Senior Associate Compliance Jobs in City of London, England | Glassdoor
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Senior Associate Compliance Jobs in City of London, England

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  • Merje Limited – London, England
    1 days ago 13hr
    Services Groups are seeking to recruit a Senior Compliance Associate to provide Compliance oversight across their Group function.… Support and collaborate with other functions in the Group Compliance team in project work Conduct oversight work/monitoring/…
  • 2.4
    Cohen & Steers – London, England
    4 days ago 4d
    and document compliance related issues, working with senior personnel throughout the firm and reporting to senior management and… experienced compliance professional to join a dynamic team responsible for the administration of its regulatory compliance program.…
  • Panoramic Associates Ltd – City of London, England
    Today 9hr
    Panoramic Associates are delighted to working with a leading player in the insurance market who are seeking a Senior Compliance Monitoring… exciting environment to work in. My client is seeking a Senior Compliance Monitoring Manager to join their 2nd line risk based monitoring…
  • 3.4
    BNP Paribas – London, England
    Today 4hr
    CEVA) Supporting KYC process and other due diligence / compliance related tasks Maintaining databases, client data monitoring… relationships. Overall Purpose of the Role To assist Senior Members of the Coverage team with the day to day management…
  • 3.6
    BlackRock – London, England
    14 days ago 14d
    and fostering excellence within the Compliance team. Job Description: An Associate level role has become available within… presentation of findings and recommendations to senior management within Legal and Compliance as well as key business stakeholders;…
  • 3.6
    JPMorgan Chase & Co – London, England
    1 days ago 13hr
    advice on fiduciary and associated conflicts of interest issues to the business and to compliance associates To keep the business… Participate in the Compliance Risk Assessment for fiduciary Produce Compliance Fiduciary presentations for Senior Management Key…
  • Northreach – City of London, England
    18 days ago 18d
    regulatory matters associated with the Firm’s investment management business lines). Assist the Compliance department with writing… existing compliance-related policies and procedures, taking the lead on areas of expertise (e.g. regulatory matters associated with…
  • 3.6
    BlackRock – London, England
    28 days ago 28d
    including core Aladdin pre- and post-trade compliance and non-Aladdin trading compliance; mutual fund monitoring and reporting; global… Business Unit Overview: The Portfolio Compliance Group (PCG) is a global group which sits within Aladdin Portfolio Services…
  • 3.3
    Cambridge Associates, LLC – London, England
    21 days ago 21d
    The Firm requires a [mid-level] compliance associate to assist the Head of Legal and Compliance. Job Responsibilities Support… Compliance Associate Location London Business Function Support Services Apply Now Firm…
  • 3.0
    BNY Mellon – London, England
    5 days ago 5d
    storage of electronic and paper records associated with the role. To assist in compliance administration / secretarial tasks,… experience of performing a Senior Administration / PA role within a large global organisation and working with senior level stakeholders…
  • 3.4
    LaSalle Investment – London, England
    14 days ago 14d
    Job Title: Associate Location: UK, London Department: Client Capital Group Employment Type: Full Time To Apply: Please email… lists up-to-date on a regular basis Partnering with CCG associates and analysts in our other offices around the world regarding…
  • 3.1
    Heathrow Airport – Heathrow, England
    Today 10hr
    Manager Compliance is accountable for driving the Health & Safety, Fire, Quality & Environment (HSFE) governance & compliance through… near miss, including the on-going updates and record keeping associated with the safety management system Accountable for Managing…
  • 3.8
    Shell – London, England
    22 days ago 22d
    Auto req ID 47490BR Job Title Senior Business Analyst Compliance Country of Work Location United Kingdom City, State… Shell Trading and Supply's Global Compliance department, ensuring that our regulatory and compliance risks (whether internally or externally…
  • 3.3
    Interactive Brokers – London, England
    1 days ago 1d
    IBKR." The key objective of this role is to assist the Compliance Officer in order: To ensure adherence to market conduct… preferred Market surveillance, AML or related surveillance and compliance experience in investment firms (5+ years) Brokerage, bank…
  • 3.3
    Financial Conduct Authority – London, England
    4 days ago 4d
    LinkedIn Apply Refer a Friend Job Title: Senior Associate, RegTech Engagement Job Code: 1014866 Skill Band: Regulatory… Location: London Type: FTC Date Posted: 23 Jun 2017 Senior Associate, RegTech Engagement The salary range will be approximately…
  • 3.5
    Barclays – London, England
    6 days ago 6d
    business management through participation in senior level meetings and provide compliance advice, guidance and where relevant approval… provide compliance support on compliance matters to Global Operations and work in partnership with product advisory Compliance teams…
  • 3.3
    Financial Conduct Authority – London, England
    14 days ago 14d
    segregated and protected. As a senior associate you will undertake work assessing firms compliance with the CASS rules. This will… LinkedIn Apply Refer a Friend Job Title: Senior Associate - CASS Supervisor Job Code: 1007234 Skill Band: Regulatory…
  • 4.0
    A.S. Watson Group – London, England
    1 days ago 14hr
    Senior Finance Associate Aim of the role Perform reviews and report on status… efficiency, financial exposure and compliance thereof); finance policies and procedures; and compliance with ASW operational standards…
  • 3.1
    State Street – London, England
    Today 3hr
    discussion Ensure that the business unit operates in compliance with internal and external regulations and that escalation…
  • 4.3
    Hays Specialist Recruitment Limited – London, England
    27 days ago 27d
    Clinical team through the appointment of a Senior Manager /Associate Director- Clinical Compliance Process and Procedures at their site… based in London. Your new role Your new job role as Associate Director will be to lead the procedural document (PD) development…
  • 4.2
    BookingBug – London, England
    13 days ago 13d
    conduct ISMS Audits to meet Compliance and legislative requirements, as well as internal audits and compliance checks against company… be involved in the running and growth of this system, and associated processes, including writing new policy and processes that…
  • 3.3
    Financial Conduct Authority – London, England
    5 days ago 5d
    LinkedIn Apply Refer a Friend Job Title: Senior Associate, Risk & HR Performance Job Code: 1015560 Skill Band… London Type: Permanent Date Posted: 22 Jun 2017 Senior Associate, Risk & HR Performance -Director's Office, Human Resources…
  • i-Pharm Consulting Ltd – London, England
    6 days ago 6d
    Job Title Senior Clinical Research Associate Job Summary i-Pharm Consulting are delighted to share this new SCRA opportunity… recent successes with the acquisition of a driven Senior Clinical Research Associate who is looking for longevity and career progression…
  • Panoramic Associates – City of Westminster, England
    6 days ago 6d
    Panoramic Associates are delighted to be supporting a Global London Market Broker in search of their Compliance Business Partner… This role would suit a professional with generalist compliance experience, gained within the London Market, with a natural…
  • 3.8
    Search Consultancy Ltd – London, England
    5 days ago 5d
    implementation. Own and implement the Compliance Monitoring Plan and all associated reporting Deal with all Banking applications… Compliance & Conduct Risk ManagerSouth London £60-65K Responsibilities: Build and implement the Compliance and Conduct…
  • Streamline Connections Ltd – London, England
    4 days ago 4d
    Technology Risk Senior Associate (ERP, SAP, CRM, Technology, Consulting, Client facing, project delivery, IT strategy review,… organisation who are looking for a technology risk assurance senior associate, to be based from their London office. Who we are…
  • FourthLine – London, England
    27 days ago 27d
    Supporting the Head of Compliance in maintain the Bank's Compliance Framework and promoting a strong compliance culture, ensuring that… Maintaining compliance policies, standards and & guidelines - assist in developing and maintaining a robust Compliance Framework,…
  • 3.7
    LVMH – London, England
    6 days ago 6d
    personal development and attending training as required Ensure compliance with Health and Safety regulations Profile Education…
  • 3.0
    Idex – London, England
    1 days ago 13hr
    advice capacity with the engagement of an Associate Consultant to support the senior advice team with the management of new and… and existing clients. The Associate Consultant will work closely with Directors & Senior Benefits Consultants and provide technical…
  • Lawson Chase – London, England
    6 days ago 6d
    Intelligence MENA practice is looking for an Associate Director or Senior Associate to join the team in London or Dubai. The successful… of risks and to negotiate increasingly complex regulatory, compliance and security environments across the world. About The Role…
  • 3.8
    PwC – London, England
    8 days ago 8d
    Job ID 10305BR Job Title Advanced Risk and Compliance Analytics - Senior Associate Country United Kingdom Location London… Employee Intelligence and Regulatory Compliance. We are currently looking for Senior Associates to join our fast growing team in…
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