General Counsel and Chief Compliance Officer Jobs | Glassdoor
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General Counsel and Chief Compliance Officer Jobs

369 Jobs

  • 2.8
    Kaleida Health – Buffalo, NY
    $132k-$246k(Glassdoor est.)
    15 days ago 15d
    staff to the GeneralCounsel, CEO and Governing Board by monitoring and reporting results of the compliance and ethics efforts of the… to reporting and compliance. The corporate complianceofficer, together with the Audit and Corporate Compliance Committee of the…
  • United States
    5 days ago 5d
    investment company seeks to hire an experienced generalcounsel, chiefcomplianceofficer, and secretary. The individual will serve… in-house counsel in the investment management industry; candidates with 10+ years of relevant experience in fund compliance or with…
  • 4.6
    Cencal Health – Santa Barbara, CA
    $57k-$84k(Glassdoor est.)
    HOT
    Summary (General Overview, reporting to, work environment) Under direction from the Chief Executive Officer, the Compliance… Compliance Officer serves as the Plan’s primary executor and administrator of the Plan’s compliance program. The primary function…
  • 4.6
    Hudson Headwaters Health Network – Queensbury, NY
    $47k-$70k(Glassdoor est.)
    26 days ago 26d
    statutory requirements and reports directly to the Chief Executive Officer. Education: MBA, MHA or equivalent, or an equivalent… reviews and evaluates all compliance/risk issues and concerns within the organization. The ComplianceOfficer ensures that HRSA grant…
  • 4.6
    Wealthfront – Redwood City, CA
    $58k-$97k(Glassdoor est.)
    HOT
    potential risk or non-compliance, and in collaboration with the GeneralCounsel and ChiefComplianceOfficer, manage the documentation… possible. What You'll Work On Provide general support to Wealthfronts Legal & Compliance team to ensure that all Wealthfront entities…
  • 3.9
    Strategic Financial Solutions – New York, NY
    $112k-$161k(Glassdoor est.)
    22 days ago 22d
    Financial Solutions seeks an experienced ChiefComplianceOfficer and GeneralCounsel (CCO-GC) to join our executive team to provide… problem-solving culture works hard to get results. The GeneralCounsel / Complianceofficer role will be a key ingredient to our day-to-day…
  • 3.9
    Strategic Financial Solutions – New York, NY
    $118k-$168k(Glassdoor est.)
    22 days ago 22d
    Financial Solutions seeks an experienced ChiefComplianceOfficer and GeneralCounsel (CCO-GC) to join our executive team to provide… problem-solving culture works hard to get results. The GeneralCounsel / Complianceofficer role will be a key ingredient to our day-to-day…
  • 3.5
    FORMA THERAPEUTICS – Watertown, MA
    EASY APPLY
    $115k-$229k(Glassdoor est.)
    25 days ago 25d
    GeneralCounsel is the principal legal officer of the company, with overall responsibility for the vision and leadership of FORMA… member of FORMA’s senior management team, the GeneralCounsel will serve as legal counsel and strategic advisor to the FORMA executive…
  • 3.4
    Amtrak – Washington, DC
    $88k-$154k(Glassdoor est.)
    6 days ago 6d
    conduct to the Company’s compliance helpline; In consultation with the Chief Legal Officer and/or outside counsel, investigating reports… President, Compliance – or ChiefComplianceOfficer – is responsible to: lead a process to identify, understand and map compliance status…
  • 4.5
    ForgeRock – San Francisco, CA
    12 days ago 12d
    of the company’s privacy framework, reporting to the Chief Legal Officer and working closely with the ForgeRock executive team… Director of Privacy / Senior Privacy Counsel Legal | San Francisco, CA About the company: ForgeRock® rocks when others are…
  • 4.1
    University of Washington – Seattle, WA
    $115k-$165k(Glassdoor est.)
    NEW
    System Officer, Chief Business Officer, Chief Medical Officer, Chief Advancement Officer, and Chief Financial Officer);Ensuring… ResponsibilitiesThe ChiefComplianceOfficer directs and monitors the implementation and operation of the UW Medicine compliance program,…
  • 4.4
    OVH US – Reston, VA
    EASY APPLY
    $122k-$230k(Glassdoor est.)
    6 days ago 6d
    position reports to the Chief Financial Officer and is based in Reston, Virginia. The US GeneralCounsel will provide legal support… OVH US is seeking a talented and experienced GeneralCounsel to join our US team. This role will be instrumental in the success…
  • 3.5
    carmax – Kennesaw, GA
    $115k-$185k(Glassdoor est.)
    HOT
    COO will partner with the CAF President, Chief Credit Officer, CFO, Deputy GeneralCounsel, and Head of HR to lead the organization… approximately 700 associates across two sites. The Chief Operating Officer of CAF will report directly to the President, and will…
  • 5.0
    Capital Markets Placement – New York, NY
    12 days ago 12d
    15+ years experience as a lawyer, complianceofficer, or chiefcomplianceofficer within an institutional capital markets… years as a ChiefComplianceOfficer Experience designing, building, and implementing automated and dynamic compliance and risk…
  • 3.9
    NFP – Austin, TX
    7 days ago 7d
    SUMMARY: Under the general direction of the Deputy ChiefComplianceOfficer, the AVP or VP of Benefits Compliance, sometimes also… as“Benefits ComplianceCounsel”,“ERISA Counsel”, or“Employee Benefits Attorney” will join a team of other compliance attorneys and…
  • 3.1
    Financial Engines – Sunnyvale, CA
    $168k-$286k(Glassdoor est.)
    6 days ago 6d
    Engines has an opening for its ChiefComplianceOfficer position, reporting to the GeneralCounsel, and based either in Sunnyvale… determine compliance risk. Develop, test and maintain policies and procedures for applicable regulatory and compliance requirements…
  • 4.1
    University of Washington – Seattle, WA
    $115k-$165k(Glassdoor est.)
    7 days ago 7d
    System Officer, Chief Business Officer, Chief Medical Officer, Chief Advancement Officer, and Chief Financial Officer); Ensuring… Responsibilities The ChiefComplianceOfficer directs and monitors the implementation and operation of the UW Medicine compliance program,…
  • 3.6
    ENSCO – Houston, TX
    5 days ago 5d
    Description The ComplianceCounsel supports the ChiefComplianceOfficer in managing the Company’s global compliance program, with… intermediaries Assist the ChiefComplianceOfficer on Intermediary Committee related activities Oversee compliance department hold alerts…
  • 3.3
    UW Medicine – Seattle, WA
    $129k-$184k(Glassdoor est.)
    7 days ago 7d
    System Officer, Chief Business Officer, Chief Medical Officer, Chief Advancement Officer, and Chief Financial Officer); Ensuring… Responsibilities The ChiefComplianceOfficer directs and monitors the implementation and operation of the UW Medicine compliance program,…
  • 3.3
    NORCAL MUTUAL INSURANCE COMPANY – Austin, TX
    $124k-$203k(Glassdoor est.)
    NEW
    COUNSEL - ALL LOCATIONS SUMMARY: Reporting to the SVP, ChiefCompliance and Legal Officer, and Corporate Secretary, Counsel… outside counsel and the Company. Oversees portion of Compliance & Legals departmental budget for outside counsel, maintain…
  • 3.3
    NORCAL MUTUAL INSURANCE COMPANY – San Francisco, CA
    $161k-$264k(Glassdoor est.)
    NEW
    COUNSEL -ALL LOCATIONS SUMMARY: Reporting to the Senior Vice President, ChiefCompliance and Legal Officer/ Corporate Secretary… outside counsel and the Company. Oversees portion of Compliance & Legals departmental budget for outside counsel, maintain…
  • 3.3
    NORCAL MUTUAL INSURANCE COMPANY – Mechanicsburg, PA
    $122k-$201k(Glassdoor est.)
    NEW
    COUNSEL - ALL LOCATIONS SUMMARY: Reporting to the Senior VIce President, ChiefCompliance and Legal Officer/Corporate Secretary… outside counsel and the Company. Oversees portion of Compliance & Legals departmental budget for outside counsel, maintain…
  • 3.3
    NORCAL Mutual Insurance – San Francisco, CA
    $161k-$264k(Glassdoor est.)
    NEW
    COUNSEL -ALL LOCATIONS SUMMARY: Reporting to the Senior Vice President, ChiefCompliance and Legal Officer/ Corporate Secretary… outside counsel and the Company. Oversees portion of Compliance & Legals departmental budget for outside counsel, maintain…
  • 3.3
    NORCAL Mutual Insurance – Austin, TX
    $124k-$203k(Glassdoor est.)
    NEW
    COUNSEL - ALL LOCATIONS SUMMARY: Reporting to the SVP, ChiefCompliance and Legal Officer, and Corporate Secretary, Counsel… outside counsel and the Company. Oversees portion of Compliance & Legals departmental budget for outside counsel, maintain…
  • 3.3
    NORCAL Mutual Insurance – Mechanicsburg, PA
    $122k-$201k(Glassdoor est.)
    NEW
    COUNSEL - ALL LOCATIONS SUMMARY: Reporting to the Senior VIce President, ChiefCompliance and Legal Officer/Corporate Secretary… outside counsel and the Company. Oversees portion of Compliance & Legals departmental budget for outside counsel, maintain…
  • 3.4
    Amtrak – Washington, DC
    $88k-$154k(Glassdoor est.)
    6 days ago 6d
    conduct to the Company’s compliance helpline; In consultation with the Chief Legal Officer and/or outside counsel, investigating reports… President, Compliance – or ChiefComplianceOfficer – is responsible to: lead a process to identify, understand and map compliance status…
  • 3.9
    North Wind – Idaho Falls, ID
    $91k-$185k(Glassdoor est.)
    NEW
    Executive Officer, the Vice President and GeneralCounsel serves as the chief legal representative for North Wind Group (NWG) and… President and GeneralCounsel in the Idaho Falls, Idaho corporate office. Subject to consultation with and oversight by the Chief Executive…
  • 3.1
    Financial Engines – Sunnyvale, CA
    $168k-$286k(Glassdoor est.)
    NEW
    Engines has an opening for its ChiefComplianceOfficer position, reporting to the GeneralCounsel, and based either in Sunnyvale… determine compliance risk. Develop, test and maintain policies and procedures for applicable regulatory and compliance requirements…
  • 4.1
    Marsh & McLennan Agency – Boston, MA
    $118k-$168k(Glassdoor est.)
    8 days ago 8d
    ChiefComplianceOfficer - Americas-BOS0010M Description ChiefComplianceOfficer, Americas Legal and Compliance Boston… Americas and to Mercer’s Global ChiefComplianceOfficer The Americas ChiefComplianceOfficer will not be responsible for Mercer…
  • 3.3
    Marsh & McLennan Companies – Boston, MA
    $145k-$206k(Glassdoor est.)
    7 days ago 7d
    Americas and to Mercers Global ChiefComplianceOfficer The Americas ChiefComplianceOfficer will not be responsible for Mercers… ChiefComplianceOfficer, Americas Legal and Compliance Boston, MA, or New York, NY USA The Mercer Americas Chief Compliance…
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