Job Type
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Internal Control, Regulatory and Compliance Officer Jobs

904Jobs

  • 2.9
    CardWorks – Woodbury, NY
    $110k-$158k(Glassdoor est.)
    7 days ago 7d
    risk and optimize regulatorycompliance. Assess and reports on top compliance risks, compliance related control issues, emerging… their customers. We are currently seeking a Chief ComplianceOfficer in our Woodbury, NY location. In this position, you will…
  • 3.3
    Genworth Financial – Raleigh, NC
    $95k-$137k(Glassdoor est.)
    NEW
    conducted in compliance with ethical business practices, internal policies and procedures, and statutory and regulatory requirements… Chief ComplianceOfficer & Ombudsperson LOCATION Raleigh, NC POSITION SUMMARY The USMI Chief ComplianceOfficer (CCO…
  • 3.8
    UserTesting – San Francisco, CA
    EASY APPLY
    $34k-$57k(Glassdoor est.)
    4 days ago 4d
    understand the needs of internal and external stakeholders in order to optimally align security controls Develop a company culture… develop remediation plans, and work with internal stakeholders to ensure compliance with regulation and policy Facilitate security…
  • 3.5
    Citibank – Tampa, FL
    $63k-$93k(Glassdoor est.)
    NEW
    expertise of Compliance and AML regulations, risks and typologies. Experience with and previous exposure to internalcontrol functions… supervision efforts. Partner with regional Regulatory Governance Units, local advisory Compliance teams, Business, Risk, Legal, Operations…
  • 4.1
    accesso – Lake Mary, FL
    $45k-$75k(Glassdoor est.)
    8 days ago 8d
    abreast of regulatory developments within or outside of the company as well as evolving best practices in compliancecontrol Prepare… Information Privacy Manager (CIPM) and/or Certified RegulatoryCompliance Manger (CRCM) What We Offer: Competitive salary…
  • 3.6
    Citi – Tampa, FL
    $70k-$102k(Glassdoor est.)
    NEW
    expertise of Compliance and AML regulations, risks and typologies. Experience with and previous exposure to internalcontrol functions… supervision efforts. Partner with regional Regulatory Governance Units, local advisory Compliance teams, Business, Risk, Legal, Operations…
  • 3.5
    Broadway Bank – San Antonio, TX
    7 days ago 7d
    Position: Senior Audit Officer | Division: Internal Audit | Grade: E05 Work Days: Monday-Friday | Work Hours: 8:00am - 5:00pm… and exposures and controls in the audited area. Update and suggest meaningful improvements to internalcontrol documentation for…
  • 3.6
    Fhlb Des Moines – Des Moines, IA
    $85k-$135k(Glassdoor est.)
    HOT
    years SEC reporting, compliance, and internalcontrols experience, with particular focus on SOX controls. •5 to 10 years of… Committees as assigned. •Manage departmental internalcontrols and regulatory issues •Partner with other members of Management…
  • 3.1
    Popular Community Bank – New York, NY
    $52k-$78k(Glassdoor est.)
    HOT
    of Banking.” PCB RegulatoryCompliance We are looking for a ComplianceOfficer to join our Compliance Team in New York, NY… recommendations of examiners, internal audits, and the Regulatory Risk Testing unit. Keep track of and interpret regulatory developments including…
  • 4.1
    San Manuel Band of Mission Indians – Highland, CA
    17 days ago 17d
    Commission internalcontrols, casino policies and procedures, federal and state gaming regulations, Minimum InternalControl Standards… claims/reports. Performs department audits to ensure regulatorycompliance pertaining to financial transactions, morning audit…
  • 3.4
    Société Générale – New York, NY
    $90k-$131k(Glassdoor est.)
    NEW
    Manage implementation of Compliance Exam Management functionalities within Bwise GRC Tool Manage regulatory examinations of SG’s… confidential business information by SGUS personnel through the ComplianceControl Room. It administers the SGUS Employee Investment Policy…
  • 3.5
    Citibank – New York, NY
    $96k-$139k(Glassdoor est.)
    NEW
    and enhance processes and/or controls and monitoring; Design and lead compliance and control reviews; Monitor progress… report to the Director, Head of Markets Regulatory Implementation in Independent Compliance Risk Management (ICRM). This position…
  • 3.3
    Tualatin Hills Park & Recreation District – Beaverton, OR
    21 days ago 21d
    adequacy of internal accounting and budgetary controls and legal and regulatorycompliance. The Chief Financial Officer strives to… ). Distinguishing Characteristics The Chief Financial Officer performs analytical and administrative services involving a…
  • 3.5
    BOK Financial – Tulsa, OK
    $60k-$88k(Glassdoor est.)
    26 days ago 26d
    , OCC, SEC, FINRA, FRB, and Internal Audit. Each of these regulatory agencies utilizes compliance testing reports and indentified… and geographies. . The Senior Compliance Testing Officer The Senior Compliance Testing Officer performs a key second line of defense…
  • 3.8
    The Methodist Hospitals – Gary, IN
    $81k-$143k(Glassdoor est.)
    22 days ago 22d
    and compliance within all regulatory requirements, so that all assigned –departments comply with or exceed all regulatory requirements… field is required. Prior work experience as a Chief Nursing Officer is preferred. Other types of work experience will be considered…
  • 3.5
    Salal Credit Union – Seattle, WA
    $115k-$160k(Glassdoor est.)
    14 days ago 14d
    appropriately monitor and control the Credit Union’s risk and maximize compliance with Board and regulatory requirements. Partner… Financial Officer, Chief Lending Officer and other operational groups for specialized analysis. Oversee the compliance (including…
  • 4.1
    The Execu|Search Group – New York, NY
    Today 11hr
    Description Bank Job Description The ComplianceOfficer will: Monitor regulatory changes which impact IT and Operations… and diligent Compliance professional for a promising Officer role on their staff. In this role, the ComplianceOfficer will focus…
  • 3.6
    Citi – New York, NY
    $123k-$175k(Glassdoor est.)
    NEW
    and enhance processes and/or controls and monitoring; Design and lead compliance and control reviews; Monitor progress… report to the Director, Head of Markets Regulatory Implementation in Independent Compliance Risk Management (ICRM). This position…
  • 3.2
    Statoil – Houston, TX
    1 days ago 13hr
    constantly being refined and developed. The Chief Financial Officer's (CFO) organisation is a driving force behind the creation… Norwegian and international financial markets. GBS is the internal provider of global business support services to the Statoil…
  • 3.5
    Citibank – Tampa, FL
    NEW
    of AML/BSA and compliance matters. Risk and Control knowledge as to determine and recommend appropriate controls for mitigating… NAM FIU and assists to ensure policy compliance, management of operational risk, regulatory adherence, and the institution of best…
  • 3.6
    Citi – Tampa, FL
    NEW
    of AML/BSA and compliance matters. Risk and Control knowledge as to determine and recommend appropriate controls for mitigating… NAM FIU and assists to ensure policy compliance, management of operational risk, regulatory adherence, and the institution of best…
  • 4.1
    uBiome – San Francisco, CA
    NEW
    ensure regulatorycompliance. Reviews new and revised standard operating procedures (SOPs) to ensure regulatorycompliance. Monitors… Description uBiome is looking for an experienced RegulatoryOfficer to apply their talents to our mission of revolutionizing…
  • 2.8
    Santander Consumer USA – Dallas, TX
    17 days ago 17d
    required. Minimum ten (10) years of bank compliance, internal audit, or regulatory agency experience. At least five (5) years… Counsel and SHUSAs Regulatory Relations Officer and is responsible for overseeing all of the Companys federal regulatory activities.…
  • 3.5
    Citibank – Tampa, FL
    $56k-$83k(Glassdoor est.)
    2 days ago 2d
    accordance with Citis Compliance Program Policy Oversee and /or remediate, as appropriate, open regulatory Matters Requiring Attention… inventory of key regulatory requirements as well as the associated business-level and corporate-level controls in place related…
  • 3.6
    Citi – Tampa, FL
    $66k-$98k(Glassdoor est.)
    2 days ago 2d
    accordance with Citis Compliance Program Policy Oversee and /or remediate, as appropriate, open regulatory Matters Requiring Attention… inventory of key regulatory requirements as well as the associated business-level and corporate-level controls in place related…
  • 3.6
    D.A. Davidson Companies – Seattle, WA
    $51k-$76k(Glassdoor est.)
    17 days ago 17d
    Support the Chief Compliance Officers in all aspects of the compliance programs and internalcontrols as they relate to the… projects and initiatives as needed Keyword: Advisory ComplianceOfficer From: D.A. Davidson Companies…
  • 4.1
    The Execu|Search Group – New York, NY
    Today 11hr
    their staff as their new Chief ComplianceOfficer. In this role, the Chief ComplianceOfficer will lead, manage and deliver a… operational and compliance oversight Establish strong working relationships with internal and external business and control partners…
  • 4.1
    The Execu|Search Group – New York, NY
    Today 11hr
    The Advisory ComplianceOfficer will: Provide real-time guidance and support to the businesses on regulatory matters that… on their staff as an Advisory ComplianceOfficer. In this role, the Advisory ComplianceOfficer will develop and support, in collaboration…
  • 3.6
    First Republic Bank – San Francisco, CA
    $88k-$117k(Glassdoor est.)
    8 days ago 8d
    operational, and regulatorycompliance based audits as well as providing control consultation on risks and controls throughout the… increase knowledge of regulatory requirements that impact the organization, as well as in the areas of internalcontrol, accounting, business…
  • 3.0
    Fred Alger – New York, NY
    $100k-$144k(Glassdoor est.)
    Today 7hr
    Job Title: ComplianceOfficer Reports to (title): SVP, Chief ComplianceOfficer (CCO); interim SVP, General… individual to serve as ComplianceOfficer (CO). The CO will make recommendations to the SVP, Chief ComplianceOfficer regarding interpretation…
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