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Financial Compliance Officer Jobs

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  • 4.3
    National Life Group – Montpelier, VT
    Est. Salary $105k-$158k
    22 days ago 22d
    Management, Audit and Compliance functions. This role reports directly to the Chief Information Officer (CIO) and will have… Chief Information Security Officer Location: VT – Montpelier or TX - Dallas At National Life Group…
  • 3.6
    EveryMatrix – Malta, NY
    EASY APPLY
    Est. Salary $43k-$85k
    NEW
    full of ideas? Good. We are looking for a ComplianceOfficer to join our Legal team in St. Julians. Responsibilities… continuous basis with issues concerning compliance in the iGaming industry; Advisory on compliance and contract risks/ issues, implementation…
  • 3.2
    Edelman Financial Services – Fairfax, VA
    Est. Salary $67k-$122k
    12 days ago 12d
    join our Compliance team in our Fairfax, VA location. As part of the Regulatory Compliance Team, the ComplianceOfficer - Advertising… Advertising provides compliance advertising review services and support to Edelman Financial Services and its affiliated broker/dealer…
  • 3.9
    Bank of Hawaii – Honolulu, HI
    Est. Salary $48k-$95k
    18 days ago 18d
    life as a Retail Lending ComplianceOfficer: Under the direction of the Retail Lending Compliance Manager, this position is… Retail Lending compliance and operational risk activities, including providing direction to Credit Card Compliance staff, overseeing…
  • 3.2
    UniBank for Savings – Whitinsville, MA
    EASY APPLY
    NEW
    prudent structuring through detailed analysis of all required financial information; integrating relevant external factors such as… underwriting and administration of commercial loans, ensuring compliance with Bank’s lending policy and established goals and objectives…
  • 4.2
    UC Irvine – Irvine, CA
    Est. Salary $40k-$79k
    16 days ago 16d
    Accounting (C&G), the ComplianceOfficer is responsible for providing research administration and compliance guidance and support… Investigators (PIs), departments, and C&G accountants. The ComplianceOfficer serves as a primary interpreter of contracts and grants…
  • 4.0
    Alpine Securities – Salt Lake City, UT
    Est. Salary $39k-$74k
    27 days ago 27d
    the Chief ComplianceOfficer with the activities of the Compliance departments, including recommendations to Compliance Management… promote and maintain the firm’s culture of compliance, assist the Chief ComplianceOfficer in identifying and mitigating potential…
  • 3.4
    Michigan State University Federal Credit Union – East Lansing, MI
    Est. Salary $30k-$43k
    24 days ago 24d
    , FSR I, FSR II, Loan Officer I, and Loan Officer II duties and responsibilities Senior Loan Officer: Apply and share… All Branch Employees, FSR I, FSR II, Loan Officer I, Loan Officer II, and Loan Officer III duties and responsibilities Knowledge…
  • 4.1
    Funding Circle – San Francisco, CA
    23 days ago 23d
    Francisco reporting into the US Chief ComplianceOfficer, and collaborating with the UK Compliance Monitoring Manager based in London… Minimum of 2 years of auditing or compliance testing experience in an accounting firm or financial services business Understanding…
  • 4.5
    Farm Credit Mid-America – Three Way, TN
    24 days ago 24d
    Ohio, Kentucky and Tennessee. The FinancialOfficer (FO), or Sr. FinancialOfficer (SFO), is a sales position primarily responsible… the customer, and may partner with the Special Accounts Loan Officer for resolution. Represent and Communicate…
  • 3.4
    PHH Corp – Burlingame, CA
    NEW
    14/2016 Title Loan Officer - RMR Financial City Burlingame State CA Description Loan Officer – Princeton Capital… and Sotheby’s International Realty, Inc. offices. The Loan Officer will continually identify, develop and maintain a quality…
  • 3.5
    CitiGroup – Irving, TX
    Est. Salary $77k-$137k
    NEW
    regulations and corresponding Citi policies. The Compliance Testing Officer must be able to work independently as well as part… are widely available to all. Compliance Testing (CT) is responsible for executing Compliance Testing reviews to evaluate the…
  • 3.2
    Golden 1 Credit Union – Sacramento, CA
    10 days ago 10d
    and federal laws and regulations related to credit union compliance including RESPA, HPML, HOEPA, HCML, ATR/QM, bank secrecy and… by credit union processes. Obtain and analyze pertinent financial and credit data. Complete an initial assessment of the mortgage…
  • 3.6
    Nigel Frank International US – Austin, TX
    NEW
    Chief FinancialOfficer (CFO) - Austin, TX - 200-275K A leading technology solutions provider is looking for a CFO to join their… strategic initiatives •Responsible for all financial reporting (internal & external) and financial modeling •Coordination of quarterly…
  • 3.4
    S&P Global – New York, NY
    Est. Salary $68k-$124k
    8 days ago 8d
    Ratings’ compliance with regulations, Codes of Conduct and compliance policies and procedures. The ComplianceOfficer in this… JobDescription : Position Description The Role: ComplianceOfficerCompliance Examinations The Location: 55 Water Street…
  • 3.4
    Michigan State University Federal Credit Union – East Lansing, MI
    Est. Salary $30k-$43k
    11 days ago 11d
    Senior Financial Services Officer: All of the Financial Services Representative I and II, and Financial Services Officer I and… Senior Financial Services Officer: All of the Financial Services Representative I and II, and Financial Services Officer I and…
  • 3.5
    FXCM – New York, NY
    Est. Salary $74k-$135k
    NEW
    of Role Based at FXCM's office in Berlin the AML ComplianceOfficer will assist in ensuring that the Company's AML policy… knowledge of AML anf Compliance, Controls, previous exposure to the AML or Compliance function in financial institutions operations…
  • 3.2
    Golden 1 Credit Union – Sacramento, CA
    10 days ago 10d
    and federal laws and regulations related to credit union compliance including RESPA, HPML, HOEPA, HCML, ATR/QM, bank secrecy and… by credit union processes. Obtain and analyze pertinent financial and credit data. Complete an initial assessment of the mortgage…
  • 3.4
    S&P Global – Centennial, CO
    Est. Salary $50k-$93k
    8 days ago 8d
    Description COMPLIANCEOFFICERCOMPLIANCE EXAMINATIONS - Centennial The Role: The ComplianceOfficer conducts periodic… Ratings’ compliance with regulations, Codes of Conduct and compliance policies and procedures. The ComplianceOfficer in this role…
  • 4.0
    Giant Magellan Telescope Organization – Pasadena, CA
    EASY APPLY
    18 days ago 18d
    Job Details Number: 1746 Title: Product Assurance and RAM Officer Type: Full time Location: GMT Project Office, Pasadena… package. Job Summary: The GMT Product Assurance and RAM Officer will be responsible for implementing a robust Assurance program…
  • ETONIEN – New York, NY
    EASY APPLY
    Today 7hr
    business and financial risks associated with such plans Understand the intersection between business models, financial planning,… responsibilities for accounting operations, internal control structures, compliance facilities and contract management in an entrepreneurial and…
  • 3.8
    Associated Banc-Corp – Milwaukee, WI
    NEW
    strategic, reputational, compliance/regulatory, operational, credit interest rate, liquidity or price/financial -- related to all customer… or call: (800) 878-3282. The Virtual Treasury Management Officer will develop new business and retain existing business by working…
  • 3.2
    Golden 1 Credit Union – Sacramento, CA
    10 days ago 10d
    and federal laws and regulations related to credit union compliance including RESPA, HPML, HOEPA, HCML, ATR/QM, bank secrecy and… by credit union processes. Obtain and analyze pertinent financial and credit data. Complete an initial assessment of the mortgage…
  • 3.5
    Standard Chartered Bank – New York, NY
    26 days ago 26d
    The Intelligence Officer, Financial Crime Intelligence Unit ( FCIU ) is responsible for providing research and administrative… Chartered Bank. This includes understanding and ensuring compliance with, in letter and spirit, all applicable laws, regulations…
  • 3.4
    Fifth Third Bank – Cincinnati, OH
    Est. Salary $38k-$70k
    NEW
    Regional ComplianceOfficer. DUTIES & RESPONSIBILITIES: •Conduct annual branch office audits •Work with the Compliance Department… The Regional ComplianceOfficer will conduct and evaluate branch audits, as well as review and/or approve communications with…
  • 3.1
    Birch Family Services – New York, NY
    Est. Salary $60k-$116k
    12 days ago 12d
    Chief FinancialOfficer (CFO), Executive Vice President and relevant Program Directors, the Compliance Committee and Board of… direction of the Chief Executive Officer, the ComplianceOfficer oversees the Agency Compliance Program, functioning as an independent…
  • 3.4
    Manpower Group – Fort Fairfield, ME
    NEW
    hiring a BSA ComplianceOfficer. Join a growing financial institution in Rockport while utilizing your expertise and fulfilling… BSA ComplianceOfficer Our client, a full service community bank with a reputation for excellent customer service, is now hiring…
  • 4.1
    Congressional Bank – Columbus, OH
    Est. Salary $62k-$113k
    NEW
    Mortgage ComplianceOfficer located at corporate headquarters in Bethesda, MD. This individual will provide compliance oversight… We are currently seeking a ComplianceOfficer to work on-site at Congressional Bank’s Columbus, OH mortgage operations center…
  • 3.0
    Mizuho Corporate Bank – New York, NY
    4 days ago 4d
    and preparing summary reports for the Chief ComplianceOfficer & Chief Legal Officer of the U.S. bank holding company Preparing… reports on a periodic basis from the Chief ComplianceOfficer & Chief Legal Officer to the top level holding company in Japan…
  • 3.5
    Ameriprise – Boston, MA
    Est. Salary $54k-$87k
    4 days ago 4d
    Posting Title Senior Compliance Manager/Officer Job ID 9128BR Recruiting Location Boston, MA Full-Time / Part-Time Full-Time… Qualifications - College degree. 5-7 years of financial industry experience, preferably in a compliance or legal function with 2-3 years’…
  • 3.7
    Morgan Stanley – Baltimore, MD
    Est. Salary $53k-$99k
    5 days ago 5d
    comparable experience in a Compliance Department, in-house Legal Department, or regulatory body in the financial services area is required… Overview The Global Compliance Department manages a Firmwide Compliance Risk Management program, including Compliance risks that transcend…
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