Director, Financial Service Regulatory Framework and Financial Markets Policy Issues Jobs | Glassdoor
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Director, Financial Service Regulatory Framework and Financial Markets Policy Issues Jobs

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  • 3.8
    Goldman Sachs – Jersey City, NJ
    NEW
    management programme and associated policies � Interest in the operational aspects of financialmarkets and a willingness to monitor… regarding the policies and regulations applicable to the firm's vendor management programme � Review regulatory developments…
  • 3.7
    Morgan Stanley – New York, NY
    Est. Salary $62k-$89k
    14 days ago 14d
    providing an integrated risk and control framework to govern, assess, mitigate and manage financial and operational risk in Operations… resolving market wide settlement issues with the Loan Syndications and Trading Association, as well as participating in market initiatives…
  • 3.5
    Citi – New York, NY
    Est. Salary $47k-$76k
    16 days ago 16d
    in the development of pricing models and/or regulatory capital models (i.e. Market Risk, CCR), stress testing and loss forecasting… management of model risk across the firm. The Model Risk Management framework provides an independent set of controls over the key risks…
  • 3.5
    Barclays – Miami, FL
    NEW
    compliance with regulatory requirements, Enterprise Wide Risk Management Framework and internal Barclays Policies and Policy Standards… economic, market and customer trends and development o Comprehensive business knowledge - in order to understand the markets in which…
  • 3.8
    PricewaterhouseCoopers LLC – Austin, TX
    13 days ago 13d
    businesses solve complex issues faced by management and boards. You'll serve the public interest and the capital markets by conducting quality… industry sector; -COSO Framework, CoBIT, ITIL and/or other leading business and IT control frameworks; -Relevant subject matter…
  • 3.8
    Goldman Sachs – Salt Lake City, UT
    Est. Salary $57k-$97k
    NEW
    ensuring adherence to regulatory and internal controls Ensure compliance with various regulatoryframeworks and regimes related… manner consistent with regulatory requirements and internal policies while ensuring top-notch client service Guide your team members…
  • 3.5
    Barclays – New York, NY
    Est. Salary $102k-$229k
    6 days ago 6d
    compliance with regulatory requirements, Enterprise Wide Risk Management Framework and internal Barclays Policies and Policy Standards… the Audit Director in writing the report. · Provide suggestions to management for actions to address control issues identified…
  • 3.5
    Citi – Fort Lauderdale, FL
    Est. Salary $69k-$93k
    5 days ago 5d
    Citigroup and Citibank policies. Delivers on time high quality audit reports, Internal Audit and Regulatoryissue validation and (… Partners with Directors and Managing Directors to develop approaches for addressing broader corporate emerging issues. Serves…
  • 3.5
    Emerson – Harlingen, TX
    Est. Salary $57k-$89k
    6 days ago 6d
    performance, service, reliability and processes Be point of escalation for the Operations for supplier performance issues like Deliveries… guidance and use the templates from the supplier development framework to set expectations and conduct regular business reviews with…
  • 3.8
    PricewaterhouseCoopers LLC – Seattle, WA
    NEW
    businesses solve complex issues faced by management and boards. You'll serve the public interest and the capital markets by conducting quality… security technologies; -COSO Framework, CoBIT and/or other leading business and IT control frameworks; -Key domains of information…
  • 3.5
    Barclays – Whippany, NJ
    6 days ago 6d
    compliance with regulatory requirements, Enterprise Wide Risk Management Framework and internal Barclays Policies and Policy Standards… Continual Service Improvements with a bias to hands-on, ownership-led delivery 3 years experience implementing ITIL framework, vocabulary…
  • 3.5
    CitiGroup – Tampa, FL
    6 days ago 6d
    high-quality comprehensive regulatory and internal audit issue validation, and where determined appropriate issue validation on other… assurance that the oversight, governance, and risk management frameworks in place effectively manage supplier risks, and are designed…
  • 3.7
    CURO Financial Technologies – Wichita, KS
    Est. Salary $36k-$60k
    7 days ago 7d
    with CURO Financial Technologies Corp. established in 2010 with one of the most competitive products in the market place. We have… employee works. In addition, it is the policy of Attain Finance LLC and CURO Financial Technologies Corp to provide reasonable…
  • 3.4
    Citibank – Fort Lauderdale, FL
    Est. Salary $86k-$115k
    5 days ago 5d
    Citigroup and Citibank policies. Delivers on time high quality audit reports, Internal Audit and Regulatoryissue validation and (… Partners with Directors and Managing Directors to develop approaches for addressing broader corporate emerging issues. Serves…
  • 3.8
    PricewaterhouseCoopers LLC – McLean, VA
    NEW
    businesses solve complex issues faced by management and boards. You'll serve the public interest and the capital markets by conducting quality… develop leaders at all levels. The distinctive leadership framework we call the PwC Professional (http://pwc.to/pwcpro) provides…
  • 3.5
    Barclays – Whippany, NJ
    Est. Salary $76k-$124k
    5 days ago 5d
    compliance with regulatory requirements, Enterprise Wide Risk Management Framework and internal Barclays Policies and Policy Standards… . · 5 plus years experience working and delivering at a Director level. · 5 plus years with responsibility for programme…
  • 3.8
    Grant Thornton – United States
    Est. Salary $71k-$124k
    14 days ago 14d
    activities that support the core service lines: business advisory, tax consulting, and financial audit and accounting disciplines… Experienced in developing program and project management governance frameworks in a decentralized partnership environment Expert, coach,…
  • 3.4
    Citibank – New York, NY
    6 days ago 6d
    high-quality comprehensive regulatory and internal audit issue validation, and where determined appropriate issue validation on other… assurance that the oversight, governance, and risk management frameworks in place effectively manage supplier risks, and are designed…
  • 3.1
    American Water – Sacramento, CA
    26 days ago 26d
    targets developed by the Director of Rates & Regulations for critical items not specified as a regulatory requirement. Ensures… knowledge with advanced knowledge of financial and accounting systems and software, frameworks and functionality such as: Microsoft…
  • 4.2
    Tacoma Housing Authority – Tacoma, WA
    Est. Salary $50k-$98k
    16 days ago 16d
    of responsibilities within the strict framework of compliance with all relevant policies, procedures, laws, and regulations required… image, budget management, liability or other issues which may impact the financial, organizational, political and/or creative stability…
  • 3.8
    PwC – Charlotte, NC
    7 days ago 7d
    businesses solve complex issues faced by management and boards. You'll serve the public interest and the capital markets by conducting quality… industry sector; -COSO Framework, CoBIT, ITIL and/or other leading business and IT control frameworks; -Relevant subject matter…
  • ProEnlist – South Bend, IN
    EASY APPLY
    Est. Salary $62k-$145k
    10 days ago 10d
    development of a structure and framework that integrates physicians into decision making with the service line(s) and significantly… accountability, access, quality improvement, financial performance, market assessment and analysis, human resources and information…
  • 3.5
    Citi – Irving, TX
    Est. Salary $171k-$258k
    13 days ago 13d
    the Consumer ORM Framework and Risk Cycle Management team for expertise in framework requirements, policies and procedures as… providing input to standards and keeping abreast of issues and changes in the MCA Framework as well as infrastructure and training Other…
  • 3.2
    Federal Reserve Bank of New York – New York, NY
    Est. Salary $190k-$322k
    NEW
    anticipation of/response to key economic, financialmarket, consumer, or regulatory events in the Second District, the United… supervision, consumer protection, financial industry / bank accounting, financial analysis, financialmarket instruments, advisory services…
  • 3.8
    PwC – Richmond, VA
    Est. Salary $56k-$65k
    6 days ago 6d
    businesses solve complex issues faced by management and boards. You'll serve the public interest and the capital markets by conducting quality… security technologies; -COSO Framework, CoBIT and/or other leading business and IT control frameworks; and, -Key domains of information…
  • 3.5
    Barclays – New York, NY
    Est. Salary $198k-$288k
    8 days ago 8d
    compliance with regulatory requirements, Enterprise Wide Risk Management Framework and internal Barclays Policies and Policy Standards… of audit issues Contribute to the audit opinion Contribute to evaluating the enterprise risk framework, policies and standards…
  • 3.2
    Federal Reserve Bank of New York – New York, NY
    6 days ago 6d
    of large/complex financial institutions (LFBOs), financialmarket infrastructures (FMIs) and significant service providers (SSPs… Experience working in regulatory/government agencies or financial services is ideal. Regulatory IT Examiner Commission is…
  • 3.4
    Citibank – Irving, TX
    13 days ago 13d
    the Consumer ORM Framework and Risk Cycle Management team for expertise in framework requirements, policies and procedures as… providing input to standards and keeping abreast of issues and changes in the MCA Framework as well as infrastructure and training Other…
  • 4.2
    Stanford University – Stanford, CA
    Est. Salary $68k-$117k
    10 days ago 10d
    programs, policies and procedures. Identify issues, and develop alternative solutions which include changes to programs, policies and… significant business, regulatory and/or technical challenges requiring subject matter expertise. Evaluate programs, policies and procedures…
  • 3.8
    PwC – New York, NY
    Est. Salary $84k-$98k
    NEW
    businesses solve complex issues faced by management and boards. You'll serve the public interest and the capital markets by conducting quality… security technologies; COSO Framework, CoBIT and/or other leading business and IT control frameworks; and, Key domains of information…
  • 3.0
    Heartland Alliance – Chicago, IL
    Est. Salary $31k-$57k
    NEW
    Meets occupancy, compliance, regulatory and budgetary responsibilities as set forth by the Director of Property Management. Reviews… properties, in close collaboration with the Director of Property Management and the Financial Accountability department. Authorizes…
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