Director, Financial Service Regulatory Framework and Financial Markets Policy Issues Jobs | Glassdoor
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Director, Financial Service Regulatory Framework and Financial Markets Policy Issues Jobs

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  • 4.7
    HopeWest – Grand Junction, CO
    Est. Salary $32k-$45k
    NEW
    COMPLIANCE We utilize a framework of continuous improvement to achieve excellence in service, regulatory compliance and optimal… reporting and resolving customer serviceissues effectively. o Adheres to organizational Policies, Procedures and Practices.…
  • 3.8
    PricewaterhouseCoopers LLC – New York, NY
    Est. Salary $94k-$153k
    25 days ago 25d
    businesses solve complex issues faced by management and boards. You'll serve the public interest and the capital markets by conducting quality… industry sector; -COSO Framework, CoBIT, ITIL and/or other leading business and IT control frameworks; -Relevant subject matter…
  • 3.5
    Barclays – New York, NY
    Est. Salary $101k-$226k
    5 days ago 5d
    compliance with regulatory requirements, Enterprise Wide Risk Management Framework and internal Barclays Policies and Policy Standards… the Audit Director in writing the report. · Provide suggestions to management for actions to address control issues identified…
  • 3.3
    KeyBank – Brooklyn, OH
    NEW
    members of the project team on the Standard Project Lifecycle Framework. Defines and manages project scope, scope changes, objectives… derivatives to middle market companies in selected industries throughout the United States under the KeyBanc Capital Markets trade name.…
  • 3.5
    Barclays – Wilmington, DE
    26 days ago 26d
    compliance with regulatory requirements, Enterprise Wide Risk Management Framework and internal Barclays Policies and Policy Standards… examples include addressing fraud issues by creating a real-time SMS experience, solving regulatory needs to capture additional customer…
  • 3.3
    PNC Financial Services Group – New York, NY
    Est. Salary $106k-$176k
    26 days ago 26d
    evaluate asset types, market and industry trends, major issues, and regulatory considerations. Market Risk - Extensive Experience… managing a client's securities investments. Regulatory Environment - Financial Services - Working Experience Knowledge of and…
  • 3.1
    HelloFresh – New York, NY
    Est. Salary $95k-$153k
    15 days ago 15d
    outstanding products & service. Director, Legal & Compliance - Job Description Were hiring a Director, Legal & Compliance to… labor and contractual issues, including hiring, work visas, workplace conduct, FMLA, benefits, policies, and terminations. Support…
  • 3.8
    PricewaterhouseCoopers LLC – New York, NY
    Est. Salary $45k-$69k
    25 days ago 25d
    businesses solve complex issues faced by management and boards. You'll serve the public interest and the capital markets by conducting quality… security technologies; -COSO Framework, CoBIT and/or other leading business and IT control frameworks; -Key domains of information…
  • 3.1
    Kum & Go – West Des Moines, IA
    28 days ago 28d
    The Director provides effective (domestic and international) financial planning and analysis, tax filing support, financial and… accounting to ensure financial planning and analysis is developed within the appropriate accounting framework and provides recommendations…
  • 4.4
    BEACON HEALTH SYSTEM – South Bend, IN
    Est. Salary $70k-$127k
    28 days ago 28d
    development of a structure and framework that integrates physicians into decision making with the service line(s) and significantly… accountability, access, quality improvement, financial performance, market assessment and analysis, human resources and information…
  • 3.4
    Northeast Health Systems – Burlington, MA
    Est. Salary $69k-$134k
    20 days ago 20d
    agreements, purchase requests, etc. ensuring Lahey Health, regulatory, and IT policies, rules, regulations and requirements are defined… End-User Training). The Director is responsible for leading their units in the development of a service-oriented, client-centric…
  • 3.8
    PwC – Tampa, FL
    Est. Salary $102k-$190k
    4 days ago 4d
    first-rate marketers, human resource professionals, computer technologists, knowledge managers, accountants, financial planners,… Extensive knowledge of all independence policies, both US and Global, of financial interests and all types of securities, quasi-governmental…
  • 3.2
    Amcor Rigid Plastics – Buffalo Grove, IL
    Est. Salary $134k-$198k
    15 days ago 15d
    internal and external consultant and service provider relationships, resolving employee issues and responding to employee questions… for the right HR opportunity Amcor Leadership Framework competencies The 3 Leadership competencies which…
  • 4.4
    Beacon Health System – South Bend, IN
    Est. Salary $70k-$127k
    27 days ago 27d
    development of a structure and framework that integrates physicians into decision making with the service line(s) and significantly… accountability, access, quality improvement, financial performance, market assessment and analysis, human resources and information…
  • 3.4
    Citibank – Irving, TX
    24 days ago 24d
    the Consumer ORM Framework and Risk Cycle Management team for expertise in framework requirements, policies and procedures as… providing input to standards and keeping abreast of issues and changes in the MCA Framework as well as infrastructure and training Other…
  • 3.5
    Citi – Irving, TX
    24 days ago 24d
    the Consumer ORM Framework and Risk Cycle Management team for expertise in framework requirements, policies and procedures as… providing input to standards and keeping abreast of issues and changes in the MCA Framework as well as infrastructure and training Other…
  • 3.8
    Grant Thornton – United States
    Est. Salary $66k-$126k
    15 days ago 15d
    activities that support the core service lines: business advisory, tax consulting, and financial audit and accounting disciplines… Experienced in developing program and project management governance frameworks in a decentralized partnership environment Expert, coach,…
  • 5.0
    Fidelity Partners Medical Staffing – Muenster, TX
    EASY APPLY
    14 days ago 14d
    established by the department within the framework of established department policies, procedures and practices. Employ qualified… committed to the highest levels of professional and ethical service in the market today and work to cultivate long-term relationships.…
  • 3.8
    PwC – New York, NY
    NEW
    businesses solve complex issues faced by management and boards. You'll serve the public interest and the capital markets by conducting quality… develop leaders at all levels. The distinctive leadership framework we call the PwC Professional (http://pwc.to/pwcpro) provides…
  • 3.5
    BMO Financial Group – Chicago, IL
    20 days ago 20d
    more complex, non-routine issues relating to client inquiries or requests, or issues escalated by Market Leader(s) or Manager(s),… assigned relationships in accordance with the market strategy and overall BPB financial plan. Collaborate with the National Head…
  • 3.5
    Barclays – New York, NY
    10 days ago 10d
    compliance with regulatory requirements, Enterprise Wide Risk Management Framework and internal Barclays Policies and Policy Standards… order to understand the markets in which the relationship teams’ customers operate and the business issues they are likely to face…
  • 3.8
    PricewaterhouseCoopers LLC – San Jose, CA
    28 days ago 28d
    businesses solve complex issues faced by management and boards. You'll serve the public interest and the capital markets by conducting quality… industry sector; -COSO Framework, CoBIT, ITIL and/or other leading business and IT control frameworks; -Relevant subject matter…
  • 4.0
    Moody s Corporation – San Francisco, CA
    Est. Salary $132k-$210k
    8 days ago 8d
    's Analytics (MA) Posting Title Associate Director - Software Architect EEO Policy Moodys is an equal opportunity employer. All… capital markets, providing credit ratings, research, tools and analysis that contribute to transparent and integrated financial markets…
  • 3.5
    Emerson – Harlingen, TX
    Est. Salary $58k-$91k
    7 days ago 7d
    performance, service, reliability and processes Be point of escalation for the Operations for supplier performance issues like Deliveries… guidance and use the templates from the supplier development framework to set expectations and conduct regular business reviews with…
  • 3.5
    Barclays – New York, NY
    10 days ago 10d
    compliance with regulatory requirements, Enterprise Wide Risk Management Framework and internal Barclays Policies and Policy Standards… in class control framework. The team’s responsibilities extend to all the Investment Bank, covering the Markets, Research and Banking…
  • 3.3
    ConvergeOne – Providence, RI
    Est. Salary $77k-$113k
    10 days ago 10d
    and prepare business functions to service and deliver product changes including new regulatory and/or contractual requirements ,… monitoring of product performance and resolves issues related to benefit delivery and service to the Public Plan Division's customers.…
  • 2.7
    Laclede Gas Company – Saint Louis, MO
    9 days ago 9d
    and more generally, Spire’s financial accounting, cost allocation, and reporting practices and policies. Analytical mind and able… businesses. Create databases and help refine analytical frameworks, models, tools, etc. to support Spire’s strategic planning…
  • 3.5
    Barclays – Whippany, NJ
    8 days ago 8d
    compliance with regulatory requirements, Enterprise Wide Risk Management Framework and internal Barclays Policies and Policy Standards… Continual Service Improvements with a bias to hands-on, ownership-led delivery 3 years experience implementing ITIL framework, vocabulary…
  • 3.8
    PricewaterhouseCoopers LLC – San Jose, CA
    28 days ago 28d
    businesses solve complex issues faced by management and boards. You'll serve the public interest and the capital markets by conducting quality… security technologies; -COSO Framework, CoBIT and/or other leading business and IT control frameworks; -Key domains of information…
  • 4.2
    Stanford University – Stanford, CA
    Est. Salary $70k-$119k
    11 days ago 11d
    programs, policies and procedures. Identify issues, and develop alternative solutions which include changes to programs, policies and… significant business, regulatory and/or technical challenges requiring subject matter expertise. Evaluate programs, policies and procedures…
  • 3.2
    Federal Reserve Bank of New York – New York, NY
    8 days ago 8d
    of large/complex financial institutions (LFBOs), financialmarket infrastructures (FMIs) and significant service providers (SSPs… Experience working in regulatory/government agencies or financial services is ideal. Regulatory IT Examiner Commission is…
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