Dealer Principal Jobs | Glassdoor
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Dealer Principal Jobs

106 Jobs

  • 3.2
    LPL Financial – San Diego, CA
    5 days ago 5d
    nation’s largest independent broker/dealer since 1996* and the fourth largest broker/dealer overall, serves as an enabling partner… Supervisory Principals located in an assigned region. The Supervisory Principal will be responsible for completing front-line supervisory…
  • 3.1
    BNY Mellon – Jersey City, NJ
    $128k-$192k(Glassdoor est.)
    5 days ago 5d
    behind the scenes to power transformational change for broker-dealers, registered investment advisors, independent financial advisers…
  • 3.3
    Nissan – Atlanta, GA
    $122k-$151k(Glassdoor est.)
    17 days ago 17d
    operations and to meet with vehicle sales staff, management and DealerPrincipal to assess all aspects of sales operations. Routinely reviews… experience within a previous dealer contact support role such as Fixed Operations Manager or Dealer Operations Manager role Demonstrated…
  • Crews Chevrolet – Charleston, SC
    NEW
    volume Chevrolet dealer in South Carolina. Associated topics: director of sales, manager, manager of sales, principal, regional sales…
  • 3.8
    Volvo Group – Chesapeake, VA
    14 days ago 14d
    Responsibilities Work with the assigned dealers’ management groups and principals to ensure effective operations are provided… Assist dealer in minimizing customer down time by improving dealer processes within the customer service area Ensure Dealer maintains…
  • 3.2
    LPL Financial – United States
    NEW
    nations largest independent broker/dealer since 1996* and the fourth largest broker/dealer overall, serves as an enabling partner… Our Senior Supervisory Principal will be responsible for serving as the OSJ/Branch Office Manager for Independent Financial Advisors…
  • 3.3
    Nissan – Englewood, CO
    $124k-$153k(Glassdoor est.)
    17 days ago 17d
    operations and to meet with vehicle sales staff, management and DealerPrincipal to assess all aspects of sales operations. Routinely reviews… experience within a previous dealer contact support role such as Fixed Operations Manager or Dealer Operations Manager role Demonstrated…
  • 4.0
    Alexander Ash – Glendale, AZ
    $81k-$122k(Glassdoor est.)
    12 days ago 12d
    in a previous related field Minimum 3+ years of broker-dealer regulatory and/or compliance experience must maintain a FINRA…
  • 5.0
    bizjobz LLC – Agoura Hills, CA
    $33k-$59k(Glassdoor est.)
    30+ days ago 30d+
    63. (Please be advised that our Client is a limited broker- dealer as such only the Series 63 portion of the Series 66 will be… /or experience with a securities regulatory agency Broker Dealer Operations in a financial services firm preferred Must already…
  • 3.3
    Nissan – Aurora, IL
    $125k-$155k(Glassdoor est.)
    17 days ago 17d
    operations and to meet with vehicle sales staff, management and DealerPrincipal to assess all aspects of sales operations. Routinely reviews… experience within a previous dealer contact support role such as Fixed Operations Manager or Dealer Operations Manager role Demonstrated…
  • 2.8
    PACCAR – Renton, WA
    20 days ago 20d
    additional dealer locations; Plan promotion inventory for assigned dealers’ monthly and seasonal promotion plan; Analyze dealer inventory… non-stock/scrap return requests for assigned dealers; Coordinate with MDI dealers and set-up system to implement new product line…
  • 3.1
    BNY Mellon – New York, NY
    $96k-$139k(Glassdoor est.)
    14 days ago 14d
    New York. We provide innovative solutions that help broker-dealers grow their business. · Manage detailed collateral eligibility…
  • 3.2
    LPL Financial – Fort Mill, SC
    NEW
    nations largest independent broker/dealer since 1996* and the fourth largest broker/dealer overall, serves as an enabling partner… analyst role is to serve as the Series 4 and 24 licensed Options Principal for the firm. The analyst oversees our Options and Structured…
  • 3.2
    Three Rivers Casino & Hotel – Florence, OR
    18 days ago 18d
    audition. Must be able to pass a math test. Must know and pass a dealer competency exam on all games required by management. Must be… observed in the hiring process. . Keyword: Table Games Dealer, Casino From: Three Rivers Casino Confederated tribes Blue…
  • 3.3
    Fiat Chrysler Automobiles – Auburn Hills, MI
    25 days ago 25d
    data governance initiatives. The role will collaborate with Dealer Network Business Data Experts to advance and optimize the adoption… establish and maintain visibility, trust, and confidence in Dealer Network data through the development and implementation of an…
  • 3.3
    Nissan North America – Franklin, TN
    $96k-$120k(Glassdoor est.)
    17 days ago 17d
    operations and to meet with vehicle sales staff, management and DealerPrincipal to assess all aspects of sales operations. Routinely reviews… experience within a previous dealer contact support role such as Fixed Operations Manager or Dealer Operations Manager role Demonstrated…
  • 3.3
    Deutsche Bank – New York, NY
    11 days ago 11d
    Prior internal audit experience at an investment bank or broker-dealer preferred but not required. Ability and willingness to…
  • 3.3
    Western & Southern Life – Phoenix, AZ
    EASY APPLY
    13 days ago 13d
    1 A registered investment advisor. 2 A registered broker-dealer and member FINRA/SIPC. For current ratings, please visit… you can be proud of. As an Agency Manager and Registered Principal with Western & Southern Life, you will leverage our employee-relationship…
  • 3.3
    Nissan – Herndon, VA
    $133k-$164k(Glassdoor est.)
    17 days ago 17d
    operations and to meet with vehicle sales staff, management and DealerPrincipal to assess all aspects of sales operations. Routinely reviews… experience within a previous dealer contact support role such as Fixed Operations Manager or Dealer Operations Manager role Demonstrated…
  • 3.3
    Financial Industry Regulatory Authority (FINRA) – New York, NY
    $67k-$116k(Glassdoor est.)
    14 days ago 14d
    conduct surveillance of market participants in mainly Broker-Dealer space. ADAU staff will support the examination and surveillance… FINRA from its members. Participate in examinations of broker-dealers, conducting interviews of compliance professionals and quantitative…
  • 3.3
    Nissan USA – Los Angeles, CA
    $108k-$135k(Glassdoor est.)
    15 days ago 15d
    operations and to meet with vehicle sales staff, management and DealerPrincipal to assess all aspects of sales operations. Routinely… experience within a previous dealer contact support role such as Fixed Operations Manager or Dealer Operations Manager role Demonstrated…
  • 3.4
    Allstate – Lincoln, NE
    30+ days ago 30d+
    , at work and in life. Job Description The Broker Dealer Operations Suitability Department is responsible for reviewing… guidelines are met and properly documented into the Broker Dealer's Books & Records. This position will review all purchases…
  • 3.3
    Nissan – San Francisco, CA
    $147k-$182k(Glassdoor est.)
    17 days ago 17d
    operations and to meet with vehicle sales staff, management and DealerPrincipal to assess all aspects of sales operations. Routinely reviews… experience within a previous dealer contact support role such as Fixed Operations Manager or Dealer Operations Manager role Demonstrated…
  • 3.0
    Harris Bankcorp – Milwaukee, WI
    NEW
    ascertain compliance to broker dealer policies and procedures; perform periodic testing of broker dealer policies and procedures; and… customer impact by ensuring that all new and existing broker-dealer related business is reviewed and approved with regard to departmental…
  • 3.4
    Farmers Insurance Group – Agoura Hills, CA
    17 days ago 17d
    Series 63. **Please be advised that FFS is a limited broker-dealer as such only the S63 portion of the S66 will be registered.… be accepted by FFS; sign New Account Form as the registered principal. Forward sponsor forms to applicable sponsor and ensure proper…
  • 3.1
    BMO – Chicago, IL
    NEW
    testing of broker dealer policies and procedures as assigned 80% Risk Management In role of "Principal" review all purchases… ascertain compliance to broker dealer policies and procedures; Perform periodic testing of broker dealer policies and procedures; and…
  • 3.3
    Western & Southern Life – Monroeville, PA
    EASY APPLY
    $32k-$54k(Glassdoor est.)
    12 days ago 12d
    1 A registered investment advisor. 2 A registered broker-dealer and member FINRA/SIPC. For current ratings, please visit… you can be proud of. As an Agency Manager and Registered Principal with Western & Southern Life, you will leverage our employee-relationship…
  • 3.5
    Wells Fargo – Cleveland, OH
    $48k-$82k(Glassdoor est.)
    HOT
    ; interfacing with dealership senior leaders including DealerPrincipals, CFOs, and Sales / General Managers; and regular internal… banking channels, relationships with equipment manufacturers, dealers, distributors and direct to market. WFEF has Industry and Asset-type…
  • 3.1
    BNY Mellon – Jersey City, NJ
    $128k-$192k(Glassdoor est.)
    14 days ago 14d
    set us apart. Make your mark: bnymellon.com/careers. Broker-Dealer and Advisor Services helps clients unlock value from their securities…
  • 3.2
    Huntington National Bank – Columbus, OH
    $105k-$190k(Glassdoor est.)
    13 days ago 13d
    5 or more years securities industry experience in Broker Dealer RIA space FINRA Licenses: 7,24,66 Life and Health License… Individual serves as Team Leader for the Principal Review Desk for the Huntington Investment Company (HIC.) Individual will have…
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