordinating and drafting risk-based compliance and regulatory…
  • MERJE Ltd – London, England
    16 days ago 16d
    currently seeking to recruit a Compliance Monitoring Manager to provide oversight of their Monitoring and Regulatory Development function… development of the Compliance Monitoring Programme Investigate any issues uncovered in the monitoring programme and escalating…
  • 3.4
    Hamlyn Williams Ltd – London, England
    3 days ago 3d
    will conduct the monitoring programme and report your findings to stakeholders alongside the Compliance Manager, reporting to the… Compliance Monitoring & Testing Officer GBM- London- £55,000-£80,000.A Tier 1 Investment Banking Group are looking for a Compliance…
  • 4.6
    Alexander Lloyd – London, England
    4 days ago 4d
    requirement for further compliance monitoring expertise has become reality. As a Compliance Monitoring Manager you will be responsible… defined by the Senior Monitoring Manager. You will execute and occasionally lead on risk based compliance monitoring reviews with a view…
  • Oaklands Global Ltd – London, England
    2 days ago 2d
    Global Quality & Compliance Monitoring Manager Required! ** Do you have strong experience as a Quality Manager within the Aviation… Aviation client ** As the Quality Global Quality & Compliance Monitoring Manager your responsibilities will be; Developing and implementing…
  • LMA – London, England
    30+ days ago 30d+
    Perform compliance monitoring reviews Assist with the development and implementation of a risk-based Compliance Monitoring Program… at a leading international bank who are looking for a Compliance Manager to work within Wholesale Banking and Global Wealth. The…
  • 3.9
    British American Tobacco – London, England
    10 days ago 10d
    units and end markets. The Compliance Monitoring and Reporting manager will be responsible for monitoring and reporting of business… Job number 15092BR Job title Compliance Monitoring and Reporting Manager Location/City London Appointment type Permanent…
  • MERJE Ltd – London, England
    30+ days ago 30d+
    recognised asset manager and due to continued growth, they are looking to appoint a Compliance Monitoring Manager to provide assurance… design, development and execution of the Risk based Compliance Monitoring and Trade Surveillance programmes, the successful candidate…
  • 4.6
    Alexander Lloyd – London, England
    5 days ago 5d
    requirement for further compliance monitoring expertise has become reality. As a Senior Compliance Monitoring Manager you will be responsible… improve the effectiveness of the Compliance Monitoring review process - Prepare monitoring reports to agreed standards - Conduct…
  • LMA – London, England
    30+ days ago 30d+
    the Compliance Monitoring component of the EMEA Compliance Function. In conjunction with the Compliance Monitoring Manager, collate… desk based compliance monitoring reviews of all business in accordance with approved risk based compliance monitoring programmes…
  • 2.7
    Capita – London, England
    3 days ago 3d
    provide electronic monitoring services (including ‘tagging’) across England and Wales. Currently we manage monitoring centres in Manchester… contract compliance is maintained at all times. Attend court as required. Ad-hoc duties as directed by the manager Attendance…
  • 3.4
    Arcadis UK – London, England
    4 days ago 4d
    of reviewing loan documentation to identify and monitor clauses for compliance and risk reports. · Able to recognise and… Transaction Advisory team in either our London office as a Project Monitoring Consultant and we will make sure you get the experience and…
  • 3.7
    T Rowe Price International – London, England
    9 days ago 9d
    the Compliance Monitoring and Distribution Oversight Manager in planning and development of the International Compliance Monitoring… out in a timely manner; § Monitoring unresolved issues and notify Compliance Monitoring Manager as appropriate; § Escalation…
  • 4.6
    Alexander Lloyd – London, England
    3 days ago 3d
    requirement for further compliance monitoring expertise has become reality. As a Compliance Monitoring Manager you will be responsible… defined by the Senior Monitoring Manager. You will execute and occasionally lead on risk based compliance monitoring reviews with a view…
  • Jobsite UK Worldwide UK Ltd – London, England
    4 days ago 4d
    requirement for further compliance monitoring expertise has become reality. As a Senior Compliance Monitoring Manager you will be responsible…
  • 4.8
    Goodman Masson – London, England
    30+ days ago 30d+
    looking to hire a Compliance Monitoring to join the compliance team. RESPONSIBILITIES Assistant the Compliance Officer Assist… the Compliance team to maintain the compliance framework and to deliver the annual Compliance Plan. Maintain and monitor the timetable…
  • 3.4
    Société Générale – London, England
    24 days ago 24d
    DEPARTMENT To actively and promptly undertake Compliance communication monitoring of key risk areas of Societe Generale, reporting… identified. Liaison with advisory compliance officers and/or the Control Room on monitoring related issues as appropriate Assisting…
  • 4.6
    Alexander Lloyd – London, England
    4 days ago 4d
    requirement for further compliance monitoring expertise has become reality. As a Senior Compliance Monitoring Manager you will be responsible… improve the effectiveness of the Compliance Monitoring review process * Prepare monitoring reports to agreed standards * Conduct…
  • Columbia Threadneedle Investments – London, England
    16 days ago 16d
    Job Title: Compliance Monitoring Officer Job Code: 996228 Skill Band: Compliance Location: United Kingdom Type: Temporary… Management, preferably in a Compliance or audit role Proven experience of conducting Compliance monitoring reviews/testing work. Including…
  • Jobsite UK Worldwide UK Ltd – London, England
    5 days ago 5d
    Compliance Monitoring Analyst - Wealth Management Leading Private Client Investment/Wealth Manager Based City of London £30,000… individuals with a proven Compliance background, gained from within a Private Client Investment Manager, Wealth Manager or Financial Advisers…
  • LMA – London, England
    30+ days ago 30d+
    the Compliance Monitoring component of the EMEA Compliance Function. In conjunction with the Compliance Monitoring Manager, collate… desk based compliance monitoring reviews of all business in accordance with approved risk based compliance monitoring programmes…
  • Raymond James Investment Services Ltd – City of London, England
    2 days ago 2d
    update company and Compliance policies and procedures for reviewing and monitoring non-platform business - Maintain adequate records… controversial and complex matters - Assist with other compliance monitoring in relation to portfolio management, trading and AML…
  • 4.7
    Investigo – London, England
    12 days ago 12d
    Head of Compliance implement a monitoring program in relation to the Funds, to ensure an appropriate compliance monitoring programme… responsibility for the the Risk Based Compliance Monitoring Plan, including: * Undertaking monitoring; * preparing and issuing reports…
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