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Compliance advisor chief regulatory officer Jobs

176 Jobs

  • 3.6
    South Peninsula Hospital – Homer, AK
    HOT
    President and Chief Executive Officer molds and directs the organization into a productive unit. # The President and Chief Executive… NATURE # SCOPE: The Board delegates to the President and Chief Executive Officer the authority to implement the vision and mission of…
  • 3.2
    Crimson Hexagon – Boston, MA
    13 days ago 13d
    audit, information technology and regulatory functions. He/she will be a strategic advisor and business partner to the CEO and… executive will have a strategic orientation who can act as an advisor and thought partner. Crimson Hexagon is a global business and…
  • 3.3
    L.A. Care Health Plan – Los Angeles, CA
    26 days ago 26d
    and the ChiefComplianceOfficer on other duties as assigned to support the mission and responsibilities of the Compliance Department… federal regulatory, and accreditation requirements. The Advisor will develop regulatory reports, agendas, minutes and communications…
  • 3.3
    COR Clearing – Omaha, NE
    EASY APPLY
    $89k-$153k(Glassdoor est.)
    5 days ago 5d
    reporting. Job Summary The ChiefComplianceOfficer (CCO) will report to the Chief Legal Officer. This position requires a thorough… Dimensions The COR Clearing Compliance Department’s primary goal is to meet the regulatory and compliance needs of the Firm, continuously…
  • 3.3
    L.A. Care Health Plan – Los Angeles, CA
    28 days ago 28d
    and the ChiefComplianceOfficer on other duties as assigned to support the mission and responsibilities of the Compliance Department… federal regulatory, and accreditation requirements. The Advisor will develop regulatory reports, agendas, minutes and communications…
  • 3.4
    BOK Financial – Denver, CO
    NEW
    requirements, and notifying the chiefcomplianceofficer of any client complaint or regulatory inquiry. Assists in determining… current on economic and market trends, as well as compliance and regulatory issues are important aspects of this role. PRINCIPLE…
  • 3.4
    Marsh & McLennan Companies – Dayton, OH
    $57k-$109k(Glassdoor est.)
    NEW
    investigate and enforce compliance issues at the direction of MMAs Chief Risk and ComplianceOfficer (CRCO) Responsibility… direct compliance issues to appropriate existing channels for investigation and resolution. The CO is a trusted advisor to business…
  • 3.1
    Tenet Healthcare – Manteca, CA
    NEW
    The Hospital Chief Strategy Officer reports directly to the Chief Executive Officer of the facility, with a dotted line to the… the Group Chief Strategy Officer. Hospital Chief Strategy Officer Core Competencies and Responsibilities Leads in development…
  • 3.3
    Kaufman Financial Group – Farmington Hills, MI
    $105k-$151k(Glassdoor est.)
    12 days ago 12d
    engaged on business/governance committees as a trusted advisor on compliance programs and recommend management actions and report… regulations and KFG policies Manage the regulatory market conduct exams Set and consult on compliance strategies, goals, and objectives…
  • 4.1
    University of Washington – Seattle, WA
    $115k-$165k(Glassdoor est.)
    HOT
    System Officer, Chief Business Officer, Chief Medical Officer, Chief Advancement Officer, and Chief Financial Officer); Ensuring… Responsibilities The ChiefComplianceOfficer directs and monitors the implementation and operation of the UW Medicine compliance program,…
  • 3.3
    Travel Guard – Houston, TX
    $78k-$114k(Glassdoor est.)
    28 days ago 28d
    oversight to VALIC Financial Advisors (“VFA”) including the activities of the VFA ChiefComplianceOfficer and staff. Other responsibilities… legislative/regulatory monitoring process, including providing oversight regarding the design and implementation of compliance solutions…
  • 2.9
    Armed Forces Bank – Kansas City, MO
    NEW
    Chief Information Officer Summary: The CIO acts as the lead innovator, operator, and guardian of DFC and Affiliate Banks… customer satisfaction, security and resiliency, and regulatorycompliance. Principal Accountabilities: Sets the mission…
  • 3.0
    Harris Bankcorp – New York, NY
    $132k-$222k(Glassdoor est.)
    5 days ago 5d
    Legislative Compliance Management Policy, and meets all applicable U.S. regulatory requirements. The ChiefComplianceOfficer, Capital… The ChiefComplianceOfficer, Capital Markets leads and directs the U.S. Capital Compliance organization and serves as a member…
  • 3.8
    Cherry Bekaert – Richmond, VA
    $94k-$136k(Glassdoor est.)
    28 days ago 28d
    The ChiefComplianceOfficer (“CCO”) is responsible for overseeing all aspects of the compliance program for Cherry Bekaert Wealth… a CCO of a Registered Investment Advisor, including at least 5 years supporting a compliance program under the Investment Advisers…
  • Arrow Investment Advisors – Baltimore, MD
    5 days ago 5d
    the ChiefComplianceOfficer (“CCO”) in the oversight of the execution and continuous improvement of the Firm’s compliance programs… years of compliance experience with a registered investment adviser Demonstrated experience with compliance and regulatory matters…
  • 3.0
    BMO Harris Bank – New York, NY
    $145k-$247k(Glassdoor est.)
    5 days ago 5d
    Legislative Compliance Management Policy, and meets all applicable U.S. regulatory requirements. The ChiefComplianceOfficer, Capital… The ChiefComplianceOfficer, Capital Markets leads and directs the U.S. Capital Compliance organization and serves as a member…
  • 3.1
    AIG – Houston, TX
    $91k-$132k(Glassdoor est.)
    12 days ago 12d
    Company ChiefComplianceOfficer – VALIC Financial Advisors The Role and Responsibilities The role of the Chief Compliance… to business partners. The position reports to the ChiefComplianceOfficer – Group Retirement. The responsibilities of the position…
  • 3.3
    UW Medicine – Seattle, WA
    $129k-$184k(Glassdoor est.)
    15 days ago 15d
    System Officer, Chief Business Officer, Chief Medical Officer, Chief Advancement Officer, and Chief Financial Officer); Ensuring… Responsibilities The ChiefComplianceOfficer directs and monitors the implementation and operation of the UW Medicine compliance program,…
  • 3.1
    AIG – Houston, TX
    $91k-$132k(Glassdoor est.)
    12 days ago 12d
    oversight to VALIC Financial Advisors (“VFA”) including the activities of the VFA ChiefComplianceOfficer and staff. Other responsibilities… ChiefComplianceOfficer – Group Retirement The Role and Responsibilities The newly created role of the Chief Compliance…
  • 3.8
    Raymond James Financial Inc. – Saint Petersburg, FL
    $102k-$177k(Glassdoor est.)
    9 days ago 9d
    rules and regulations related to registered investment advisorcompliance. Educational/Previous Experience Recommendations:… revise compliance programs that reflect “best practices” and ensures the firm is adhering to all legal and regulatory requirements…
  • 3.4
    Marsh – Atlanta, GA
    $60k-$113k(Glassdoor est.)
    NEW
    investigate and enforce compliance issues at the direction of MMA’s Chief Risk and ComplianceOfficer (CRCO) Responsibility… Summary: The ComplianceOfficer’s (CO) primarily responsibilities will be to identify and assess risk and compliance issues within…
  • 3.7
    LogMeIn – Boston, MA
    $77k-$123k(Glassdoor est.)
    HOT
    Management, and Compliance (GRC) to support the Security Team. Reporting directly to the Chief Information Security Officer (CISO), the… trusted advisor to the business and technology stakeholders across the enterprise to partner on security, compliance and technical…
  • 3.4
    Eqis – San Rafael, CA
    $59k-$88k(Glassdoor est.)
    6 days ago 6d
    to the ChiefComplianceOfficer, the ComplianceOfficer will serve as the primary role ensuring the firm is in compliance with our… ensure compliance with regulations. Supervise the firm’s compliance education efforts to include firm level and regulatory element…
  • 3.0
    SunAmerica Affordable Housing Partners – Houston, TX
    8 days ago 8d
    Company ChiefComplianceOfficer – VALIC Financial Advisors The Role and Responsibilities The role of the Chief Compliance… to business partners. The position reports to the ChiefComplianceOfficer – Group Retirement. The responsibilities of the position…
  • 4.1
    University of Washington – Seattle, WA
    $97k-$176k(Glassdoor est.)
    30+ days ago 30d+
    System Officer, Chief Business Officer, Chief Medical Officer, Chief Advancement Officer, and Chief Financial Officer); Ensuring… Responsibilities The ChiefComplianceOfficer directs and monitors the implementation and operation of the UW Medicine compliance program,…
  • 4.2
    VCFO – Dallas, TX
    6 days ago 6d
    leadership team, the CFO will be an advisor to the youth president and chief development officer, evaluating and assisting them with… culture change. Reporting to the chief executive officer (CEO), the chief financial officer (CFO) will play a critical role in…
  • 3.0
    SunAmerica Affordable Housing Partners – Houston, TX
    8 days ago 8d
    oversight to VALIC Financial Advisors (“VFA”) including the activities of the VFA ChiefComplianceOfficer and staff. Other responsibilities… ChiefComplianceOfficer – Group Retirement The Role and Responsibilities The newly created role of the Chief Compliance…
  • 3.7
    Novartis – East Hanover, NJ
    NEW
    Function Unit Head and ChiefComplianceOfficer; this should set the direction for the aligned approach to compliance, as well as establish… ID 225096BR Posting Title Director, Ethics & Compliance Functional Advisor, PA/HP Division PHARMA Business Unit US GEN…
  • 3.0
    Harris Bankcorp – Chicago, IL
    $106k-$178k(Glassdoor est.)
    5 days ago 5d
    The ChiefComplianceOfficer (CCO) – BMO NBSL is accountable for assessing the overall management of all regulatory compliance… ability to monitor regulatorycompliance programs and minimize operational risk. Failure to comply with regulatory requirements and…
  • 3.1
    LPL Financial – Fort Mill, SC
    $134k-$227k(Glassdoor est.)
    16 days ago 16d
    The EVP, ChiefComplianceOfficer will be located in our Fort Mill, SC office and report to the Deputy Chief Legal & Risk Officer… of LPL’s Compliance Program. Providing compliance oversight of LPL’s Registered Investment Advisor firms and Advisors. Developing…
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