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Financial Compliance Officer Jobs

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  • 3.2
    Edelman Financial Services – Fairfax, VA
    Est. Salary $67k-$122k
    12 days ago 12d
    join our Compliance team in our Fairfax, VA location. As part of the Regulatory Compliance Team, the ComplianceOfficer - Advertising… Advertising provides compliance advertising review services and support to Edelman Financial Services and its affiliated broker/dealer…
  • 3.7
    Redwood Credit Union – Santa Rosa, CA
    11 days ago 11d
    pertaining to business lending and compliance. Thorough knowledge of all aspects of financial institution business services including… SBA/Commercial Loan Officer who wants something more! We are looking for a SBA/Commercial Loan Officer who will be responsible…
  • 5.0
    Sherloq Solutions – Tampa, FL
    Est. Salary $71k-$147k
    NEW
    SUMMARY: The General Counsel and ComplianceOfficer manages the corporate legal and compliance function including the development… preferred. (Significant experience in healthcare or financial services compliance at a leadership level may be considered in lieu…
  • 2.9
    Northwest FCU – Maitland, FL
    4 days ago 4d
    footprint in compliance with established policies and procedures. To succeed in this role, the Mortgage Loan Officer must foster… Number 17-0105 Post Date 7/18/2017 Title Mortgage Loan Officer City Maitland State FL Description The primary role…
  • 4.2
    MoneyLion – Sandy, UT
    Est. Salary $41k-$76k
    26 days ago 26d
    ensure compliance objectives are realized and compliance risk is managed. She/he will work with our Chief ComplianceOfficer to enhance… business units with respect to compliance requirements and compliance risks, including emerging compliance risks in the internal and…
  • 3.1
    Birch Family Services – New York, NY
    Est. Salary $60k-$116k
    12 days ago 12d
    Chief FinancialOfficer (CFO), Executive Vice President and relevant Program Directors, the Compliance Committee and Board of… direction of the Chief Executive Officer, the ComplianceOfficer oversees the Agency Compliance Program, functioning as an independent…
  • 2.9
    Transamerica – Cedar Rapids, IA
    Est. Salary $43k-$85k
    NEW
    in legal research, legal contacts, compliance, claims or underwriting. ComplianceOfficer: Bachelor’s degree in business or… industry in a Compliance, Research, Risk or Auditing role and 3 years of professional experience in the financial services industry…
  • 5.0
    Hire Resolve – United States
    10 days ago 10d
    A reputable financial services company is currently seeking an experienced ComplianceOfficer who comes from a banking industry…
  • 5.0
    Heritage Home Loans – Spokane, WA
    EASY APPLY
    11 days ago 11d
    sales force is expanding and we have an opening for a Loan Officer that will value our company’s visions and goals, if this sounds… customers are getting a loan that is custom tailored to their financial needs. We offer an unmatched level of Customer Service in…
  • 4.4
    Capital Associated Industries, Inc. – Mount Olive, NC
    Est. Salary $31k-$61k
    11 days ago 11d
    truly puts people first! The ComplianceOfficer is responsible for ensuring the Banks compliance with all regulations, state law… good judgment based on authority vested by Chief Operating Officer and Bank policy and procedures. Ability to determine when…
  • 3.3
    KeyPoint Credit Union – Santa Clara, CA
    9 days ago 9d
    The External Mortgage Loan Officer proactively solicits new residential first and second mortgage loans that meet established… on Jumbo first mortgage products. The External Mortgage Loan Officer will proactively identify, develop and maintain a network of…
  • 3.4
    S&P Global – New York, NY
    Est. Salary $68k-$124k
    8 days ago 8d
    Ratings’ compliance with regulations, Codes of Conduct and compliance policies and procedures. The ComplianceOfficer in this… JobDescription : Position Description The Role: ComplianceOfficerCompliance Examinations The Location: 55 Water Street…
  • 3.2
    DocuSystems, Inc. – Myrtle Beach, SC
    NEW
    seeking an experienced Chief FinancialOfficer (CFO) to plan and implement our organization’s financial strategy while performing… Job Description Chief FinancialOfficer (Myrtle Beach, SC) Compensation: $80,000-$100,000 per year Employment Type: Full-Time…
  • 2.8
    First South Bancorp (NC) – Greenville, NC
    4 days ago 4d
    and other areas as appropriate to the Bank Secrecy Act ComplianceOfficer. Work with existing customers in answering loan-related… Mortgage Loan Officer Position: Mortgage Loan Officer Type: Full Time Location: Greenville…
  • 3.4
    S&P Global – Centennial, CO
    Est. Salary $50k-$93k
    8 days ago 8d
    Description COMPLIANCEOFFICERCOMPLIANCE EXAMINATIONS - Centennial The Role: The ComplianceOfficer conducts periodic… Ratings’ compliance with regulations, Codes of Conduct and compliance policies and procedures. The ComplianceOfficer in this role…
  • 3.1
    S&P Global Ratings – New York, NY
    Est. Salary $69k-$126k
    7 days ago 7d
    Ratings’ compliance with regulations, Codes of Conduct and compliance policies and procedures. The ComplianceOfficer in this… Position Description The Role: ComplianceOfficerCompliance Examinations The Location: 55 Water Street, New York,…
  • Achievement Centess for Children & Families Foundation – Delray Beach, FL
    EASY APPLY
    NEW
    assets; ensures compliance for designated and undesignated funds raised on behalf of ACCF; maintains financial transparency among… CHIEF DEVELOPMENT OFFICER POSITION The Chief Development Officer for the Achievement Centers for Children & Families Foundation…
  • 3.2
    Arthur J. Gallagher & Co. – Rolling Meadows, IL
    Est. Salary $96k-$176k
    NEW
    insurance, financial services or healthcare. Critical Competencies and Behaviors: The Chief ComplianceOfficer will be… the Chief ComplianceOfficer for GGB-USA was recently created to build and oversee the full lifecycle of compliance needs for…
  • 3.1
    S&P Global Ratings – Centennial, CO
    Est. Salary $51k-$94k
    10 days ago 10d
    Position Description COMPLIANCEOFFICERCOMPLIANCE EXAMINATIONS - Centennial The Role: The ComplianceOfficer conducts periodic… Ratings’ compliance with regulations, Codes of Conduct and compliance policies and procedures. The ComplianceOfficer in this role…
  • 4.0
    Alpine Securities – Salt Lake City, UT
    Est. Salary $39k-$74k
    27 days ago 27d
    the Chief ComplianceOfficer with the activities of the Compliance departments, including recommendations to Compliance Management… promote and maintain the firm’s culture of compliance, assist the Chief ComplianceOfficer in identifying and mitigating potential…
  • PEAR Core Solutions, Inc. – Salinas, CA
    EASY APPLY
    NEW
    California, CCS is looking for that right fit to join our compliance and quality assurance team. CCS is seeking top talent that… findings to management Identify and report areas of non-compliance Support/back-up VP in managing technology communication…
  • 3.6
    Central Pacific Bank – Pearl City, HI
    11 days ago 11d
    sales/cross-sales of diverse financial products, while ensuring regulatory and legal compliance. Supports Sales & Service initiatives… Function: Develops, maintains and manages prospective & existing financial relationships with affluent clients by utilizing a team-based…
  • 3.5
    Standard Chartered Bank – New York, NY
    26 days ago 26d
    The Intelligence Officer, Financial Crime Intelligence Unit ( FCIU ) is responsible for providing research and administrative… Chartered Bank. This includes understanding and ensuring compliance with, in letter and spirit, all applicable laws, regulations…
  • 3.5
    CitiGroup – United States
    Est. Salary $57k-$104k
    NEW
    all. Understand, maintain awareness of, and ensure compliance with AML and Sanctions regulatory requirements including local… AML Programs, Local AML Procedures, and other applicable Compliance requirements; Review and update ICG-PR AML program and…
  • 3.4
    Travel Guard – New York, NY
    Est. Salary $48k-$95k
    16 days ago 16d
    escalation point regarding the Financial Crime Risks. Provide best-practice advice to the regional compliance function and regional business… place to support AIG’s Compliance Risks programs. Provide advice to the business in the region on Financial Crime Risks, related…
  • 4.1
    Sierra Pacific Mortgage – Sherman Oaks, CA
    EASY APPLY
    NEW
    pull through of locked loans. · 5% -Ensure compliance with all regulatory compliance requirements and guidelines. Qualifications… and services and determines which financial products best meet the customer's needs and financial circumstances. Advises the customer…
  • Socure – New York, NY
    Est. Salary $60k-$132k
    10 days ago 10d
    The ComplianceOfficer will ensure various components of the company's information systems and personnel procedures are followed… training programs Skills 2+ years compliance experience within a technology or financial services company Bachelors Degree…
  • 4.0
    Wellington Management – Boston, MA
    Est. Salary $74k-$132k
    10 days ago 10d
    The ComplianceOfficer’s responsibilities will include the following: Advise on process design across the Compliance Group… Experience with governance, risk and compliance systems preferred JOB TITLE ComplianceOfficer LOCATION 280 Congress As an…
  • 2.7
    Conifer Health Solutions – Frisco, TX
    Est. Salary $62k-$120k
    22 days ago 22d
    position will provide support to the Chief ComplianceOfficer in the areas of compliance incident management, training and education… include: Compliance Incident Management Responding to, investigating, and resolving potential compliance issues referred…
  • 3.4
    McGraw Hill Financial – New York, NY
    Est. Salary $65k-$118k
    7 days ago 7d
    Ratings’ compliance with regulations, Codes of Conduct and compliance policies and procedures. The ComplianceOfficer in this… JobDescription : Position Description The Role: ComplianceOfficerCompliance Examinations The Location: 55 Water Street…
  • 4.2
    UC Irvine – Irvine, CA
    Est. Salary $40k-$79k
    16 days ago 16d
    Accounting (C&G), the ComplianceOfficer is responsible for providing research administration and compliance guidance and support… Investigators (PIs), departments, and C&G accountants. The ComplianceOfficer serves as a primary interpreter of contracts and grants…
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