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Head of Compliance Jobs

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  • 4.2
    BBVA Continental – New York, NY
    NEW
    Summary of Responsibilities: This role will report directly to Head of Operations for CIB USA. This position will be responsible… Summary of Responsibilities: This role will report directly to Head of Operations for CIB USA. This position will be responsible…
  • 5.0
    Hire Resolve – United States
    NEW
    remarkable Insurance Institution, based in Tygervalley, for a Head of Investment Risk Manager in the Investment division. You will… the control, procedure and policy environments; and ensure compliance with laws, service standards and company procedures. Requirements…
  • 4.1
    Funding Circle – San Francisco, CA
    5 days ago 5d
    Funding Circle is looking for a Head of Sales to lead our driven & enthusiastic borrower sales team (Inbound & Outbound SDRs and… such as Business Continuity, Disaster Recovery, and Borrower Compliance training/planning. Our ideal teammate has: Track record…
  • 3.5
    Mettler-Toledo – Tampa, FL
    Est. Salary $50k-$86k
    NEW
    2lYmqlU METTLER TOLEDO Product Inspection has an opening for a Head of Quality. This position reports to the General Manager.… products operate in a regulated environment and as a result compliance with the related requirements and rules/regulations globally…
  • 3.3
    Guggenheim Securities – New York, NY
    30+ days ago 30d+
    growing Institutional Compliance team. Reporting to the Head of Institutional Compliance, the Compliance Managing Director will… coordinator for transactional compliance reviews with internal and external Legal counsel as well as other Compliance team members with responsibility…
  • 3.9
    Advanced Resources (IL) – New York, NY
    21 days ago 21d
    reporting line into the Global Head of Regulatory Compliance (based in Europe) and the Global Chief Compliance Officer (based in NYC).… Top Client of ours is searching for their next "Head of Regulatory Compliance". Please take a look at the below job specifications…
  • 2.9
    First U.S. Bank – Columbiana, AL
    EASY APPLY
    Est. Salary $27k-$35k
    NEW
    General Purpose: Along with performing teller duties, the Head Teller is to assist Branch Manager in overseeing the operations… with subordinates and other departments. Responsible for compliance with bank policies and procedures with federal and state regulations…
  • 3.6
    UBS – New York, NY
    26 days ago 26d
    draft and review compliance policies and procedures related to electronic trading and develop and deliver compliance training .… looking for someone like that to:: – lead Electronic Trading Compliance within the global ICS C&ORC team and participate in various…
  • 3.6
    Sanofi-Aventis – Westborough, MA
    30+ days ago 30d+
    for the Quality Operations Head. Ensures, in conjunction with the Biologics Quality Operations Head, the development and deployment… Quality topics, as agreed with the GMQO Operational Quality Head, that impact across GMQO / IA operations. Leadership Qualifications…
  • 4.7
    Russell Tobin – New York, NY
    NEW
    professionals (e.g., CEO, General Counsel, Chief Ethics and Compliance Officer, Head of HR) B2B/SaaS experience Proven track record… Job Summary Our company is looking for a Head of Sales to oversee a team of 30+ sales* professionals, including business development…
  • 2.9
    BSI Group – United States
    19 days ago 19d
    monthly to Asia Pacific Head of Compliance & Risk Provide monthly report to Asia Pacific Head of Compliance & Risk regarding such… Under the governance of Asia Pacific Head of Compliance & Risk, lead the compliance & risk function within country to ensure…
  • 3.2
    The Forum Group – New York, NY
    30+ days ago 30d+
    behalf of the Global Head of PWCC Compliance; Lead by example to help build and maintain a strong compliance culture and environment… The Head of Wealth Management Compliance (Americas) is the senior point of contact WM Americas senior management, responsible…
  • 4.4
    Linium Recruiting – New York, NY
    NEW
    include, but are not limited to: · Work in partnership with Head Office in designing, sourcing and integrating state of the art… Responsible for the execution of the Compliance IT Strategy · Develop the Annual Compliance IT Business Plan in coordination with…
  • 3.2
    Shire – Lexington, MA
    Est. Salary $69k-$118k
    25 days ago 25d
    Shared Medical Services Internal: Medical BU Heads, International Medical Affairs Head and Regional Medical Leads, Publications,… Communications, Medical Information, Medical Systems, Regulatory, Compliance, Legal, Pharmacovigilance/Safety, Technical Operations, Other…
  • 3.1
    TechUSA – New Haven, CT
    25 days ago 25d
    results to ensure GMP compliance and products meet specifications Keep up to date on new and emerging compliance standards. Supervision… Oversee all aspects of compliance (GMP, GCP, GLP) and quality assurance functions for all programs and activities. Ensure…
  • 2.9
    Cetera Financial Group – El Segundo, CA
    Est. Salary $58k-$79k
    11 days ago 11d
    Working independently and strategically, the Internal Head of Audit directs the Company’s internal audit program while assisting… verifications and audit work performed by our outsourced partner. The Head of Audit will also identify and monitor industry trends and provide…
  • 3.6
    TD Bank – McLean, VA
    Est. Salary $33k-$43k
    6 days ago 6d
    The Head Teller provides legendary Customer Service while supervising the Teller and/ or Platform team. Job Requirements… 3 Years of related experience. Completed or enrolled in the Head Teller Achieve program preferred. Maintain current HR and Retail…
  • 3.0
    ExecuNet – San Francisco, CA
    Est. Salary $107k-$164k
    Today 7hr
    level of quality and compliance company-wide to drive a right-the-first time approach. The Global Head of Quality will be responsible… Overview: The Vice President, Global Head of Quality will lead the quality assurance department and play a central role in…
  • 3.1
    The Bank of New York Mellon – New York, NY
    26 days ago 26d
    As the Regional Head of Investment Management for risk and compliance the incumbent will use his/her specific regulatory, risk… and Compliance provide risk and compliance services across all BNY Mellon businesses. Organizationally, Risk and Compliance includes…
  • 3.7
    Morgan Stanley – New York, NY
    12 days ago 12d
    the key liaison between the business (Risk, Attribution, Compliance and Operations) and the technology group Lead change programs… technical background and deep understanding of buy-side Risk and Compliance systems architecture and technology across all asset classes…
  • 3.0
    ExecuNet – Menlo Park, CA
    Today 7hr
    and experience implementing technology solutions to support compliance requirements. Experience with HR systems. Previous experience…
  • 3.6
    TD Bank – Willow Grove, PA
    6 days ago 6d
    The Head Teller provides legendary Customer Service while supervising the Teller and/ or Platform team. Job Requirements… 3 Years of related experience. Completed or enrolled in the Head Teller Achieve program preferred. Maintain current HR and Retail…
  • 3.5
    Citi – Long Island City, NY
    NEW
    in which we operate. Position Objective: The Global Head of Marketing Operations is a critically important role, enabling… intelligence, self-motivation, and strong analytical skills. The Global Head of Marketing Operations will be responsible for building a team…
  • 3.8
    M&G – United States
    7 days ago 7d
    . The Opportunity We have an excellent opportunity for a Head of Company Secretarial to join the Legal department which has… their responsibilities as directors. Overseeing statutory compliance for those entities falling within the remit of M&G’s Secretariat…
  • 3.6
    TD Bank – Haverford, PA
    Est. Salary $27k-$35k
    6 days ago 6d
    The Assistant Head Teller provides legendary Customer Service while supervising the Teller and/ or Platform team. Job Requirements… related experience. Completed or enrolled in the Assistant Head Teller Achieve Program preferred. Strong organization, interpersonal…
  • 3.2
    Shire Pharmaceuticals LLC – Lexington, MA
    Est. Salary $125k-$206k
    5 days ago 5d
    the Corporate Security team under the direction of the CSO the Head of Global Security Systems and Technology will manage the design… technology, security risk management and regulatory compliance with a major law enforcement, intelligence, public or private…
  • 3.2
    Eze Software – Boston, MA
    19 days ago 19d
    As the Head of Compensation you will be responsible for overall design, implementation, communication, and administration of the… the organization's compensation programs. The Head of Compensation will develop and implement compensation programs, policies…
  • 3.4
    HSBC Holdings – New York, NY
    6 days ago 6d
    Group compliance policy locally by managing compliance risk in liaison with the Global Head of Compliance, Global Compliance Officer… Argentina) and relevant Heads of GBM Compliance in relation to HSS Compliance matters. Acts as the key Compliance point-of-contact for…
  • 3.5
    Los Angeles County – Los Angeles, CA
    NEW
    Examines and processes legal documents submitted for compliance with State laws. Collects and accounts for monies received…
  • 3.4
    Citibank – Long Island City, NY
    NEW
    in which we operate. Position Objective: The Global Head of Marketing Operations is a critically important role, enabling… intelligence, self-motivation, and strong analytical skills. The Global Head of Marketing Operations will be responsible for building a team…
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