Regulatory Compliance Manager Jobs in City of London, England | Glassdoor
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Regulatory Compliance Manager Jobs in City of London, England

1,490 Jobs

  • 3.7
    Gamesys – London, England
    NEW
    hire a new RegulatoryComplianceManager to join the team. This new role will report into the Head of Group Compliance and support… support the business in regulatorycompliance, licencing queries and compliance monitoring. In addition to this the role will require…
  • 4.3
    Football Radar – London, England
    NEW
    looking for a Head of Compliance to join our London based team. The role will see you leading the regulatory, legal and company secretarial… Football Radar Head of Compliance Location: London, England, United Kingdom Full-time Head of Compliance Football Radar…
  • 3.0
    World First – London, England
    22 days ago 22d
    the management of regulatory changes affecting World First. The role holder will also manage the Compliance Monitoring Associate… within the EMEA Compliance team, this role is central to supporting World First’s regulatory change compliance projects. The role…
  • 3.2
    PIMCO – London, England
    NEW
    their judgment, decision-making skills and experience to manage the regulatory reporting trade flow. This position will be part of… Overview In recent years, the Global Regulatory Bodies have issued mandates for the regulatory reporting of transactions. These obligations…
  • 5.0
    Revolut – London, England
    NEW
    International Compliance Officer International Compliance Officer London, England, United Kingdom · Compliance Description… Job We’re looking for a International Compliance Officer to sit within our compliance team at our London-based office in Canary…
  • 3.3
    Chappuis Halder & CIE – London, England
    NEW
    on and lead projects for one of the following: Regulatory & Compliance projects; Capital markets front-office; Large scale… Europe, we are currently looking for a dynamic and enthusiastic Manager to join our London office. More specifically we are looking…
  • 3.9
    MVF – London, England
    Today 5hr
    MVF’s legal team is responsible for all legal, regulatory and compliance matters globally, including the UK, Europe, US, and… Handbook), anti-bribery and corruption, and other areas; Manage MVF’s compliance processes and key controls including developing and…
  • 3.3
    Lloyds Banking Group – London, England
    Today 11hr
    This role is part of a small team providing Compliance advice with a focus on regulatory requirements applicable to Markets products… Advisory Compliance teams perform an essential role in working with our key business and support areas to mitigate regulatory risks…
  • 5.0
    ComplyAdvantage – London, England
    EASY APPLY
    5 days ago 5d
    for a Regulatory Technology Sales Consultant to develop our presence and sell our Anti-Money Laundering (AML) compliance data and… in a solution selling environment preferably in B2B compliance/regulatory, or other cloud/SaaS solutions for the financial services…
  • 4.2
    London – City of London, England
    7 days ago 7d
    assistance as required by Head of Compliance and direct manager on an on-going basis; Provide regulatory updates, reports and research… and 200+ staff globally are seeking a Compliance Assistant to join their core Compliance function. Main Duties will Include…
  • 5.0
    Clearsettle – City of London, England
    7 days ago 7d
    prospective merchants applications are risk assessed in-line with regulatory requirements, and the appropriate controls are deployed based… skills An understanding/knowledge of JMLSG, and current regulatory issues in relation to AM Strong team player with excellent…
  • 4.0
    OneTrust – London, England
    NEW
    our Data Privacy Compliance platform, OneTrust is seeking a dynamic and enterprising Implementation Manager. In this role,… experience with the OneTrust Data Privacy Compliance platform. The Implementation Manager has a clear understanding of the privacy…
  • 4.5
    i-Pharm Consulting Ltd – London, England
    Today 1hr
    agencies. *Manage small/large scale projects *Act as a trusted advisor for clients. *Help clients avoid regulatory and compliance issues… affairs, regulatory affairs manager, regulatory affairs senior manager, regulatory affairs director, development, regulatory affairs…
  • 3.5
    AXA UK – London, England
    NEW
    multi-manager expertise to the whole company. We are currently looking for an experienced Regulatory Change Project Manager to support… support the Regulatory Change Lead to develop and manage the regulatory change portfolio across the Architas business and deliver…
  • Raymond James Investment Services Ltd – City of London, England
    NEW
    approve/sign off the compliance Raymond James Intranet Ensure that annual review requirements of regulatory requirements are carried… reviews and provide feedback and guidance toWealth Managers Undertake compliance monitoring in relation to portfolio management,…
  • 3.5
    qatar airways – London, England
    7 days ago 7d
    benefit packages. About Your Job:: The Regional ManagerCompliance and Contracts is responsible for the smooth cargo operations… comply with regulatory issues related to cargo operations. Establish strong contacts with such authorities and regulatory bodies.…
  • 4.3
    Baringa Partners – London, England
    6 days ago 6d
    finance optimisation, financial crime, risk management and regulatorycompliance challenges and are known for our deep content expertise… place to progress a career in finance optimisation, risk or regulatory consulting: our roster of clients extends from the most established…
  • 3.9
    Unitymedia – London, England
    Today 5hr
    ensure the key aspects of the program are designed to managecompliance risk in accordance Company policy and local laws.… purpose The Compliance Analyst supports Senior Management in the execution of the Company’s Global Compliance & Ethics program…
  • 3.7
    GlaxoSmithKline – London, England
    Today 3hr
    issues. Ensure compliance as required by regulatory commissions/authorities. Develops programs and processes to manage complaint cases… areas. Job Family Group - Regulatory: Performs audits to ensure that the organisation is in compliance with government laws and…
  • 3.8
    Schroders – London, England
    Today 5hr
    The role is for a Portfolio ComplianceManager within the Investment Risk Team in Schroders’ London office. Note the role does… Investment Compliance Advisory Teams; Fund Management Teams; Client Service Teams; Portfolio Services; Transitions; Risk Managers; Internal…
  • 3.1
    Western Asset – London, England
    NEW
    support to the Head of London Regulatory Affairs and Compliance on all regulatory and compliance oversight duties which will include… management and supervision of the Firm’s compliance efforts, with a focus on regulatorycompliance relating to the conduct of the Firm…
  • 3.2
    Legal and General Investment Management – London, England
    1 days ago 20hr
    usage, promoting the process around the business, identifying regulatory and best practice developments from both within our industry… recommendations Ensure regular analysis of customer, industry and regulatory activity, recommend where strategic changes may be required…
  • 2.9
    Huntswood CTC Ltd – London, England
    7 days ago 7d
    management of regulatory risk across the business This position will support MiFID II implementation. The RegulatoryCompliance and Operational… solutions to UK clients, has an immediate opening for a RegulatoryCompliance and Operational Risk Specialist to join the business…
  • 3.4
    FDM Group Ltd – London, England
    9 days ago 9d
    /governance, regulatory requirements and risk assessment. Investment banks, hedge funds, asset and wealth managers are in continuous… Regulation and Compliance Analyst – Technical IT Consultant Finance and financial markets are a global entity crucial to business…
  • 3.6
    Barclays – London, England
    1 days ago 20hr
    all activities and duties are carried out in full compliance with regulatory requirements, Enterprise Wide Risk Management Framework… domestically and abroad. The Strategic Cyber Intelligence Manager is responsible for managing a team of analysts and identifying…
  • 3.2
    Legal and General Investment Management – London, England
    1 days ago 12hr
    efficient operational service delivery in compliance with all internal and regulatory requirements. Maintain detailed knowledge… Collateral Management functions are effectively managed in accordance with regulatory requirements, within market deadlines and providing…
  • 3.7
    JP Morgan – London, England
    Today 1hr
    of the Data Privacy/Protection Compliance Program in the firm Working with ComplianceRegulatory Change Management, provide advice… to regulatory changes, which relates Data Privacy and the impact that this will have on the firm Working with Compliance Policies…
  • 3.6
    Barclays – London, England
    6 days ago 6d
    all activities and duties are carried out in full compliance with regulatory requirements, Enterprise Wide Risk Management Framework… ensure compliance and proper representation of our policies/ practices. Manage governance process and ensure compliance at the…
  • 3.1
    Pontoon – City of London, England
    6 days ago 6d
    completing Investment compliance reviews in order to assess whether funds are compliant with Regulatory and relevant Fund documentation… would be valuable for this role include: Regulatory understanding Compliance monitoring experience Fund Accounting knowledge…
  • 3.8
    American Express – United Kingdom
    Today 2hr
    challenge Partnering with Compliance and other stakeholders in overseeing privacy legal/regulatory change management Fostering… risk controls Detailed understanding of privacy legal and regulatory requirements within Europe, Latin America or Asia and appreciation…
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