Job Type
Date Posted
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Senior Compliance Officer Jobs in City of London, England

228 Jobs

  • 3.4
    BNP Paribas – London, England
    7 days ago 7d
    Provide day to day compliance support and advice to the G10R, ALMT & xVA businesses and their senior management, on a range… escalation of all significant transactions / arrangements to seniorCompliance management. Contribute to the relationship with the…
  • 4.7
    G2 Recruitment Solutions Limited – London, England
    5 days ago 5d
    Responsibilities of the Senior Regulatory ComplianceOfficer Review and approve compliance documentation like Specifications… Senior Regulatory ComplianceOfficer London - Negotiable Salary - 12 Month FTC My client is a large pharmaceutical company…
  • 3.7
    Travelers Companies – London, England
    HOT
    Structure. Overall responsibility for monitoring compliance and for reporting compliance failures of the Alternative Business Structure… complies with its relevant statutory obligations. Monitors compliance with the terms and conditions of authorization and all other…
  • 3.5
    Wells Fargo – London, England
    NEW
    22680BR Market Job Title/Designation SeniorComplianceOfficer Asset Management Compliance (Contract) Region EMEA Country… Asset Management Complianceofficer will contribute significantly to developing and implementing a robust compliance programme for…
  • 4.3
    Hiscox – London, England
    NEW
    profile role in the compliance function acting as a ComplianceOfficer specialising in prudential compliance and governance. This… interviews Key elements that we are looking for in a ComplianceOfficer: Ability to multi-task effectively, to prioritise…
  • 4.4
    Brown-Forman – London, England
    18 days ago 18d
    IMEA marketing compliance matters to the Chief Ethics & ComplianceOfficer and provide input into the compliance database ​In… regional and global marketing teams, senior management and other departments on marketing compliance and social responsibility issues…
  • 4.6
    Goodman Masson – London, England
    4 days ago 4d
    Compliance advisory officer An Award winning Asset manager is looking for someone to join their compliance advisory team, this… items to the Compliance Manager Prepare compliance reports and MI for other members of the Compliance Team and senior management…
  • Taylor Root – City of London, England
    23 days ago 23d
    firm is looking to bolster its risk and compliance function by adding a ComplianceOfficer to the team. The firm has a strong… working in a critical function as part of a small risk and compliance team. The responsibilities are broad and involve both conflicts…
  • 3.5
    FXCM, Inc. – London, England
    5 days ago 5d
    Based in the UK, the ComplianceOfficer will report directly to the Managing Director of Compliance and will assist in developing… Interfacing with: Company Directors and Senior Management; Compliance Management; Project Management; Internal/External…
  • 4.9
    GCS Recruitment Specialists Ltd – London, England
    18 days ago 18d
    ComplianceOfficer - Banking £70,000-£80,000 - I am looking for a complianceofficer to work for a progressive financial services… front office users, and help create and maintain a strong compliance culture within the organisation. As well as offer hands on…
  • 3.2
    Norton Rose Fulbright – London, England
    13 days ago 13d
    Apply Job Title SeniorComplianceOfficer Role Practice Group/Department Compliance Job Category Business Services… Hong Kong. The Team comprises five other lawyers and ten ComplianceOfficer staff, some of whom have law degrees and all of whom have…
  • 3.7
    J.P. Morgan – London, England
    NEW
    establish credibility and strong partnership with senior business/compliance partners Good team player - one who is able to… CF) aligned Compliance, EMEA Country Compliance, Compliance Practices, ex-EMEA/Global Compliance and Core Compliance personnel on…
  • 2.6
    G4 Global Partners – United Kingdom
    18 days ago 18d
    priority metrics for reporting to senior management and the board; Serve as Secretary to the Compliance Committee; Keeping abreast… as a support to the Head of Compliance to cover all aspects of AML/CDD, Regulatory and Compliance issues that affect the London…
  • Tay Associates Ltd – London, England
    11 days ago 11d
    knowledge of money laundering procedures Supporting the SeniorComplianceOfficer Providing secretarial support to the Team Producing… client based in the heart of London is looking for a ComplianceOfficer to join their busy and fast paced team on a permanent…
  • 4.2
    Prospero Teaching – London, England
    25 days ago 25d
    years. This role is a fantastic opportunity for a ComplianceOfficer ,to be able to work for a well-established, yet consistently… relationships with contractors on a regular basis. Compliance: Understand compliance within the parameters that the business trades…
  • 4.0
    Travelers Insurance Co. Ltd. – London, England
    NEW
    Structure. Overall responsibility for monitoring compliance and for reporting compliance failures of the Alternative Business Structure… complies with its relevant statutory obligations. Monitors compliance with the terms and conditions of authorization and all other…
  • 4.4
    Brown-Forman – London, England
    HOT
    IMEA marketing compliance matters to the Chief Ethics & ComplianceOfficer and provide input into the compliance database ​In… regional and global marketing teams, senior management and other departments on marketing compliance and social responsibility issues…
  • 4.3
    BBL Technical Limited – London, England
    18 days ago 18d
    manager) A new opportunity has become available for ComplianceOfficer. The candidates main responsibility is to validate landlord… subsequent reporting to senior managers and Boards. Manually input all required service and compliance property data into Promaster…
  • 3.2
    Business intelligence | informa – City of London, England
    NEW
    6/22/2017 Senior Information Security Officer Tracking Code 852-143 Job Description Senior Information Security… with the Director of Audit and Compliance. We are looking for a hands on Information Security officer with a strong background in…
  • 3.3
    Huxley Associates – London, England
    11 days ago 11d
    ComplianceOfficer Job type: Permanent Salary: £60000 - £85000 per annum + competitive Location: London Reference:… : HA-32662340 ComplianceOfficer required to join an investment bank based in London. This is an excellent opportunity…
  • FourthLine – City of London, England
    4 days ago 4d
    based in the City. They are seeking an experienced Senior Project Control Officer to support a large and complex GDPR Transformation… large data protection or GDPR projects or regulatory and compliance programmes Strong work-ethic, leadership and organisational…
  • 3.5
    Career Legal – London, England
    5 days ago 5d
    conflicts experience? A leading City law firm is hiring a ComplianceOfficer to work in their Business Acceptance Unit (BAU) and Conflicts… including senior partners and legal PA's. If you are interested in this role or wish to discuss risk and compliance in general…
  • 3.4
    BNP Paribas – London, England
    18 days ago 18d
    Manager of Registrations/Head of Central Compliance as well as other key Compliance, HR, Legal and Business stakeholders. Activities… lines, as well as the work closely with staff from across Compliance, Human Resources, Legal, Corporate Governance and Business…
  • 5.0
    Harris Lord Group – London, England
    HOT
    QA Officer/Senior QA Officer Veterinary West London Competitive Salary The Opportunity A unique opportunity has… join an upcoming veterinary medicines company as a QA or Senior QA Officer. It is essential that you have a microbiology background…
  • 4.7
    ZEAL Group – London, England
    11 days ago 11d
    Codes of Practice. Act as the Money Laundering Reporting Officer for the group companies Monitoring development of the gambling… environment and adapting company compliance processes to reflect changes. Ensure compliance with the regulations of other jurisdictions…
  • Recruitment Genius Ltd – London, England
    17 days ago 17d
    looking to recruit a ComplianceOfficer. Essentially this is a role with generalist SeniorCompliance responsibilities within… expected to assist and lead in areas of Regulatory Compliance, including compliance monitoring, assisting with legal contracts review…
  • 4.4
    Clovis Oncology, Inc. – London, England
    30+ days ago 30d+
    The Senior Director, Regional ComplianceOfficer (EU) is responsible for general legal support for Clovis Oncology’s European… Participate in regional compliance initiatives or projects if required. Serve as the country Data Privacy Officer. Provide legal…
  • 3.7
    Morgan Stanley – London, England
    4 days ago 4d
    Initiatives Compliance team to lead Infrastructure Compliance test checks and desk reviews to monitor compliance with relevant… EMEA Legal and Compliance Department is charged with day-to-day oversight and coordination of the Firm’s compliance with core regulatory…
  • 4.2
    Prospero Teaching – London, England
    20 days ago 20d
    years. This role is a fantastic opportunity for a ComplianceOfficer ,to be able to work for a well-established, yet consistently… relationships with contractors on a regular basis. Compliance: Understand compliance within the parameters that the business trades…
  • 4.1
    Zoek – Charing Cross, England
    NEW
    seeking a ComplianceOfficer. You will be responsible for ensuring the activities of the bank are carried out in compliance with… The team you will be working with are experienced legal and compliance professionals within the banking market. This position and…
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