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Compliance Officer Jobs

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  • 2.6
    Nashville General Hospital at Meharry – Nashville, TN
    EASY APPLY
    Est. Salary $43k-$86k
    12 days ago 12d
    Compliance Officer Summary The compliance officer position establishes and implements an effective compliance program to… matters relating to reporting and compliance. The compliance officer, together with the Compliance Committee, is authorized to implement…
  • 4.1
    Structure Tone – Philadelphia, PA
    Est. Salary $62k-$121k
    24 days ago 24d
    Functions The position of Compliance Officer is required to take a leadership position in the Compliance and Audit Department with… -leading Compliance and Ethics Program. The position reports directly to the Chief Ethics and Compliance Officer and shares…
  • 3.4
    Feed The Children – Oklahoma City, OK
    Est. Salary $40k-$80k
    9 days ago 9d
    sub-grantee financial reporting and compliance. Performs internal reviews as required to ensure compliance with grant requirements. Sets… monitoring. Ensures compliance with donor branding and marketing requirements. Raises and addresses grant compliance issues with program…
  • 3.1
    Realty ONE Group – Irvine, CA
    Est. Salary $36k-$72k
    3 days ago 3d
    with WOW moments. Job Description Job Purpose: The Compliance Officer is responsible for ensuring all policies and procedures… school diploma or equivalent Previous experience as a Compliance Officer Previous experience as an Office Administrator/Receptionist…
  • 2.6
    Investment Professionals – San Antonio, TX
    Est. Salary $73k-$132k
    8 days ago 8d
    10 years’ experience in securities compliance and/or legal experience in securities compliance, emphasis on sales and sales trading… and enhance a retail broker-dealer and investment advisor compliance program, including annual assessment, surveillance and field…
  • 3.6
    Citadel – Chicago, IL
    Est. Salary $84k-$152k
    9 days ago 9d
    reviews to test compliance policies and procedures Answer employee questions concerning the firm’s compliance policies and… Job Description Compliance professionals serve as key partners across all levels of the organization, including corporate…
  • 3.2
    Edelman Financial Services – Fairfax, VA
    Est. Salary $66k-$122k
    6 days ago 6d
    As part of the Regulatory Compliance Team, the Compliance Officer - Advertising provides compliance advertising review services… planning firms, is seeking aCompliance Officer - Advertising Review to join our Compliance team in our Fairfax, VA location. As…
  • 2.9
    The New York Racing Association, Inc. – Ozone Park, NY
    Est. Salary $125k-$233k
    23 days ago 23d
    The Chief Corporate Compliance Officer oversees The New York Racing Association, Inc’s. Corporate Compliance Program for corporate… including NYRA’s Code of Ethics). The Chief Corporate Compliance Officer is a member of the law department and reports to the SVP…
  • 2.0
    Nitelines USA, Inc – Jacksonville, FL
    Est. Salary $42k-$85k
    13 days ago 13d
    Description NiteLines USA, Inc. is looking to fill a Compliance Officer in the Jacksonville, FL area (46308) HOURS: Monday thru…
  • 4.0
    Wellington Management – Boston, MA
    Est. Salary $70k-$128k
    4 days ago 4d
    The Compliance Officer’s responsibilities will include the following: Advise on process design across the Compliance Group… Experience with governance, risk and compliance systems preferred JOB TITLE Compliance Officer LOCATION 280 Congress As an…
  • 3.0
    ICMA RC – Washington, DC
    Est. Salary $60k-$108k
    5 days ago 5d
    COMP140031 Post Date 3/21/2017 Title Senior Corporate Compliance Officer City Washington State DC Description Reach Your… of the compliance policy and procedural framework. The position reports to the Senior Vice President, Chief Compliance Officer…
  • 3.0
    City of Corpus Christi – Corpus Christi, TX
    Est. Salary $46k-$92k
    6 days ago 6d
    experience may be considered · Must obtain Basic Code Enforcement Officer Certification within one (1) year of hire · A valid driver's…
  • 3.9
    University of California – Irvine, CA
    Est. Salary $45k-$89k
    1 days ago 12hr
    Accounting (C&G), the Compliance Officer is responsible for providing research administration and compliance guidance and support… Compliance Officer Irvine Full Time See Job Summary for Salary Range Category: General Administration Requisition…
  • 2.8
    Inspirus Credit Union – Tukwila, WA
    Est. Salary $58k-$106k
    10 days ago 10d
    Management, the Senior Compliance Officer ensures that Inspirus Credit Union is conducting its business in full compliance with all applicable… Functions as the Board approved BSA/AML Officer.The BSA Officer is charged with the development, implementation, and administration…
  • 3.3
    PAREXEL – Billerica, MA
    Est. Salary $118k-$206k
    23 days ago 23d
    The Vice President, Chief Compliance Officer (VPCCO) will be principally responsible for the development and implementation of… internal reporting, compliance-related investigations, and keeping the General Counsel informed on compliance matters. The VPCCO…
  • 2.9
    The Standard – Portland, OR
    Est. Salary $93k-$171k
    9 days ago 9d
    s manager expectations, values and vision. The Compliance/Ethics Officer is responsible for performing the following duties… operational tasks related to compliance responsibilities and maintaining an effective Corporate Compliance Program. Responsibilities…
  • 3.2
    Edelman Financial Services – Fairfax, VA
    Est. Salary $121k-$213k
    23 days ago 23d
    seeking an experiencedChief Compliance Officer (CCO) for our HQ in Fairfax, VA. The Chief Compliance Officer is responsible for the… services to its clients. The Chief Compliance Officer will be responsible for compliance analysis, programs, initiatives, guidelines…
  • 4.5
    Live Oak Bank – Wilmington, NC
    Est. Salary $89k-$169k
    25 days ago 25d
    The Chief Compliance Officer has overall responsibility for establishing and maintaining the compliance management framework… Posted On03/29/2017 Chief Compliance Officer Wilmington, NC, US Salary Range : Worker Category…
  • 3.4
    M Financial Group – Portland, OR
    Est. Salary $97k-$184k
    11 days ago 11d
    Securities in their compliance with applicable policies and procedures  Provide support and direction to compliance staff and work… procedures for other business units of M Financial Group, from a compliance perspective  Remain knowledgeable with respect to available…
  • Neat Capital – Boulder, CO
    EASY APPLY
    22 days ago 22d
    interesting upside potential. We are looking for a compliance officer with deep knowledge of lending regulations to help in… implementing an effective and efficient compliance management program (including compliance training, testing, and reporting) Maintaining…
  • 4.7
    Flow Traders – New York, NY
    Est. Salary $63k-$118k
    23 days ago 23d
    Compliance Officer The Compliance Department plays a central and very important role in the business of Flow Traders.… the business needs and standards. We are looking for a Compliance Officer to join our team in New York with a focus on internal…
  • 3.2
    Mercer – Boston, MA
    Est. Salary $74k-$141k
    4 days ago 4d
    The Compliance Officer is responsible for supporting the compliance agenda of a line of business or country(ies) or providing… and awareness programs. May manage Compliance professionals. Support the compliance agenda of applicable line of business…
  • 3.2
    Ledic Management Group – Birmingham, AL
    Est. Salary $36k-$73k
    2 days ago 2d
    growing company. The Compliance Officer will be responsible for the following: The Compliance Officer will be assigned a portfolio… United States. Currently, we are seeking a full-time Compliance Officer to work in our highly paced Birmingham, AL office. Candidate…
  • 3.1
    PracticeMax – Scottsdale, AZ
    Est. Salary $45k-$91k
    1 days ago 1d
    Are you ready to become a Compliance Officer (CO)? Do you have sufficient training and experience in healthcare to warrant such… you looking for an opportunity to develop into a Chief Compliance Officer? If so, we have an exciting opening. The CO reports…
  • 3.0
    Florida Department of Education – Doral, FL
    Est. Salary $28k-$54k
    1 days ago 22hr
    COMPLIANCE OFFICER - 42004016 Date: Apr 21, 2017 Location: DORAL, FL, US, 33166 Apply now » Apply… : Agriculture and Consumer Services Working Title: COMPLIANCE OFFICER - 42004016 Position Number: 42004016 Salary: $24,579.62…
  • 4.2
    Alliant Credit Union – Rolling Meadows, IL
    Est. Salary $133k-$206k
    13 days ago 13d
    Career with Alliant: The Vice President, Compliance and Chief Compliance Officer is a seasoned and business planning professional… a team of compliance professionals dedicated to developing compliance programs, auditing and monitoring compliance systems, and…
  • 3.0
    Guidepoint Global – New York, NY
    Est. Salary $69k-$134k
    3 days ago 3d
    years of compliance-related experience in financial services Proactive and self-motivated Experience using compliance search tools… Overview: Are you a compliance professional looking to take the next step in your career? Would you thrive in a collegial…
  • PeopleFirst Florida HR – Doral, FL
    Est. Salary $40k-$78k
    1 days ago 23hr
    : Agriculture and Consumer Services Working Title: COMPLIANCE OFFICER - 42004016 Position Number: 42004016 Salary: $24,579.62… - $25,857.52 Posting Closing Date: 04/24/2017 COMPLIANCE OFFICER FLORIDA DEPARTMENT OF AGRICULTURE AND CONSUMER SERVICES…
  • 2.9
    AIG – New York, NY
    Est. Salary $58k-$112k
    3 days ago 3d
    International Group, Inc. (AIG) has an opportunity for a Compliance Officer, Global Financial Crimes Group in Americas (New York).… ). This position will assist the Regional Compliance Officer, Global Financial Crimes Group in Americas, with the ongoing activities…
  • 3.3
    First Tech Federal Credit Union – Beaverton, OR
    Est. Salary $41k-$76k
    25 days ago 25d
    Certified Regulatory Compliance Manager (CRCM), Credit Union Compliance Expert (CUCE), NAFCU Certified Compliance Officer (NCCO), or be… The Compliance Officer will assess compliance risk, , and partner with business leaders to implement regulatory change. Incumbent…
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