Director, Financial Service Regulatory Framework and Financial Markets Policy Issues Jobs | Glassdoor
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Director, Financial Service Regulatory Framework and Financial Markets Policy Issues Jobs

141 Jobs

  • 3.7
    RBC – New York, NY
    $154k-$235k(Glassdoor est.)
    NEW
    issues within the Enterprise Risk Management Framework, other specific risk frameworks, and regulatory requirements and expectations… GRMs role within RBC Financial Group, the Risk Framework (Risk Pyramid), the Risk Policy Management Framework is desirable. Understanding…
  • 3.7
    Raymond James Financial – Saint Petersburg, FL
    $95k-$148k(Glassdoor est.)
    NEW
    to ensure Issue and Regulatory Exam guidance aligns to ORM policies and framework. Develops and delivers Regulatory Change, Compliance… lead in managing the framework and team in support of Raymond James regulatory exam management and issues exam management for all…
  • 3.5
    Wells Fargo – San Francisco, CA
    $135k-$193k(Glassdoor est.)
    NEW
    Board Directors, Operating Committee, and Management Committee-level leaders Strong knowledge of applicable regulatory guidelines… understanding of strategic, business, risk, financial, operational, technical, and regulatory environments and priorities across a company…
  • 3.8
    PricewaterhouseCoopers LLC – New York, NY
    $126k-$204k(Glassdoor est.)
    NEW
    businesses solve complex issues faced by management and boards. You'll serve the public interest and the capital markets by conducting quality… industry sector; -COSO Framework, CoBIT, ITIL and/or other leading business and IT control frameworks; -Relevant subject matter…
  • 3.6
    Citi – New York, NY
    $148k-$217k(Glassdoor est.)
    12 days ago 12d
    high-quality comprehensive regulatory and internal audit issue validation, and where determined appropriate issue validation on other… Front-office trading and supervisory controls and associated market risk frameworks First and second line of defense roles and responsibilities…
  • 3.7
    Raymond James Financial – Saint Petersburg, FL
    $74k-$148k(Glassdoor est.)
    NEW
    leadership, drive enhancements to the Regulatory Change Management framework, policies, systems and underlying processes to enhance… Director of Regulatory Change Management Department: Raymond James Compliance- Regulatory Affairs Location: Raymond James…
  • 3.5
    Wells Fargo – Charlotte, NC
    NEW
    Corporate Credit & Market Risk develops, maintains and ensures adherence to enterprise-wide credit risk frameworks, policies, and procedures… within Corporate Credit & Market Risk is responsible for ensuring an appropriate Risk Management framework exists for products offered…
  • 3.8
    PricewaterhouseCoopers LLC – New York, NY
    $52k-$78k(Glassdoor est.)
    NEW
    businesses solve complex issues faced by management and boards. You'll serve the public interest and the capital markets by conducting quality… security technologies; -COSO Framework, CoBIT and/or other leading business and IT control frameworks; and, -Key domains of information…
  • 3.4
    Citibank – New York, NY
    $194k-$285k(Glassdoor est.)
    12 days ago 12d
    high-quality comprehensive regulatory and internal audit issue validation, and where determined appropriate issue validation on other… Front-office trading and supervisory controls and associated market risk frameworks First and second line of defense roles and responsibilities…
  • 3.6
    Citi – New York, NY
    $148k-$217k(Glassdoor est.)
    12 days ago 12d
    comprehensive regulatory and internal audit issue validation, and where determined appropriate issue validation on other… assurance that the oversight, governance, and risk management frameworks in place effectively manage supplier risks, and are designed…
  • 3.4
    Citibank – New York, NY
    $194k-$285k(Glassdoor est.)
    12 days ago 12d
    comprehensive regulatory and internal audit issue validation, and where determined appropriate issue validation on other… assurance that the oversight, governance, and risk management frameworks in place effectively manage supplier risks, and are designed…
  • 3.7
    Raymond James Financial – Saint Petersburg, FL
    $102k-$148k(Glassdoor est.)
    Today 2hr
    : In collaboration with the Director of Regulatory Change and the Senior Manager of Issue and Exam Management, develops and… Exchange Commission (SEC); Financial Industry Regulatory Authority (FINRA); and state securities regulatory agencies; and/or Federal…
  • 3.8
    PricewaterhouseCoopers LLC – New York, NY
    $56k-$84k(Glassdoor est.)
    26 days ago 26d
    businesses solve complex issues faced by management and boards. You'll serve the public interest and the capital markets by conducting quality… security technologies; -COSO Framework, CoBIT and/or other leading business and IT control frameworks; -Key domains of information…
  • 3.6
    Citi – New York, NY
    $148k-$217k(Glassdoor est.)
    8 days ago 8d
    not limited to, IAs quarterly report, Control Issues, and Risk Governance Framework; Governance reporting support for… quarterly basis, including Risk Governance Framework, Global and Regional Control Issues, and standard IA quarterly reporting.…
  • 3.8
    Spire – Saint Louis, MO
    Today 10hr
    and more generally, Spire’s financial accounting, cost allocation, and reporting practices and policies. Analytical mind and able… businesses, to the senior management team. Refine analytical frameworks, models, tools, etc. to support Spire’s strategic planning…
  • 3.4
    Citibank – New York, NY
    $194k-$285k(Glassdoor est.)
    8 days ago 8d
    not limited to, IAs quarterly report, Control Issues, and Risk Governance Framework; Governance reporting support for… quarterly basis, including Risk Governance Framework, Global and Regional Control Issues, and standard IA quarterly reporting.…
  • 3.8
    PricewaterhouseCoopers LLC – New York, NY
    $86k-$133k(Glassdoor est.)
    NEW
    businesses solve complex issues faced by management and boards. You'll serve the public interest and the capital markets by conducting quality… industry sector; -COSO Framework, CoBIT, ITIL and/or other leading business and IT control frameworks; -Relevant subject matter…
  • 3.6
    Citi – Long Island City, NY
    $124k-$216k(Glassdoor est.)
    Today 8hr
    control frameworks Leverage and enhance governance structures, analytics and protocols to drive cross geography issue identification… in-business controls to ensure effectiveness and consistency in framework and execution. Work closely with senior leaders across GCB…
  • 3.3
    PNC Financial Services Group – Pittsburgh, PA
    $67k-$119k(Glassdoor est.)
    6 days ago 6d
    of industry and market developments, deal flow and regulatory requirements. Ensures compliance with policies and regulations.… directions, major issues, regulatory considerations and trendsetters; ability to provide specific financial knowledge and experience…
  • 3.2
    American Water – Sacramento, CA
    6 days ago 6d
    targets developed by the Director of Rates & Regulations for critical items not specified as a regulatory requirement. Ensures… knowledge with advanced knowledge of financial and accounting systems and software, frameworks and functionality such as: Microsoft…
  • 3.4
    Citibank – Long Island City, NY
    $76k-$142k(Glassdoor est.)
    Today 8hr
    control frameworks Leverage and enhance governance structures, analytics and protocols to drive cross geography issue identification… in-business controls to ensure effectiveness and consistency in framework and execution. Work closely with senior leaders across GCB…
  • 3.8
    PricewaterhouseCoopers LLC – San Jose, CA
    6 days ago 6d
    businesses solve complex issues faced by management and boards. You'll serve the public interest and the capital markets by conducting quality… industry sector; -COSO Framework, CoBIT, ITIL and/or other leading business and IT control frameworks; -Relevant subject matter…
  • 3.6
    Citi – New York, NY
    $76k-$124k(Glassdoor est.)
    Today 8hr
    Internal TPM Program Director also ensures that Citi policies drive common standards across all internal service providers regardless… Management Program Director role is responsible to: •Maintain a strong Internal Third Party Management framework for Citi as a critical…
  • 3.1
    BMO Harris Bank – Wheaton, IL
    $76k-$111k(Glassdoor est.)
    4 days ago 4d
    Program or other regulatory risk compliance framework Solid understanding of regulatory requirements issued by IIROC / OSC /… maintenance and oversight of regulatory compliance control frameworks and programs for the Capital Markets Product Operations group…
  • 3.8
    PricewaterhouseCoopers LLC – New York, NY
    $46k-$70k(Glassdoor est.)
    NEW
    businesses solve complex issues faced by management and boards. You'll serve the public interest and the capital markets by conducting quality… security technologies; -COSO Framework, CoBIT and/or other leading business and IT control frameworks; -Key domains of information…
  • 4.4
    Linium Recruiting – New York, NY
    $85k-$175k(Glassdoor est.)
    4 days ago 4d
    related issues within the Enterprise Risk Management Framework, other specific risk frameworks, and regulatory requirements and expectations… developments in the business, market and regulatory environments, incorporating changes into local policies as appropriate. Benchmark…
  • 3.6
    Citi – New York, NY
    $55k-$77k(Glassdoor est.)
    23 days ago 23d
    in the development of pricing models and/or regulatory capital models (i.e. Market Risk, CCR), stress testing and loss forecasting… management of model risk across the firm. The Model Risk Management framework provides an independent set of controls over the key risks…
  • 3.4
    Citibank – New York, NY
    $55k-$91k(Glassdoor est.)
    Today 8hr
    Internal TPM Program Director also ensures that Citi policies drive common standards across all internal service providers regardless… Management Program Director role is responsible to: Maintain a strong Internal Third Party Management framework for Citi as a…
  • 3.3
    PNC Financial Services Group – Chicago, IL
    $70k-$121k(Glassdoor est.)
    4 days ago 4d
    of industry and market developments, deal flow and regulatory requirements. Enforces compliance with policies and regulations.… of and ability to engage in the transfer of financial assets in any financialmarket on behalf of an investor in order to capitalize…
  • 3.5
    Macquarie Group – Houston, TX
    $87k-$115k(Glassdoor est.)
    6 days ago 6d
    continues to meet the obligations within its regulatory and compliance framework. The function also requires working closely with… related policies and procedures and monitor compliance with these policies Assist with the preparation of regulatory compliance…
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