Head of Compliance Jobs | Glassdoor

Head of Compliance Jobs

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  • 3.5
    Citi – United States
    Est. Salary $76k-$135k
    2 days ago 2d
    Brief and advise GCB Compliance, the Head of the Conduct Risk Program, the Head of Enterprise Compliance Risk Management, Regional… America Conduct Risk Head and sits on Citis global Conduct Risk team, which is part of the Enterprise Compliance Risk Management organization…
  • 3.4
    HSBC – New York, NY
    Est. Salary $58k-$107k
    1 days ago 1d
    implement the Group compliance policy locally by containing compliance risk in liaison with the Head of Group Compliance, Global Business… Business Compliance Officer, Area Compliance Officer or Local Compliance Officer, ensuring adequate compliance resources and training…
  • 3.5
    Citi – United States
    Est. Salary $76k-$135k
    2 days ago 2d
    Brief and advise ICG Compliance, the Head of the Conduct Risk Program, the Head of Enterprise Compliance Risk Management, Regional… America Conduct Risk Head and sits on Citis Conduct Risk team, which is part of the Enterprise Compliance Risk Management organization…
  • 3.6
    J.P. Morgan – New York, NY
    Est. Salary $128k-$218k
    4 days ago 4d
    Director, Compliance Director – Global Compliance Regulatory Change Management and Central Policy Office will report to the Head of Global… the firm's compliance mission. The Compliance function ensures the development and maintenance of a strong compliance culture by…
  • 3.4
    Citibank – United States
    Est. Salary $58k-$107k
    2 days ago 2d
    Brief and advise GCB Compliance, the Head of the Conduct Risk Program, the Head of Enterprise Compliance Risk Management, Regional… America Conduct Risk Head and sits on Citis global Conduct Risk team, which is part of the Enterprise Compliance Risk Management organization…
  • 4.1
    Genentech – South San Francisco, CA
    7 days ago 7d
    stakeholders, such as Heads of compliance & Quality, Global Process Owners, and Functional Excellence heads, to drive proactive… management systems (s) for training. Oversees process compliance and owns compliance metrics related to controlled documents and training…
  • 3.4
    HSBC – New York, NY
    1 days ago 1d
    implement the Group compliance policy locally by containing compliance risk in liaison with the Head of Group Compliance, Global Business… Business Compliance Officer, Area Compliance Officer or Local Compliance Officer, ensuring adequate compliance resources and training…
  • 3.3
    C&W Services – Eddyville, IA
    5 days ago 5d
    as: back log, scheduling compliance, plan vs actual, delays, contractor head count, need date compliance, etc. Ensures back log… are not limited to, PJHA process, Observation process, and compliance with all company / site safety guidelines and procedures.…
  • 3.4
    Citibank – United States
    Est. Salary $58k-$107k
    2 days ago 2d
    Brief and advise ICG Compliance, the Head of the Conduct Risk Program, the Head of Enterprise Compliance Risk Management, Regional… America Conduct Risk Head and sits on Citis Conduct Risk team, which is part of the Enterprise Compliance Risk Management organization…
  • 3.7
    Morgan Stanley – Dallas, TX
    4 days ago 4d
    Assist the Head of Residential Mortgage Compliance in project activities including document preparation based on compliance timing… Description Morgan Stanley’s Bank Compliance team seeks a Residential Mortgage Origination Compliance Quality Control Professional…
  • 3.5
    Citi – United States
    3 days ago 3d
    directly to the IPB US Local Manage Head. PRINCIPAL RESPONSIBILITIES: General compliance with all regulations, including Anti-Money-Laundering… heavy interaction with the IPB US Senior Management, Legal, , Compliance, HR and individual business executives, while acting as a…
  • 3.7
    T. Rowe Price – Owings Mills, MD
    Est. Salary $49k-$92k
    3 days ago 3d
    Lead Retirement Specific Compliance Projects – Under the direction of the Head of Group Strategic Compliance and the Retirement /… Business Unit compliance programs, problem solving, and providing guidance. The Compliance Officer will coordinate compliance activities…
  • 3.4
    HSBC – Buffalo, NY
    Est. Salary $104k-$138k
    1 days ago 1d
    implement the Group compliance policy locally by containing compliance risk in liaison with the Head of Group Compliance, Global Business… Business Compliance Officer, Area Compliance Officer or Local Compliance Officer, ensuring adequate compliance resources and training…
  • 3.5
    Citi – Tampa, FL
    Est. Salary $55k-$102k
    3 days ago 3d
    of the Risk and Finance Compliance program and will report to the Head of Risk and Finance Compliance. This position will be accountable… reporting for compliance programs such as regulatory change management and compliance monitoring, as well as providing compliance support…
  • 3.4
    Citibank – United States
    3 days ago 3d
    directly to the IPB US Local Manage Head. PRINCIPAL RESPONSIBILITIES: General compliance with all regulations, including Anti-Money-Laundering… heavy interaction with the IPB US Senior Management, Legal, , Compliance, HR and individual business executives, while acting as a…
  • 3.6
    J.P. Morgan – United States
    Est. Salary $39k-$68k
    5 days ago 5d
    entire team - bankers, advisors, region heads, product partners and controls/compliance teams. They must also interact effectively…
  • 3.4
    HSBC – Depew, NY
    1 days ago 1d
    liaison with the Head of Group Compliance, Global Business Compliance Officer, Area Compliance Officer or Local Compliance Officer, ensuring… role in compliance to SOX for contact centres. * To implement the Group compliance policy locally by containing compliance risk…
  • 3.7
    Rabobank – Yuba City, CA
    Est. Salary $60k-$109k
    4 days ago 4d
    Function: The Compliance Officer will report and provide support to the local Head of Compliance & CAMLO. The Compliance Officer will… with OSFI, OSC, IIROC, FCAC, as required Assist the Head of Compliance with: the preparation of management reports maintaining…
  • 3.4
    Citibank – Tampa, FL
    Est. Salary $46k-$86k
    3 days ago 3d
    of the Risk and Finance Compliance program and will report to the Head of Risk and Finance Compliance. This position will be accountable… reporting for compliance programs such as regulatory change management and compliance monitoring, as well as providing compliance support…
  • 3.4
    Deutsche Bank – New York, NY
    Est. Salary $98k-$169k
    7 days ago 7d
    part of an investigations team reporting into the Head of Sanctions Compliance for the Americas. Responsibilities include but are… The Sanctions Compliance Officer, Investigations, primarily investigates and reviews payment messages which entail potential…
  • Adams Consulting Group, LLC – New York, NY
    EASY APPLY
    Est. Salary $43k-$87k
    4 days ago 4d
    escalating findings from reviews conducted by Compliance to the Head of Compliance and senior management. Critical assess current… deposit working groups. Assisting the Head of Compliance in managing the Branch's compliance training program. Providing assistance…
  • 3.5
    Standard Bank and Trust Co. – Jersey, VA
    7 days ago 7d
    ManCo meetings as required; To liaise with the Head of Compliance and the Heads Policy and Advisory and Monitoring as required;… support and advice on any other Compliance related matters as directed by the Head of Compliance TOG. This may include Personal…
  • 3.4
    HSBC – Arlington Heights, IL
    Est. Salary $54k-$89k
    5 days ago 5d
    implement the Group compliance policy locally by containing compliance risk in liaison with the Head of Group Compliance, Global Business… Business Compliance Officer, Area Compliance Officer or Local Compliance Officer, ensuring adequate compliance resources and training…
  • PayNearMe – Sunnyvale, CA
    EASY APPLY
    Est. Salary $121k-$187k
    2 days ago 2d
    the Company’s General Counsel and head of Compliance to set Company policies regarding compliance and enterprise risk, including… Enterprise Risk & Chief Compliance Officer About the role: This individual will serve as the Chief Compliance Officer of the Company…
  • 3.4
    Radius – Bristol, CT
    Est. Salary $48k-$81k
    6 days ago 6d
    Title: Compliance Manager/Assistant Manager Reports to: Head of Compliance/EMEA Regional Lead Function: Compliance - Statutory… (N) Compliance Manager/Assistant Manager Department: 145 - Compliance Statutory Accounts Location:…
  • 3.4
    HSBC – New York, NY
    5 days ago 5d
    Regional Regulatory Compliance Officers * Global Regulatory Compliance Officers * Heads of U.S. Compliance Teams * Senior… accountabilities set out in the Compliance section of the Risk FIM, Regulatory Compliance Operating Model and Compliance Risk Management Program…
  • 3.6
    Scientific Search – Princeton, NJ
    11 days ago 11d
    experience as a General Manager, Site Head or Plant Head required. Demonstrated cGMP compliance knowledge and personal history required… Plant Head Supervises all operating tasks required for the production of finished pharmaceutical dosages in compliance with all…
  • 4.4
    Google – Mountain View, CA
    Est. Salary $78k-$127k
    6 days ago 6d
    including producing metrics and management reporting to Head of Compliance Operations and other key stakeholders. Handle priority… continuous compliance with government regulations, contractual obligations, and internal policies. You will drive compliance cross-…
  • 3.2
    UnitedHealth Group – Minnetonka, MN
    1 days ago 24hr
    the benefit of the team? Bring us your experience, your head for compliance and investigations, your strength with relationships… looking for an experienced Sales Practice Compliance Investigator to join our dynamic Compliance Investigations Unit in Minnetonka MN…
  • 3.7
    Fairway Consulting Group – United States
    5 days ago 5d
    them in their search for a Head of Clinical QA & Compliance Programs. Under the direction of the Head of R&D Clinical and Medical… Head of Clinical QA & Compliance Programs Reference Number: 2854 Location: MA Our client is an international biopharmaceutical…
  • 2.9
    Mitsubishi UFJ Financial Group – Tempe, AZ
    6 days ago 6d
    sanctions compliance risk assessment. Major Responsibilities: Assist the Head of Global Sanctions Compliance in developing… and direction to global compliance staff on the production of local and regional sanctions compliance risk assessments, including…
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