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Compliance Associate Jobs

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  • 3.5
    Priceline.com – Norwalk, CT
    Est. Salary $42k-$77k
    5 days ago 5d
    creative and analytically-minded Compliance Associate to join its Compliance team in Norwalk, CT. With a millennial workforce over 73%… the world by Forbes. The role of the Compliance Associate will support the Compliance and Ethics program in a variety of ways…
  • 3.3
    City National Bank & Trust – Lawton, OK
    EASY APPLY
    Est. Salary $25k-$45k
    17 days ago 17d
    Company Description Are you ready for a real opportunity with a growing company? Then you should apply with City National…
  • 4.5
    Two Sigma – New York, NY
    Est. Salary $75k-$130k
    5 days ago 5d
    Core Compliance Associate: We are seeking a proactive and detail-oriented compliance associate to join the Core Compliance… Team. In this role, the associate will take part in administering and enhancing the firm’s compliance program, as well as promoting…
  • 3.6
    J.P. Morgan – New York, NY
    Est. Salary $57k-$95k
    2 days ago 2d
    Regulatory Change team. The Associate will work closely with core Compliance and line of business Compliance advisory personnel on drafting… J.P. Morgan Corporate & Investment Bank Compliance Department is seeking an Associate with excellent writing, organizational,…
  • 3.8
    Goldman Sachs – New York, NY
    Est. Salary $75k-$135k
    26 days ago 26d
    Job Summary & ResponsibilitiesThe role of the Divisional Compliance Officer is to articulate and maintain the standards of conduct… regulatory and legal liability and risk to reputation. Divisional Compliance provides coverage support to the Division’s functional (including…
  • 2.6
    Glenmark Pharmaceuticals USA – Mahwah, NJ
    Est. Salary $92k-$151k
    12 days ago 12d
    potential compliance or ethical breaches from employees, contractors, and customers; conduct and document associated investigations… corporate strategy and assessment of regulatory compliance. The Director of Compliance will report to the Legal Head North America…
  • 2.3
    American Diabetes Association – Arlington, VA
    5 days ago 5d
    Accountant, Tax and Compliance - Arlington, Virginia The American Diabetes Association is seeking an exceptional junior to… reports to the Associate Director, Financial Reporting. This position will serve as accountant for tax and compliance and provide…
  • 2.8
    Cascade Management – Portland, OR
    Est. Salary $38k-$63k
    11 days ago 11d
    agencies regarding affordable compliance operations and regulations to ensure program compliance.* Provide support to Community… file audits as requested by Director of Compliance.* Notify Director of Compliance of any/all regulatory notices from agencies…
  • 2.7
    Investment Professionals – San Antonio, TX
    Est. Salary $72k-$130k
    9 days ago 9d
    10 years’ experience in securities compliance and/or legal experience in securities compliance, emphasis on sales and sales trading… and enhance a retail broker-dealer and investment advisor compliance program, including annual assessment, surveillance and field…
  • 2.9
    Herman Kittle Properties, Inc. – Indianapolis, IN
    Est. Salary $27k-$45k
    27 days ago 27d
    •Notify the Compliance Director if substantial problems found coordinating with property. •Ensure site compliance with all rules… maintain resident files for compliance approval. •Travel (as needed) to properties to assist with compliance needs. •Other duties…
  • Wayne ARC – Newark, NY
    EASY APPLY
    1 days ago 22hr
    Ensure the workplace for individuals and staff is safe and in compliance with OSHA and Department of Labor standards. 3.) Ensure that…
  • 3.8
    KPMG – New York, NY
    14 days ago 14d
    KPMG is currently seeking a Senior Associate in Forensic - Regulatory Enforcement & Compliance for our KPMG Risk Consulting practice… direction and training to associates Qualifications: • A minimum of three years of AML compliance or corporate intelligence,…
  • 2.7
    Scottrade – Saint Louis, MO
    12 days ago 12d
    in compliance with industry rules and regulations. ESSENTIAL FUNCTIONS: Coach and educate management and associates in the… and Investment Advisory business lines on supervisory and compliance issues, best practices, and complex client situations. Act…
  • 3.7
    DuCharme, McMillen & Associates – Indianapolis, IN
    12 days ago 12d
    Compliance Assistant Sales/Use Compliance Position Summary Assist Sales/Use Compliance team with online filing… and Qualifications High School Diploma or equivalent, Associates degree preferred Prior experience working in payroll, accounts…
  • 3.6
    carmax – Kennesaw, GA
    11 days ago 11d
    treat our Customers and our Associates. SUMMARY: The primary focus of the Coordinator, Compliance (Governance) is to effectively… Operations, Compliance, Legal, and CarMax Auto Finance teams to update and appropriately retain documentation associated with Policy…
  • 3.2
    Easter Seals Bay Area – Pleasant Hill, CA
    Est. Salary $71k-$135k
    20 days ago 20d
    university preferred. Certification as a Compliance Officer by Health Care Compliance Association or other applicable organization preferred… of positive ethical principles, compliance with federal and state law in all areas of compliance programs and staff, and assists…
  • 3.3
    MemorialCare Health System – Fountain Valley, CA
    3 days ago 3d
    responsibilities. Education / Licensure / Certification Associates degree required, bachelor’s degree preferred.… Medical Group, Memorial Prompt Care; an Independent Practice Association (IPA) – Greater Newport Physicians; and numerous outpatient…
  • 2.9
    WhiteHat Security – Santa Clara, CA
    Est. Salary $46k-$74k
    5 days ago 5d
    experts. What we’re looking for: The Information Security/Compliance Analyst is responsible for assisting with administering full… of suspected information technology security misuse or in compliance reviews as requested by auditors Participate in and acts…
  • 4.2
    Balyasny Asset Management – San Francisco, CA
    12 days ago 12d
    Balyasny Asset Management is seeking an experienced Compliance Associate for its San Francisco office. The employee will report… closely with both the Compliance and Legal Departments. The primary focus will be to assist the Compliance Department with ongoing…
  • 4.5
    Accudata Systems, Inc. – Dallas, TX
    10 days ago 10d
    healthcare organizations and their business associates to align with HIPAA IT control compliance. This position will provide the opportunity… performing compliance-related assessments for our Fortune 1000 clients with significant focus around PCI and HIPAA compliance. Accudata…
  • 3.9
    Grant Thornton – Chicago, IL
    Est. Salary $39k-$75k
    26 days ago 26d
    takes to be a leader.   Position: Independence Compliance Level: Associate Location: Oakbrook Terrace Summary of Position… including advising partners and professionals on personal compliance disclosure requirements, and addressing tasks on multiple…
  • 4.3
    Beacon Hill Staffing Group – Waltham, MA
    5 days ago 5d
    Generate annual trial-specific plans (compliance plans) that outline compliance- and quality-related activities to proactively… and experience to work with the Manager - Clinical Compliance to lead compliance- and quality-related activities outlined in annual…
  • 3.1
    Heartland Payment Systems – Cleveland, OH
    Est. Salary $37k-$63k
    6 days ago 6d
    accurate data entry/keyboarding skills Education/Experience: Associates or Bachelor’s Degree preferred Previous payroll tax experience…
  • 3.6
    American Airlines – Fort Worth, TX
    Est. Salary $90k-$149k
    5 days ago 5d
    will report to the Associate General Counsel – Ethics & Compliance. As a Senior Attorney – Ethics & Compliance, you will actively… seeking an experienced ethics and compliance attorney to join the Business Ethics & Compliance group based in Dallas, Texas. The…
  • 4.9
    Mazars – United States
    11 days ago 11d
    We are seeking a talented Entry-level Associate to join our Governance Risk and Compliance (GRC) group in our Fort Washington, Pennsylvania…
  • 3.3
    Eversource Energy – Berlin, CT
    12 days ago 12d
    on compliance, both internally and externally, such as for the Northeast Gas Association and the American Gas Association. Manages… Distribution’s policies, procedures, and standards to ensure compliance with federal and state regulations across both Massachusetts…
  • 3.1
    Compliance Search Group – Chicago, IL
    10 days ago 10d
    management firm, is seeking a Compliance Associate to join their Legal & Compliance Team. The Legal and Compliance Team is responsible for… for developing and maintaining the compliance program. The Compliance Associate position is primarily responsible for preparing…
  • 3.8
    Goldman Sachs – New York, NY
    21 days ago 21d
    to multi-task. In this role, the analyst/associate will work closely with compliance, operations, technology and business personnel… an analyst/associate, ideally with prior brokerage and or other financial industry experience. The analyst/associate will conduct…
  • 2.9
    Alphaserve – New York, NY
    Est. Salary $38k-$70k
    16 days ago 16d
    rapidly growing monitoring & managed services industry. The Associate will be working for the company's in-house General Counsel…
  • 4.3
    Geode Capital Management – Boston, MA
    Est. Salary $42k-$76k
    9 days ago 9d
    The Compliance Associate reports to the Chief Compliance Officer and is responsible for assisting with the execution of Geode… Assessment process. Responsibilities: The Compliance Associate will prioritize compliance issues, and will attempt to solve issues…
  • 3.4
    Oscar Insurance – New York, NY
    Est. Salary $73k-$131k
    19 days ago 19d
    Act. The Compliance Associate will report to the Director of Compliance and support the activities of the Compliance Program for… healthcare. In this role as the Compliance Associate, you will support an effective compliance program. Deliverables: What you…
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