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  • 3.0
    BNY Mellon – United States
    Est. Salary $129k-$185k
    6 days ago 6d
    set us apart. Make your mark: bnymellon.com/careers. Broker-Dealer and Advisor Services helps clients unlock value from their securities…
  • 3.4
    Wells Fargo – Charlotte, NC
    8 days ago 8d
    ; interfacing with dealership senior leaders including Dealer Principals, CFOs, and Sales / General Managers; and regular internal… banking channels, relationships with equipment manufacturers, dealers, distributors and direct to market. WFEF has Industry and Asset-type…
  • 2.0
    Alexander Ash – San Francisco, CA
    Est. Salary $102k-$169k
    2 days ago 2d
    success in a previous related field Minimum 3+ years of broker-dealer regulatory and/or compliance experience must maintain a FINRA… ensure compliance with Firm and Regulatory guidelines. Review principal approve advertising, marketing, sales literature, contests…
  • 3.1
    Financial Industry Regulatory Authority, Inc. – Washington, DC
    Est. Salary $66k-$107k
    11 days ago 11d
    child wholives with the employee) and to authorize their broker-dealers to provide FINRAwith duplicate statements for all of those… Authority (FINRA) is seeking a well-qualified individual for our Principal Analyst, Enterprise Risk Management opening in Washington,…
  • 3.2
    Volkswagen Group of America – United States
    Est. Salary $87k-$130k
    8 days ago 8d
    through interactions with dealership management, e.g. Dealer Principal, Executive Managers, CFO, General Managers, etc. Act… and in-person consulting visits with local field team, Dealer Principal and dealership management as appropriate to present opportunity…
  • 3.1
    LPL Financial – Fort Mill, SC
    3 days ago 3d
    nation’s largest independent broker/dealer since 1996* and the fourth largest broker/dealer overall, serves as an enabling partner… nation’s largest independent broker/dealer since 1996* and the fourth largest broker/dealer overall, serves as an enabling partner…
  • 4.2
    CU Direct – Rancho Cordova, CA
    EASY APPLY
    8 days ago 8d
    company tools and reporting systems(CUDL3, CEM, AutoSmart, Dealer Portal, SmartFund, Lending Insights, Lending 360, OnSpot, etc… coordination of new product launches and company initiatives. The principal responsibilities will include the following: Coordinate…
  • 5.0
    Dynamics Associates – New York, NY
    8 days ago 8d
    controls relating to key financial and regulatory (bank and broker dealer) reporting operations in accordance with Group Audit methodology… Job Code 389 Salary Regulatory Reporting Principal Auditor About the Position A top tier investment…
  • 4.0
    Altair – Troy, MI
    19 days ago 19d
    and Vehicle Diagnostics Familiarization with General Motors Dealer environment Experience with Word, PowerPoint and Excel is a…
  • Fdi Computer Consulting – Lake Success, NY
    Est. Salary $104k-$150k
    3 days ago 3d
    suite of software solutions and services to help automotive dealers thrive in today's digital retailing environment. From digital… Solutions, a Cox Automotive Brand, is currently looking for a Principal Product Manager to join our Product Management team in Lake…
  • 3.0
    BNY Mellon – Jersey City, NJ
    Est. Salary $137k-$202k
    18 days ago 18d
    set us apart. Make your mark: bnymellon.com/careers. Broker-Dealer and Advisor Services helps clients unlock value from their securities… Organization: BDS-HR08411 Requisition Number: 1705799 Broker-Dealer Services product management is growing! We clear and settle…
  • 3.8
    Woodmen of the World Life Insurance Society – Omaha, NE
    21 days ago 21d
    Securities Principal/Sr Will fill at level commensurate with experience. POSITION PURPOSE: The Securities Principal provides… , and variable products. ESSENTIAL JOB FUNCTIONS: * Principals and reviews all applications and transactions for business…
  • Sentry Air Systems – Cypress, TX
    Est. Salary $38k-$77k
    Today 1hr
    SugarCRM, etc.). PRINCIPAL ACCOUNTABILITIES: § Finding outside factory reps, distributors, and dealer networks, training,… training and supporting the various dealer networks, and traveling as necessary to aid these dealers. This position requires that the…
  • 3.5
    Allianz – Palm Beach Gardens, FL
    27 days ago 27d
    experience required~crlf~2-3 years of experience working in a Broker Dealer or branch office~crlf~Four-year degree required or equivalent… successful Registered Reps are retained.The Designated Supervisory Principal is responsible for the daily supervision of assigned Registered…
  • 3.0
    BNY Mellon – Florham Park, NJ
    Est. Salary $137k-$202k
    2 days ago 2d
    behind the scenes to power transformational change for broker-dealers, registered investment advisors, independent financial advisers…
  • Bruckner Trucks – Oklahoma City, OK
    Today 5hr
    UltiPro OR Mack OR Volvo ORCaterpillar OR Allison OR Cummins OR Dealer OR Heavy Equipment OR TrailerOR Truck Sales OR Deal Sheet OR… Bruckner’s customers. ESSENTIAL POSITION FUNCTIONS AND PRINCIPAL ACCOUNTABILITIES Perform daily lot checks Performed as the…
  • 3.1
    LPL Financial – Fort Mill, SC
    3 days ago 3d
    nation’s largest independent broker/dealer since 1996* and the fourth largest broker/dealer overall, serves as an enabling partner… nation’s largest independent broker/dealer since 1996* and the fourth largest broker/dealer overall, serves as an enabling partner…
  • 3.5
    Amazon – Seattle, WA
    Est. Salary $113k-$167k
    4 days ago 4d
    development · Work with partners to develop training programs for dealers and education for consumers Develop consumer incentive programs… talent for creating innovative marketing programs. The Principal Marketing Manager is responsible for driving awareness and…
  • 3.2
    Volkswagen Group of America – United States
    Est. Salary $70k-$114k
    1 days ago 1d
    Sales Managers to create business plans & consult with Dealer. Principals/General Managers/Service Managers on ways to increase… influence of Dealer management to ensure attainment of Parts Sales objectives. • Act as the key stake holder ensuring Dealer adherence…
  • 2.7
    Santander Bank – Toms River, NJ
    1 days ago 1d
    basis. Maintain compliance with all applicable bank, broker/dealer, State and Federal regulations associated with the sale of investment… the top banks in the United States based on deposits. With principal presence in the northeast U.S., Santander’s retail division…
  • 3.1
    Masco Corp. – Adrian, MI
    Est. Salary $26k-$38k
    1 days ago 18hr
    price levels, Masco Cabinetry brands are favored by builders, dealers, distributors and home centers throughout North America. A… quotes, measure packs and process orders for builders. PRINCIPAL FUNCTIONAL RESPONSIBILITIES: * Provide customers, consumers…
  • 3.0
    BNY Mellon – United States
    Est. Salary $129k-$185k
    6 days ago 6d
    wide range of Pershing customers globally, including broker dealers, advisors & investors. Product Managers work with a variety… solutions across Pershing customers globally, including broker dealers, advisors. Is familiar with consumer and market trends…
  • 3.7
    Dealer.com – Mission, KS
    2 days ago 2d
    clients Responsible for building relationships with the Dealer Principal and/or General Manager of each account. Digital Advisors… members of the Sales Team, provide information on individual dealer success and areas for improvement and assist with successful…
  • 3.3
    Eze Software – New York, NY
    Est. Salary $118k-$173k
    22 days ago 22d
    funds, endowments, family offices, wealth managers, and broker-dealers across a range of strategies, investment products, and asset… Software, LLC, an Eze Software Group Company, is seeking a Principal Solutions Engineer in New York, NY. Job Duties: Investigate…
  • 3.0
    BNY Mellon – United States
    Est. Salary $129k-$185k
    6 days ago 6d
    behind the scenes to power transformational change for broker-dealers, registered investment advisors, independent financial advisers…
  • 3.3
    Deutsche Bank – New York, NY
    23 days ago 23d
    Prior internal audit experience at an investment bank or broker-dealer preferred but not required. Ability and willingness to…
  • ESR – New York, NY
    12 days ago 12d
    join our tax team as an International Tax Principal. An International Tax Principal is responsible for advising clients of the… Experience with investment partnerships, real estate development, dealer issues, S-Corporations, and individual taxation a plus Excellent…
  • 3.5
    Allianz – Mount Laurel, NJ
    27 days ago 27d
    experience required~crlf~2-3 years of experience working in a Broker Dealer or branch office~crlf~Four-year degree required or equivalent… successful Registered Reps are retained.The Designated Supervisory Principal is responsible for the daily supervision of assigned Registered…
  • 3.8
    Capital One – Richmond, VA
    Est. Salary $63k-$94k
    11 days ago 11d
    consisting of strong origination growth, continuing expansion in the dealer space and countless opportunities for knowledge growth. This… Together, we are on a quest to change banking for good. Principal Accounting Associate, Auto Accounting Capital One is a diversified…
  • 2.7
    CNH Industrial N.V. – Baton Rouge, LA
    1 days ago 14hr
    skills with the ability to effectively communicate with dealer principals and CFO level management Demonstrate the assertiveness… largest dealer in the United States. The position is field-based. As the Financial Sales Manager, you will: Manage dealer enterprise…
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