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Compliance Jobs

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  • 3.6
    Apex Clearing – Dallas, TX
    Est. Salary $47k-$71k
    7 days ago 7d
    Compliance liaison Provide general regulatory and other compliance-related updates to ensure continued rule compliance. Investigate… : Our Compliance track record. Weve got an incredible Compliance track record. We foster a culture of Compliance throughout…
  • 3.0
    Catalent Pharma – Woodstock, IL
    18 days ago 18d
    Job DescriptionThe position is responsible for assisting the Validation Team with performing their duties, maintaining…
  • 2.6
    Hertz – Estero, FL
    12 days ago 12d
    for an experienced Compliance Attorney to join its compliance team. Reporting to the VP, Chief Compliance Officer and Associate… Chief Compliance Officer in the preparation of reports and communications to executive management, the Corporate Compliance Committee…
  • 3.9
    Magic Leap, Inc. – Plantation, FL
    5 days ago 5d
    this role, you will be responsible for implementation of EMC compliance design, test and standards as applicable for Magic Leap products… Recommend and operate EMC lab equipment required for in house compliance testing. Verify correctness of final schematics, printed…
  • 2.9
    FPI Management – Folsom, CA
    6 days ago 6d
    Description: FPI Management is currently looking for a Tax Credit Compliance Manager to join our Affordable Communities team! OUR IDEAL… CANDIDATE has a minimum of 3 years' experience in a similar Compliance Manager role, Tax Credit certification (C3P, CPO, FHC, HCCP…
  • 3.0
    PrimePay, LLC. – West Chester, PA
    Est. Salary $37k-$62k
    19 days ago 19d
    looking for a talented and experienced individual to lend compliance support to one of it's fastest growing divisions, HR & Benefit… talented and experienced individual to support our ERISA Compliance solution at our flagship office, located in West Chester,…
  • 3.8
    Capital One – New Orleans, LA
    18 days ago 18d
    Principal Corporate Compliance Tester - Institutional Broker Dealer Title: Principal Corporate Compliance Tester - Institutional… The Principal Corporate Compliance Tester will be responsible for executing complex risk-based compliance transaction testing under…
  • 2.7
    Crius Energy – Norwalk, CT
    6 days ago 6d
    alongside the Legal, Compliance and Regulatory Affairs teams. The role involves a variety of Compliance related tasks such as; organizing… details and completing all required Compliance forms. The Coordinator supports the Compliance team by minimizing company risk always…
  • 3.3
    D.A. Davidson Companies – Great Falls, MT
    19 days ago 19d
    conduct onsite compliance examinations of Individual Investor Group branch offices. Position acts as ongoing compliance contact for… relevant securities industry experience. At least three years of compliance experience required Basic knowledge of securities concepts…
  • 4.3
    Edmunds.com – Santa Monica, CA
    Est. Salary $84k-$135k
    5 days ago 5d
    At Edmunds were driven to make car buying easier. Ever since we began publishing printed car guides in the 60s, the company…
  • 3.4
    Commerce Bank – Kansas City, MO
    Est. Salary $67k-$108k
    13 days ago 13d
    Senior Compliance Manager opportunity. Works semi-independently under the general direction of the Regulatory Compliance Director… implementation of the CBI Banking Compliance Program. Oversight and management of a group of Compliance Research Administrators who…
  • 3.6
    First Hawaiian Bank – Honolulu, HI
    Est. Salary $43k-$65k
    13 days ago 13d
    Responsibilities Performs various compliance-related functions to support the RRED Compliance Officer which include such things… accurate completion of RRED’s compliance Quality Assurance or other testing as assigned by Corporate Compliance Division; internally determined…
  • 3.6
    Lockheed Martin – Fort Worth, TX
    Est. Salary $61k-$95k
    10 days ago 10d
    import licensing role within a dynamic International Trade Compliance team at Lockheed Martin Aeronautics Co. This individual will… transactional environment - ITAR and EAR licensing and/or export compliance experience - Familiarity with other export-control-related…
  • 3.1
    Pennrose Management – Baltimore, MD
    Est. Salary $47k-$94k
    30 days ago 30d+
    is excited to be hiring for a Compliance Auditor for our Baltimore, MD region The Compliance Auditor will be responsible for… the compliance responsibilities and requirements of each applicable program are met on a continuous basis. The Compliance Auditor…
  • 3.2
    Cordium – New York, NY
    Est. Salary $47k-$86k
    21 days ago 21d
    business lines include: specialized compliance consulting services, our patented compliance software as well as due diligence research… various levels of tailored compliance and regulatory support services. These services range from compliance infrastructure reviews…
  • 3.4
    Arch – Jersey City, NJ
    Est. Salary $59k-$89k
    13 days ago 13d
    more! The Compliance Analyst will report directly to Assistant Vice President, Compliance. Compliance Analyst will coordinate… state policy and rate filing activities and ensure company’s compliance with state regulations. Responsible for monitoring state policy…
  • 2.9
    FPI Management – Folsom, CA
    Est. Salary $41k-$68k
    13 days ago 13d
    FPI Management is currently looking for a Tax Credit Field Compliance Specialist to join our Affordable Communities team! OUR IDEAL… CANDIDATE has a minimum of 3 years' experience in a similar Compliance role, Tax Credit certification (C3P, CPO, FHC, HCCP, NAHP,…
  • 3.6
    The Mark Travel Corporation – Milwaukee, WI
    Est. Salary $46k-$73k
    11 days ago 11d
    Number 17-0050 Post Date 3/17/2017 Title Senior Tax Compliance Analyst City Milwaukee State WI Description Have… enhance your career. Grow and learn with us as a Senior Tax Compliance Analyst, for The Mark Travel Corporation, a division of LME…
  • 3.0
    Smith & Wesson Holding – Springfield, MA
    Est. Salary $86k-$137k
    14 days ago 14d
    the Company's Trade Compliance Program, as well as for supporting the Company's day-to-day trade compliance needs. This position… trade compliance needs, including serving as the primary contact for questions and requests regarding trade compliance, and having…
  • 3.3
    D.A. Davidson Companies – Great Falls, MT
    19 days ago 19d
    to conduct onsite compliance examinations of Individual Investor Group offices. Position acts as compliance contact for the assigned… or relevant securities industry experience. Over 5 years compliance experience required. Basic knowledge of securities concepts…
  • 3.3
    PAREXEL – United States
    Est. Salary $106k-$169k
    11 days ago 11d
    GxP (Good Clinical, Laboratory, or Manufacturing Practice) compliance consulting practice in the world, and we are growing! We… We currently have an opening on our Regulatory Compliance & Risk Management Team for an Industry Thought Leader to join PAREXEL's…
  • 2.9
    MoneyGram – Saint Louis Park, MN
    Est. Salary $79k-$111k
    10 days ago 10d
    The Software Development Manager-Compliance is responsible for at least one development team made up of Software Engineers, Application… software domain experts. The Software Development Manager-Compliance has development and support responsibility for one or a set…
  • 4.2
    RoundPoint Mortgage Servicing Corporation – Charlotte, NC
    15 days ago 15d
    Compliance Business Partner This person MUST have Originations experience. Position Overview The Compliance Business… the Business Units’ business activities. As a Compliance team member, the Compliance Business Partner will be actively engaged in…
  • 3.7
    RBC – Jersey City, NJ
    Est. Salary $51k-$91k
    5 days ago 5d
    RBC Capital Markets Operations & Finance Compliance team provides advisory compliance services to the Capital Markets Finance and… and Operations departments. As a Compliance Associate and part of the team you are expected to provide high-quality, real-time…
  • 3.2
    Assurant – Woodbury, MN
    Est. Salary $45k-$76k
    8 days ago 8d
    implementation, and enforcement of appropriate security, risk and compliance processes and controls that safeguard information against… Responsibilities include: Implement and support systems that ensure compliance for client, regulatory and business requirements Lead teams…
  • 3.3
    Oracle – Redwood City, CA
    Est. Salary $61k-$96k
    26 days ago 26d
    law. Compliance Operations Analyst, Oracle Compliance & Ethics Program The position: As the Compliance Operations… report to Oracle’s Chief Compliance and Ethics Officer (CCEO) and are an integral part of the Global Compliance & Ethics Program at…
  • 2.8
    Advantage xPO – Newark, NJ
    Est. Salary $45k-$71k
    1 days ago 13hr
    will support management in ensuring that US Financial Crime Compliance (FCC) operates in accordance with all legal and regulatory… oversight and controls divisions within US Financial Crime Compliance. Responsibilities: Manage the development and continued…
  • Allen, TX
    3 days ago 3d
    Job Description - Compliance Tester (16751) Experian is an Equal Opportunity Employer Compliance Tester - Job Number: 16751 Description… Description As a Corporate Compliance Tester on the Compliance Control and Transaction Testing (CCTT) team, you will perform a…
  • 4.6
    Castle & Cooke Mortgage, LLC – Gilbert, AZ
    EASY APPLY
    1 days ago 20hr
    sources. Insure that all origination activities are in full compliance with state and federal lending laws. Take great pride in…
  • 4.4
    Asheville Specialty Hospital – Asheville, NC
    Est. Salary $66k-$107k
    11 days ago 11d
    , and compliance tracking) Maintains expertise in LTCH regulations; educating leaders in areas of risk and compliance to ensure… implementation of integrated hospital compliance program addressing hospital compliance with federal, state, and local regulatory…
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