Compliance Support Officer Jobs | Glassdoor

Compliance Support Officer Jobs

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  • 3.0
    Realty ONE Group – Irvine, CA
    Est. Salary $35k-$72k
    9 days ago 9d
    with WOW moments. Job Description Job Purpose: The Compliance Officer is responsible for ensuring all policies and procedures… school diploma or equivalent Previous experience as a Compliance Officer Previous experience as an Office Administrator/Receptionist…
  • 4.1
    Structure Tone – Philadelphia, PA
    Est. Salary $62k-$122k
    2 days ago 2d
    Functions The position of Compliance Officer is required to take a leadership position in the Compliance and Audit Department with… -leading Compliance and Ethics Program. The position reports directly to the Chief Ethics and Compliance Officer and shares…
  • 2.6
    Investment Professionals – San Antonio, TX
    Est. Salary $73k-$132k
    15 days ago 15d
    10 years’ experience in securities compliance and/or legal experience in securities compliance, emphasis on sales and sales trading… and enhance a retail broker-dealer and investment advisor compliance program, including annual assessment, surveillance and field…
  • 2.8
    Inspirus Credit Union – Tukwila, WA
    Est. Salary $58k-$106k
    16 days ago 16d
    Management, the Senior Compliance Officer ensures that Inspirus Credit Union is conducting its business in full compliance with all applicable… Functions as the Board approved BSA/AML Officer.The BSA Officer is charged with the development, implementation, and administration…
  • 3.4
    Feed The Children – Oklahoma City, OK
    Est. Salary $40k-$80k
    15 days ago 15d
    providing guidance, education, training and technical support related to compliance with federal grant requirements. Becomes knowledgeable… Sets up adequate organizational systems to support grant compliance, including: Sub-grantee tracking, reporting, agreements…
  • 3.4
    M Financial Group – Portland, OR
    Est. Salary $96k-$183k
    17 days ago 17d
    Securities in their compliance with applicable policies and procedures  Provide support and direction to compliance staff and work… procedures for other business units of M Financial Group, from a compliance perspective  Remain knowledgeable with respect to available…
  • 3.2
    Edelman Financial Services – Fairfax, VA
    Est. Salary $120k-$210k
    1 days ago 1d
    seeking an experiencedChief Compliance Officer (CCO) for our HQ in Fairfax, VA. The Chief Compliance Officer is responsible for the… services to its clients. The Chief Compliance Officer will be responsible for compliance analysis, programs, initiatives, guidelines…
  • 3.9
    Bank of Hawaii – Honolulu, HI
    Est. Salary $48k-$96k
    1 days ago 1d
    your tomorrow! A day in your life as a Deposit Compliance Officer Under the direction of the Manager, this position is responsible… on the overall Consumer Compliance Training Program and training schedule. Provide compliance support and guidance to the Bank…
  • 4.1
    Denali Federal Credit Union – Anchorage, AK
    EASY APPLY
    Est. Salary $24k-$37k
    3 days ago 3d
    accounts, account maintenance, and IRA maintenance. 4.Ensures compliance of established Credit Union policies, procedures, and regulations… Department: Anchorage - Operations Support Reports To: Director of Training and Development Exempt: Non-Exempt Function…
  • 3.2
    Edelman Financial Services – Fairfax, VA
    Est. Salary $66k-$120k
    12 days ago 12d
    Regulatory Compliance Team, the Compliance Officer - Advertising provides compliance advertising review services and support to Edelman… planning firms, is seeking aCompliance Officer - Advertising Review to join our Compliance team in our Fairfax, VA location. As…
  • 4.6
    Flow Traders – New York, NY
    Est. Salary $64k-$119k
    1 days ago 1d
    Compliance Officer The Compliance Department plays a central and very important role in the business of Flow Traders.… the business needs and standards. We are looking for a Compliance Officer to join our team in New York with a focus on internal…
  • 3.1
    Next Level Health Partners, LLC – Chicago, IL
    EASY APPLY
    Est. Salary $48k-$81k
    5 days ago 5d
    Facilitate the development of compliance programs in conjunction with the Compliance Officer and the Compliance Committee Participate… quality systems in support of plan compliance. Provides support for collection and analysis of data in support of coordinating assessment…
  • 4.3
    Alliant Credit Union – Rolling Meadows, IL
    Est. Salary $136k-$210k
    19 days ago 19d
    Career with Alliant: The Vice President, Compliance and Chief Compliance Officer is a seasoned and business planning professional… role will also provide oversight as well as support to other key components of compliance, including consumer complaint management…
  • 3.0
    QinetiQ North America – Waltham, MA
    Est. Salary $100k-$159k
    2 days ago 2d
    requirements of the United Kingdom Certified US Export Compliance Officer… Develop and implement procedures that support international trade policies to ensure full compliance with the US and international regulations…
  • 4.4
    Asheville Specialty Hospital – Asheville, NC
    Est. Salary $71k-$113k
    15 days ago 15d
    responsible for the hospital’s Quality, Compliance, and Risk Programs. Serving as the Safety Officer; this role partners with departmental… indicators. Works closely with the CEO and Chief Medical Officer to ensure the Quality and Safety Program is addressing appropriate…
  • 4.7
    OppLoans – Chicago, IL
    Est. Salary $32k-$58k
    9 days ago 9d
    management. This individual will report to the Chief Compliance Officer. Your Responsibilities: Develop and manage company… will oversee and support OppLoan’s compliance with our various state license rules and regulations with respect to licensing approval…
  • 2.2
    JG Wentworth – Wake Forest, NC
    4 days ago 4d
    Loan Officer / Mortgage Banker Location: Wake Forest, NC J.G. Wentworth Home Lending (JGWHL) is a residential mortgage… , policies, procedures, regulatory, and Federal and State compliance policies. Minimum production of 3 funded units per month…
  • 4.4
    Farm Credit Mid-America – Hagerstown, IN
    5 days ago 5d
    Kentucky and Tennessee. The Financial Officer (FO), or Sr. Financial Officer (SFO), is a sales position primarily responsible… the customer, and may partner with the Special Accounts Loan Officer for resolution. Represent and Communicate…
  • 3.1
    Pennrose Management – Baltimore, MD
    Est. Salary $47k-$94k
    6 days ago 6d
    is excited to be hiring for a Compliance Auditor for our Baltimore, MD region The Compliance Auditor will be responsible for… the compliance responsibilities and requirements of each applicable program are met on a continuous basis. The Compliance Auditor…
  • 4.5
    Washington State Employees Credit Union – Olympia, WA
    Est. Salary $83k-$132k
    10 days ago 10d
    direction for Red Flags Compliance Serves on WSECU’s Enterprise Risk Management and Consumer Protection Compliance committees Provides… Act Compliance, and NCUA Part 749 – Records Preservation Program. Ability to serve as WSECU’s Bank Secrecy Act Compliance Officer…
  • 2.0
    Nitelines USA, Inc – Tallahassee, FL
    Est. Salary $40k-$82k
    8 days ago 8d
    Description NiteLines USA, Inc. is looking to fill a potential Compliance Officer job in Tallahassee, FL (45148) LOCATION: Tallahassee,… DESCRIPTION: Review and analyze data from reports for statutory compliance Typing and mailing correspondence scanning & indexing…
  • PointBank – Pilot Point, TX
    3 days ago 3d
    OVERVIEW Compliance Officer is responsible for developing, implementing and administering all aspects of the Banks Compliance Management… Secrecy Act/OFAC Officer and Community Reinvestment Act Officer. Conducts staff training related to compliance. Advises the Board…
  • 2.8
    WhiteHat Security – Santa Clara, CA
    Est. Salary $47k-$75k
    11 days ago 11d
    information security products Advise Information Technology Security Officer on technologies, practices, and policies that can mitigate… experts. What we’re looking for: The Information Security/Compliance Analyst is responsible for assisting with administering full…
  • 4.2
    BBVA Provincial – McAllen, TX
    Est. Salary $40k-$75k
    1 days ago 12hr
    business. The compliance officer functions in a preventive capacity, providing compliance oversight and support to the first line… business. The compliance officer functions in a preventive capacity, providing compliance oversight and support to the first line…
  • 2.8
    First South Bancorp (NC) – Greenville, NC
    5 days ago 5d
    and other areas as appropriate to the Bank Secrecy Act Compliance Officer. Work with existing customers in answering loan-related… Mortgage Loan Officer Position: Mortgage Loan Officer Type: Full Time Location: Greenville…
  • 2.8
    Bank of the West – San Francisco, CA
    Est. Salary $105k-$177k
    1 days ago 20hr
    advising, monitoring and challenging core compliance program components; ensuring compliance with regulatory risks; managing risk in… Business Units on regulatory, policy, and compliance process requirements to ensure compliance with new or existing regulations and…
  • 3.7
    Signal Financial Federal Credit Union – Kensington, MD
    13 days ago 13d
    Business Development Officer (BDO) - Kensington, MD We are seeking a full time Business Development Officer to join our team in… instructed or assigned by your Supervisor. Responsible for compliance with rules and regulations including but not limited to Bank…
  • 3.2
    Whitney, Bradley and Brown – Reston, VA
    Est. Salary $31k-$59k
    10 days ago 10d
    JOB TITLE: Facility Security Officer PROJECT OVERVIEW: The FSO will oversee and implement the corporate security program… prepare necessary documentation in support of the annual DSS audit. Provide security support to HR, Recruiting, and Proposal teams…
  • 3.5
    BBVA – McAllen, TX
    Est. Salary $45k-$83k
    1 days ago 22hr
    business. The compliance officer functions in a preventive capacity, providing compliance oversight and support to the first line… business. The compliance officer functions in a preventive capacity, providing compliance oversight and support to the first line…
  • Capital Impact Partners – Arlington, VA
    2 days ago 2d
    monitor corporate performance against plan. The Compliance Officer will support discrete Federal and state licensing and qualification… requirements under corporate policies. The Compliance Officer reports to the Senior Compliance Officer, and resides in the Office of the…
  • 3.7
    Signal Financial Federal Credit Union – Kensington, MD
    10 days ago 10d
    generate new loan volume. The Loan Officer also ensures administrative and operational compliance with regulatory requirements and… Description We are seeking a full time Real Estate Lending Loan Officer to join our team in our Kensington, MD office. This position…
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