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Compliance examiner Jobs

3,978 Jobs

  • 2.9
    Civil Service Employees Insurance – San Dimas, CA
    4 days ago 4d
    CSE Insurance Group! We are currently seeking a Property Examiner to join our Claims team. Our team members play an integral… excitement. You'll love our stuff! JOB SUMMARY: The Property Examiner will provide updates on customer problems and safety or policy…
  • 2.9
    SAFEbuilt – Orlando, FL
    14 days ago 14d
    Combination Plans Examiner - Orlando, FL SAFEbuilt is currently seeking a talented and experienced Building Plans Examiner for our Orlando… CERTIFICATION ICC Building Plans Examiner certification required. ICC Plans Examiner Certifications in multiple trades preferred…
  • 3.1
    Western General Insurance Company – Calabasas, CA
    EASY APPLY
    17 days ago 17d
    Summary: A successful SIU Examiner/Special Investigator will be responsible for the detection, investigation, evaluation and… experts when necessary and appropriate Adjust claims in compliance with applicable State DOI requirements Ensure accurate…
  • 4.2
    National Futures Association – Chicago, IL
    We're Hiring!
    ComplianceExaminer Description: The ComplianceExaminer will support NFA's regulatory programs through exams, investigations… on-site examinations of NFA Member books and records and analyzes its business and financial operations to ensure compliance with…
  • 4.6
    Wealthfront – Redwood City, CA
    $169k-$282k(Glassdoor est.)
    NEW
    timely and accurate responses to regulatory inquiries and examinations as they arise Plan, facilitate and execute all necessary… reading. Wealthfront is hiring a Chief Compliance Officer to oversee our compliance with industry rules and regulations for Wealthfront…
  • 2.9
    Civil Service Employees Insurance – San Dimas, CA
    9 days ago 9d
    Insurance Group! We are currently seeking a Sr. Casualty Examiner to join our Claims team. Our team members play an integral… You'll love our stuff! JOB SUMMARY: The Sr. Casualty Examiner will investigate, negotiate and settle assigned casualty claims…
  • 4.1
    The Execu|Search Group – Bound Brook, NJ
    10 days ago 10d
    seeking a new ComplianceExaminer for a promising opportunity with their growing staff. In this role, the ComplianceExaminer will be… Description Financial Broker Job Description The ComplianceExaminer will be responsible for: Transaction analysis of…
  • 4.1
    Provencher & Company – Miami, FL
    EASY APPLY
    HOT
    On-boards new clients to understand their products and claim compliance. Prepares Client Specific Instruction Sheets for our adjusters…
  • 4.1
    Federal Reserve Bank of Atlanta – Atlanta, GA
    15 days ago 15d
    Responsibilities: · Performs examinations and inspections of financial institutions, ensures compliance with applicable laws and regulations… Position Specific Information: The Consumer ComplianceExamination team has a position available for a highly motivated…
  • 4.6
    Wealthfront – Redwood City, CA
    $59k-$101k(Glassdoor est.)
    14 days ago 14d
    and examinationsCompliance Advisory: Provides business partners with actionable guidance and advice to effect compliance with… and due diligence Audit and Regulatory Examinations: Provide general support to Compliance, Legal, Operations, Finance, and all…
  • 4.1
    Federal Reserve Bank of Atlanta – Atlanta, GA
    HOT
    horizontal reviews and target examinations, as applicable. Key Responsibilities: Performs examinations and inspections of financial… experienced examiners. May also serve as an instructor at Federal Reserve System schools. May serve in Examiner in Charge (EIC…
  • 4.1
    Federal Reserve Bank of Atlanta – Miami, FL
    18 days ago 18d
    Assists in pre-examination/inspection preparation, completes less complex assignments during examinations and inspections, and… and Finance Bank Examination preferred Microsoft Office Foreign language for International Examiners Individual Competencies…
  • 4.6
    Wealthfront – Redwood City, CA
    $59k-$101k(Glassdoor est.)
    14 days ago 14d
    Audit and Regulatory Examinations: Owns records, reports, and artifacts related to the communications compliance program as well as… , audits, and/or examinations by internal partners or external parties. Provides general support to Compliance, Legal, Operations…
  • 3.1
    Waddell & Reed – Overland Park, KS
    11 days ago 11d
    ComplianceExaminer Tracking Code 1562-732 Job Description Job Summary: Travel to company field offices to examine… examine the procedures and activities of the office, advisors, and managers associated with each office, evaluating them for compliance…
  • 3.7
    William Blair – Chicago, IL
    We're Hiring!
    management regulatory compliance programs. Areas of responsibility include, among others: Assist Chief Compliance Officer in administering… communications) for compliance with applicable rules and to ensure best practices. Analyze and prepare responses to compliance inquiries…
  • 4.1
    Federal Reserve Bank of Atlanta – Miami, FL
    15 days ago 15d
    Responsibilities: Performs examinations and inspections of financial institutions, ensures compliance with applicable laws and regulations… the domestic safety and soundness examination teams, and foreign banking organization examination teams. This work is conducted within…
  • 4.2
    National Futures Association – Chicago, IL
    We're Hiring!
    Senior ComplianceExaminer, OTC Derivatives Description: The Senior ComplianceExaminer's main responsibility is to support NFA's… accordance with OTC Derivatives examination methodology. Assist Managers with reviewing examination work, confirming validity of…
  • 3.2
    LPL Financial – Seattle, WA
    $53k-$82k(Glassdoor est.)
    NEW
    each office to ensure adherence to compliance with all applicable regulations. The examiner will consult with branch managers,… The Examiner position is responsible for independently conducting announced and unannounced on-site inspections of assigned LPL…
  • 3.4
    Freddie Mac – McLean, VA
    NEW
    cooperative effort among members of a project team. Manage a team of examiners to plan and conduct operational reviews of Freddie Mac's counterparties… counterparties to assess operational controls and compliance to policies and procedures, agency and regulatory requirements, and…
  • 3.5
    Digital River – Minnetonka, MN
    4 days ago 4d
    operating effective compliance programs. The Compliance Architect advises leaders in all aspects of business and compliance risk across… stakeholders to reduce overall client risk Identifies, examines, evaluates, and prioritizes risk outcomes driven by non-compliant…
  • 3.8
    SEC – Washington, DC
    NEW
    Division is seeking to fill one Supervisory Securities ComplianceExaminer (Branch Chief) position in the Analytics Office. This… Job family (Series) 1831 Securities ComplianceExamining Requirements Help Requirements…
  • 3.8
    Federal Reserve Bank of Boston – Boston, MA
    NEW
    through on and off-site examination activities to ensure that institutions are operating in compliance with applicable laws and… condition, risk management systems, and compliance with applicable laws during the examination process and/or through continuous monitoring…
  • 3.2
    State of Florida – Lakeland, FL
    7 days ago 7d
    Highway Safety and Motor Vehicle Working Title: HSMV COMPLIANCEEXAMINER - 76003443 Position Number: 76003443 Salary: $28,774.08… application may not be considered for the position. HSMV ComplianceExaminer $28,774.08 Annually Contact Person: Herbert Jordan…
  • 4.1
    Federal Reserve Bank of Atlanta – Atlanta, GA
    $64k-$101k(Glassdoor est.)
    NEW
    supervisory duties: Performs examinations and inspections of financial institutions by ensuring compliance with applicable laws and… Accounting and Finance Bank Examination Credit Analysis Microsoft Office Examining Commission preferred. Individual…
  • 3.7
    Midland States Bank – Clayton, MO
    $54k-$80k(Glassdoor est.)
    10 days ago 10d
    and Regulatory Examinations – Assists in the management of external compliance reviews and regulatory examinations. Training… Regulatory Compliance Management Program. Primary Accountabilities Compliance Resource – Provides day to day compliance advice…
  • 2.9
    SAFEbuilt – San Diego, CA
    14 days ago 14d
    Plans Examiner EsGil, a SAFEbuilt company is currently seeking an experienced Building Plans Examiners to support their… EXPERIENCE: ICC Building Plans Examiner certification required. ICC Plans Examiner Certifications in multiple trades preferred…
  • 3.4
    Bridgestone Americas – Brook Park, OH
    $53k-$101k(Glassdoor est.)
    We're Hiring!
    Consumer Compliance Program. This position reports to the bank’s legal counsel, and oversees the Compliance Program, Compliance Audit… the Bank’s Credit Card Consumer Compliance Program Oversee the Compliance Program, Compliance Audit Program and Internal Audit…
  • 3.6
    Broadspire – Hauppauge, NY
    $60k-$92k(Glassdoor est.)
    NEW
  • 3.6
    Broadspire – Tampa, FL
    $39k-$60k(Glassdoor est.)
    Today -54min
  • 3.6
    Broadspire – Phoenix, AZ
    $55k-$84k(Glassdoor est.)
    Today -54min
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