Job Type
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Compliance Support Officer Jobs

4,465 Jobs

  • 4.1
    SigFig – San Francisco, CA
    $61k-$91k(Glassdoor est.)
    5 days ago 5d
    investing! Our Risk team has a unique opportunity for a ComplianceOfficer familiar with investment advisory firms who also has technical… communications to ensure compliance Assist in the preparation and completion of an annual compliance risk assessment and develop…
  • Bitcoin IRA – Sherman Oaks, CA
    EASY APPLY
    6 days ago 6d
    minimizing compliance risks, and initiating corrective actions when compliance errors are discovered. The ComplianceOfficer reports… Job Description: The ComplianceOfficer is responsible for overseeing the Compliance Department, and handles all mandated requirements…
  • 3.6
    HPOne – Tampa, FL
    $52k-$77k(Glassdoor est.)
    4 days ago 4d
    carrier compliance departments Work in partnership with Company Privacy Officer towards overall corporate compliance Minimum… procedures are in place to support the compliance program. Oversee an affective compliance training and education program…
  • 3.4
    Bank of Hawaii – Honolulu, HI
    $58k-$86k(Glassdoor est.)
    6 days ago 6d
    A day in your life as a ComplianceOfficer Under the direction of the Client Solutions Group Compliance and Operational Risk Manager… responsibilities… Performs compliance reviews and monitors controls in place for regulatory compliance and operational risk related…
  • 4.0
    Funding Circle – San Francisco, CA
    $114k-$164k(Glassdoor est.)
    6 days ago 6d
    As a Senior ComplianceOfficer on our team at Funding Circle you get to Build a best in class compliance program for a fast… direction of the US Chief ComplianceOfficer, your role will be to help develop and deploy a best in class compliance program that addresses…
  • 3.1
    Next Level Health Partners, LLC – Chicago, IL
    EASY APPLY
    $48k-$81k(Glassdoor est.)
    HOT
    Facilitate the development of compliance programs in conjunction with the ComplianceOfficer and the Compliance Committee Participate… quality systems in support of plan compliance. Provides support for collection and analysis of data in support of coordinating assessment…
  • 4.7
    Castle & Cooke Mortgage, LLC – Crown Point, IN
    EASY APPLY
    5 days ago 5d
    talented Mortgage Loan Officer to join our team. At Castle & Cooke Mortgage LLC, our culture is one of support. Our platform is second… Insurance; Health Savings Account As a Mortgage Loan Officer you will… You will help make the dream of Home Ownership…
  • 3.4
    Carilion Clinic – Roanoke, VA
    $77k-$128k(Glassdoor est.)
    NEW
    Clinic's privacy practices. Serves as the Assistant Privacy Officer. Minimum Qualifications Education: Bachelor's degree… for all job responsibilities. Specifically, the Compliance Director - Privacy leads the operational development and management of…
  • 3.7
    Midland States Bank – Effingham, IL
    $48k-$71k(Glassdoor est.)
    20 days ago 20d
    operations areas, in order to support their compliance obligations. Assist the Director of Compliance with the oversight and implementation… Regulatory Compliance Management Program. Primary Accountabilities Compliance Resource – Provides day to day compliance advice…
  • 3.5
    Edelman Financial Services – Fairfax, VA
    $74k-$108k(Glassdoor est.)
    14 days ago 14d
    Regulatory Compliance Team, the ComplianceOfficer - Advertising provides compliance advertising review services and support to Edelman… planning firms, is seeking aCompliance Officer - Advertising Review to join our Compliance team in our Fairfax, VA location. As…
  • 4.0
    Denali Federal Credit Union – Anchorage, AK
    EASY APPLY
    $24k-$37k(Glassdoor est.)
    5 days ago 5d
    accounts, account maintenance, and IRA maintenance. 4.Ensures compliance of established Credit Union policies, procedures, and regulations… Department: Anchorage - Operations Support Reports To: Director of Training and Development Exempt: Non-Exempt Function…
  • 3.1
    Popular Community Bank – New York, NY
    $52k-$78k(Glassdoor est.)
    HOT
    Banking.” PCB Regulatory Compliance We are looking for a ComplianceOfficer to join our Compliance Team in New York, NY. In… ComplianceOfficer Apply now » Apply now Start apply with LinkedIn Start apply with Facebook…
  • 3.1
    Yuma Regional Medical Center – Yuma, AZ
    NEW
    Position Summary The Corporate ComplianceOfficer coordinates and ensures compliance with local state/federal agencies by… Posting Title Corporate ComplianceOfficer Location Yuma Regional Medical Center - Hospital Job Location Address…
  • 5.0
    Job Juncture – Saint Petersburg, FL
    $49k-$74k(Glassdoor est.)
    13 days ago 13d
    Worksheet; Testing for compliance with flood requirements; Assist the ComplianceOfficer in identifying compliance weaknesses to be… training ComplianceOfficer Must have non-mortgage, financial services industry experience The ComplianceOfficer will be…
  • 4.0
    CrossCountry Mortgage, Inc – Goodyear, AZ
    $30k-$47k(Glassdoor est.)
    24 days ago 24d
    Loan Officer Assistant assists CrossCountry Mortgage, Inc.’s (“CCM”) Loan Originators by providing them with daily support. The… federal compliance guidelines Qualifications: Minimum 1 year of mortgage or banking industry experience supporting a branch…
  • 3.5
    BOK Financial – Tulsa, OK
    $60k-$88k(Glassdoor est.)
    14 days ago 14d
    issue tracking.The Senior Compliance Testing Officer reports are utilized in supporting the bank’s Compliance Program to the CFPB,… and geographies. . The Senior Compliance Testing Officer The Senior Compliance Testing Officer performs a key second line of defense…
  • 3.3
    Genworth Financial – Raleigh, NC
    $95k-$137k(Glassdoor est.)
    19 days ago 19d
    Chief ComplianceOfficer & Ombudsperson LOCATION Raleigh, NC POSITION SUMMARY The USMI Chief ComplianceOfficer (CCO… implements, and maintains USMI’s compliance strategy, structure and processes in direct support of and consistent with USMI’s mission…
  • 3.5
    Marsh – Boston, MA
    $69k-$101k(Glassdoor est.)
    NEW
    Summary: The ComplianceOfficer’s (CO) primarily responsibilities will be to identify and assess risk and compliance issues within… investigate and enforce compliance issues at the direction of MMA’s Chief Risk and ComplianceOfficer (CRCO) Responsibility…
  • 4.6
    Berkshire Communities – Boston, MA
    $70k-$120k(Glassdoor est.)
    25 days ago 25d
    . We are searching for a Deputy Chief ComplianceOfficer/ Chief ComplianceOfficer who is a self starter, assertive, confident… Investment Advisers and implements required changes Provides compliancesupport, advice and counsel to new and existing employees Establishes…
  • 4.0
    Sierra Pacific Mortgage – Sherman Oaks, CA
    EASY APPLY
    4 days ago 4d
    through of locked loans. · 5% -Ensure compliance with all regulatory compliance requirements and guidelines.… products. Services existing customers and obtains all necessary support documents along with the appropriate fees and lock in information…
  • 3.1
    LPL Financial – Fort Mill, SC
    $134k-$227k(Glassdoor est.)
    7 days ago 7d
    Chief Compliance Officerwill be located in our Fort Mill, SC office and report to the Deputy Chief Legal & Risk Officer within… vision for compliance functional areas which effectively manages and mitigates risk, establishes proper controls, supports business…
  • 2.9
    Fieldpoint Private Bank & Trust – Greenwich, CT
    EASY APPLY
    5 days ago 5d
    Interact with Advisors and client’s chief financial officer, chief executive officer, controller, attorney and accounting firm to discuss… consistently flawless execution. Position Title: Senior Credit Officer Reports to: CCO Job Description: This position is responsible…
  • 4.0
    Visiting Nurse & Hospice Care – Santa Barbara, CA
    EASY APPLY
    HOT
    community. Job Description Summary The Chief Operating Officer leads, directs and coordinates all professional and patient… performance. Ensures that all assigned departments are in compliance with JCAHO standards, Title 22, Medicare, organizational policies…
  • 3.5
    AZ Tech Finders – Sacaton, AZ
    $54k-$81k(Glassdoor est.)
    NEW
    As the ComplianceOfficer of this "Diamond in the Desert" Healthcare Company, you will be a key member of the senior leadership… implementing, continuous monitoring and mitigation of compliance programs to support a culture of integrity. Success in this role can…
  • 3.9
    NeoTract – Pleasanton, CA
    $54k-$86k(Glassdoor est.)
    6 days ago 6d
    IUBU) compliance program. Reporting to Teleflex Chief ComplianceOfficer, this position provides expertise on compliance matters… that support the IUBU’s business objectives. Regularly communicate with IUBU management on the state of the compliance program…
  • 3.5
    Salal Credit Union – Seattle, WA
    $115k-$160k(Glassdoor est.)
    NEW
    Financial Officer, Chief Lending Officer and other operational groups for specialized analysis. Oversee the compliance (including… requirements. Provide BSA and Patriot Act compliancesupport, assist with review of compliance related procedures and policies, implement…
  • 2.9
    Contour Mortgage – Garden City, NY
    EASY APPLY
    27 days ago 27d
    Mortgage Loan Officer Contour Mortgage Corporation Contour Mortgage Corporation is growing and we are hiring Licensed Mortgage… ensures successful completion of all assigned Mortgage Loan Officer Training activities New Business Development Develop…
  • 4.2
    Oliver Wyman – Dallas, TX
    $73k-$106k(Glassdoor est.)
    NEW
    The ComplianceOfficer’s (CO) primarily responsibilities will be to identify and assess risk and compliance issues within the… issues at the direction of MMA’s Chief Risk and ComplianceOfficer (CRCO) Responsibility for ­ MMA’s Use of Commissions policy…
  • 3.5
    Citibank – Irving, TX
    $71k-$105k(Glassdoor est.)
    12 days ago 12d
    potential compliance risks as well as the completion of corrective actions designed to control compliance risks. Support the planning… lending/audit/compliance experience with project management skills and an understanding of risk and controls and compliance management…
  • 3.8
    InEight – United States
    NEW
    Management team, the Chief Financial Officer will report to the Chief Administrative Officer and assume a strategic role in the… that effective internal controls are in place and ensure compliance with GAAP and applicable federal, state and local regulatory…
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