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  • 3.5
    D.A. Davidson Companies – Denver, CO
    27 days ago 27d
    potential non-compliance Develop a corrective plan and perform additional surveillance to ensure ongoing compliance Prepare training… jurisdiction rules and regulations related to securities compliance Successful completion of FINRA General Securities Representative…
  • 2.8
    Civil Service Employees Insurance – San Dimas, CA
    6 days ago 6d
    CSE Insurance Group! We are currently seeking a Property Examiner to join our Claims team. Our team members play an integral… You'll love our stuff! JOB SUMMARY: The Property Examiner will provide updates on customer problems and safety or policy…
  • 3.2
    Foresters Financial – Edison, NJ
    7 days ago 7d
    regulatory Travel to sales offices and conduct annual and special compliance inspections by reviewing the books and records, interviewing… internal and external requests regarding to how to follow compliance policy and procedures. Provide comprehensive written and…
  • 3.0
    Ontario Securities Commission – United States
    11 days ago 11d
    Compliance Examiner Compliance and Registrant Regulation Branch Permanent / Full-Time File #17-31 The Ontario Securities… Accountants, Compliance Examiners and Lawyers), Registration officers and Support staff. Summary: The Compliance and Registrant…
  • 3.6
    Federal Reserve Bank of Cleveland – Cleveland, OH
    2 days ago 2d
    Bank into the future. Join our team! Examiner/Senior Examiner Corporate Compliance - AML/BSA Summary: An excellent… Department’s Corporate Compliance – Enforcement Section. Examiners in this role review financial institution’s compliance with Anti-Money…
  • 2.8
    Civil Service Employees Insurance – San Dimas, CA
    8 days ago 8d
    Insurance Group! We are currently seeking a General Property Examiner to join our Claims team. Our team members play an integral… by ensuring correct remediation techniques are utilized. Examine assigned claim files, insurance policies and other documents…
  • 4.1
    Federal Reserve Bank of Atlanta – Atlanta, GA
    21 days ago 21d
    is preferred. Experience: Examiner - Two to five years preferred Senior Examiner – Five to eight years preferred… by proactively identifying risks through on and off-site examination and monitoring activities, to ensure that the institutions…
  • 2.9
    STATE OF FLORIDA – Jacksonville, FL
    1 days ago 22hr
    Highway Safety and Motor Vehicle Working Title: HSMV COMPLIANCE EXAMINER - 76002349 Position Number: 76002349 Salary: $28,774.08… application may not be considered for the position. HSMV Compliance Examiner $28,774.08 Annually Contact Person: Wayne Nettles…
  • 3.6
    Charles Schwab – Austin, TX
    2 days ago 2d
    Chicago, IL.) We are looking for a Manager – Compliance (Compliance Examiner) to support our dynamic Retail Testing & Monitoring… Monitoring Team. What you’ll do: The Manager – Compliance (Compliance Examiner) will report to the Managing Directors of Retail…
  • 3.2
    S&P Global – Centennial, CO
    Est. Salary $50k-$91k
    12 days ago 12d
    Position Description COMPLIANCE OFFICER – COMPLIANCE EXAMINATIONS - Centennial The Role: The Compliance Officer conducts periodic… position is part of a team of nine Compliance Officers responsible for providing compliance examinations and reviews globally with members…
  • 2.8
    Civil Service Employees Insurance – San Dimas, CA
    Est. Salary $35k-$54k
    4 days ago 4d
    Group! We are currently seeking Material Damage Claims Examiners II to join our Claims team. Our team members play an integral… love our stuff! JOB SUMMARY: The Material Damage Claims Examiner II will compile information derived from correspondence with…
  • 3.2
    National Interstate Insurance – Richfield, OH
    Est. Salary $36k-$58k
    27 days ago 27d
    rotational, but required, and shared with other Examiner II and Sr. Examiner employees Perform other duties or ad hoc tasks as… from you! Key aspects of this role: As a level II Claims Examiner in the bodily injury (BI) sector, you will be primarily responsible…
  • 3.4
    McGraw Hill Financial – Centennial, CO
    Est. Salary $47k-$87k
    12 days ago 12d
    Position Description COMPLIANCE OFFICER – COMPLIANCE EXAMINATIONS - Centennial The Role: The Compliance Officer conducts periodic… position is part of a team of nine Compliance Officers responsible for providing compliance examinations and reviews globally with members…
  • Foresters Equity Services, Inc. – Edison, NJ
    30+ days ago 30d+
    Travel to sales offices and conduct annual and special compliance inspections by reviewing the books and records, interviewing… internal and external requests regarding to how to follow compliance policy and procedures. Provide comprehensive written and…
  • 3.0
    S&P Global Ratings – Centennial, CO
    Est. Salary $51k-$93k
    14 days ago 14d
    Position Description COMPLIANCE OFFICER – COMPLIANCE EXAMINATIONS - Centennial The Role: The Compliance Officer conducts periodic… position is part of a team of nine Compliance Officers responsible for providing compliance examinations and reviews globally with members…
  • 2.8
    Civil Service Employees Insurance – San Dimas, CA
    20 days ago 20d
    CSE Insurance Group! We are currently seeking a Casualty Examiner to join our Claims team. Our team members play an integral… You'll love our stuff! JOB SUMMARY: The Sr. Casualty Examiner will investigate, negotiate and settle assigned casualty claims…
  • 3.7
    Morgan Stanley – Baltimore, MD
    1 days ago 22hr
    with colleagues and branch examination management to determine whether a branch office is in compliance with regulatory and Firm… its retail Branch Examination team. The individual will independently and effectively execute branch examinations of retail branch…
  • 2.9
    State of Florida – Jacksonville, FL
    3 days ago 3d
    Highway Safety and Motor Vehicle Working Title: HSMV COMPLIANCE EXAMINER - 76002349 Position Number: 76002349 Salary… application may not be considered for the position. HSMV Compliance Examiner $28,774.08 Annually Contact Person: Wayne Nettles…
  • 3.2
    LPL Financial – Fort Mill, SC
    Est. Salary $45k-$74k
    12 days ago 12d
    each office to ensure adherence to compliance with all applicable regulations. The Branch Examiner will also consult with branch managers… The Branch Examiner is responsible for independently conducting announced and unannounced on-site inspections of assigned LPL…
  • City of St. Cloud, FL – Saint Cloud, FL
    Today 10hr
    Family Dwelling Plan Examiner and Inspector at time of hire. Shall obtain one new standard Plan Examiner and corresponding Inspector… until all Plan Examiner certifications and Inspections are obtained. Standard State of Florida BCAI Plan Examiner Certifications…
  • 3.5
    Collabera – Phoenix, AZ
    4 days ago 4d
    Job Title: Compliance Analyst (Criminal Justice, Investigation, Screening) Location: Phoenix, AZ 85027 Duration: 06+ months (… work with various teams across the client, including Market Compliance Officers, and line-of-business representatives, among others…
  • 3.1
    Florida Department of Education – Jacksonville, FL
    5 days ago 5d
    HSMV COMPLIANCE EXAMINER - 76002349 Date: Jun 23, 2017 Location: JACKSONVILLE, FL, US, 32218 Apply now… Highway Safety and Motor Vehicle Working Title: HSMV COMPLIANCE EXAMINER - 76002349 Position Number: 76002349 Salary: $28,774.08…
  • 4.0
    San Manuel Band of Mission Indians – Highland, CA
    13 days ago 13d
    and game rules in order to resolve patron disputes. Review, examine, research and interpret technical standards, product manuals… Under the direction of the Technical Supervisor, the Compliance Technician I will be responsible for regulating all gaming devices…
  • PeopleFirst Florida HR – Jacksonville, FL
    2 days ago 2d
    Highway Safety and Motor Vehicle Working Title: HSMV COMPLIANCE EXAMINER - 76002349 Position Number: 76002349 Salary: $28,774.08… may not be considered for the position. HSMV Compliance Examiner $28,774.08 Annually Contact Person: Wayne Nettles…
  • 4.1
    National Futures Association – New York, NY
    13 days ago 13d
    its core functions of examinations, investigations and financial surveillance of NFA Members. The Compliance Intern will attend various… Cumulative GPA of 3.0 or higher Working toward NFA's Compliance Examiner requirements of 9 hours of Accounting, including an Intermediate…
  • 4.1
    Pulte Mortgage Company – Englewood, CO
    Est. Salary $49k-$80k
    6 days ago 6d
    State Compliance Manual. Acts as lead on state examinations including verbal and written communication with examiners including… Licensing, Research, Examinations, Reporting, HMDA filing and/or records management. The Sr. Compliance Specialist is able to…
  • 3.2
    Ameritas Life Insurance Corp – Wayne, NE
    Est. Salary $30k-$48k
    1 days ago 21hr
    Auto req ID 1160BR External Title Claims Examiner Position Type Full Time Job Location(s) Wayne, Nebraska Company… provisions and knowledge of company philosophy to ensure compliance with the contract, legal requirements and guidelines established…
  • 4.1
    Federal Reserve Bank of Atlanta – Atlanta, GA
    6 days ago 6d
    Responsibilities: Performs examinations and inspections of financial institutions, ensures compliance with applicable laws and regulations… bank management. Verify compliance with a variety of laws and regulations. Write examination reports, risk assessments,…
  • 3.9
    Bank of Hawaii – Honolulu, HI
    Est. Salary $47k-$93k
    4 days ago 4d
    the deposit and operations portions of the regulatory compliance examinations and audits, including exam/audit preparation and exam… enterprise wide deposit compliance programs. If applicable or appropriate, assists in business units’ compliance with applicable laws…
  • 3.0
    CHI St. Luke's Health – Houston, TX
    Est. Salary $66k-$80k
    1 days ago 14hr
    professional nursing practice as defined by the Board of Nurse Examiners for the State of Texas. Minimum Requirements Bachelor's… effectiveness and guest relations. Provide patient care in compliance with hospital policies and procedures and the standards of…
  • 4.7
    FutureAdvisor – San Francisco, CA
    Est. Salary $52k-$84k
    9 days ago 9d
    regulatory audits and examinations, assist with information requests and inquiries. Providing legal and compliance support and practical… General Counsel on legal and compliance issues. This role will also work with FutureAdvisor’s Chief Compliance Officer and partner with…
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