Internal Control, Regulatory and Compliance Officer Jobs | Glassdoor
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Internal Control, Regulatory and Compliance Officer Jobs

891 Jobs

  • 2.9
    Transamerica – Cedar Rapids, IA
    Est. Salary $49k-$72k
    5 days ago 5d
    testing to identify gaps or deficiencies of internalcontrols. Prepare regulatory filings and other formal documents. Assist… in legal research, legal contacts, compliance, claims or underwriting. ComplianceOfficer: Bachelor’s degree in business or…
  • 3.0
    FirstBank – Jackson, TN
    Est. Salary $29k-$48k
    6 days ago 6d
    adequacy of the banks system of internalcontrols for deposit and loan compliance. Participates in the audit planning process for various… and corrective action, with the ComplianceOfficer. Additionally, assists in operational compliance during the planning and implementation…
  • 3.9
    Goldman Sachs – New York, NY
    Est. Salary $94k-$148k
    NEW
    able to adapt to a changing regulatory landscape. The role of the Divisional ComplianceOfficer is to articulate and maintain… with regulatory and internal investigations and audits Preferred Qualifications 5+ years Compliance/Legal/Regulatory background…
  • 3.7
    JPMorgan Chase & Co – New York, NY
    NEW
    Preparation for internal and external regulatory & control meetings/reviews · Drive and refine RCSA, error governance, control deep dives… management · Control and regulatory governance management o Front Office/Business Controls representative in control forums o…
  • 4.9
    98point6 – Seattle, WA
    Est. Salary $83k-$151k
    NEW
    operations including service contracts Ensure legal, tax and regulatorycompliance regarding all financial functions Lead, coach, and… financial reporting, human resource operations, facilities and internalcontrols. This role is a key member of the senior executive team…
  • 3.7
    First Republic Bank – Los Angeles, CA
    Est. Salary $69k-$101k
    6 days ago 6d
    Investments ComplianceOfficer will also be responsible for the compliance monitoring for Volcker compliance. The Compliance Officer… Investments ComplianceOfficer will be responsible and accountable for providing leadership in the day-to-day compliance support to…
  • 3.0
    FirstBank – Lexington, TN
    7 days ago 7d
    adequacy of the banks system of internalcontrols for deposit and loan compliance. Participates in the audit planning process for various… and corrective action, with the ComplianceOfficer. Additionally, assists in operational compliance during the planning and implementation…
  • 3.4
    Citibank – Fort Mill, SC
    Est. Salary $66k-$97k
    NEW
    areas for testing. The Senior Compliance SDS Officer will be responsible for defining and delivering the SDS ICG analytic… exposure to internalcontrol functions and regulators within the US, and in particular banking regulators. -Controls, assurance…
  • 4.0
    Security National Bank – Omaha, NE
    Est. Salary $44k-$65k
    4 days ago 4d
    Incorporate regulatory guidance and interpretations. Incorporate industry best practices. Keep the complianceofficer, management… with Fraud Manager, Information Security Officer, Security Officer and ComplianceOfficer. Participate in SOS (teller), Branch…
  • 3.6
    CitiGroup – Irving, TX
    Est. Salary $109k-$156k
    NEW
    areas for testing. The Senior Compliance SDS Officer will be responsible for defining and delivering the SDS ICG analytic… exposure to internalcontrol functions and regulators within the US, and in particular banking regulators. -Controls, assurance…
  • PointBank – Pilot Point, TX
    5 days ago 5d
    REPORTING RELATIONSHIP AND SCOPE SVP/ Internal Audit/ Corporate ComplianceOfficer   FLSA STATUS This position is classified… OVERVIEW ComplianceOfficer is responsible for developing, implementing and administering all aspects of the Banks Compliance Management…
  • 4.1
    BECU – Tukwila, WA
    Est. Salary $61k-$90k
    6 days ago 6d
    best practices and/or internal process improvements. Research regulatory issues and respond to compliance questions raised by… Assist in the analysis of BECU’s regulatorycompliance posture and the development of control recommendations. Maintain current…
  • 3.4
    Citibank – New Castle, DE
    Est. Salary $91k-$132k
    NEW
    The Senior ComplianceOfficer is responsible for managing a team of AML Analysts according to Citi AML procedures and policies… Suspicious Activity Reports (SARs) in accordance with applicable regulatory requirements. Work experience in a financial institution…
  • 3.4
    HSBC Holdings – Arlington Heights, IL
    Est. Salary $74k-$109k
    5 days ago 5d
    Business ComplianceOfficer, Area ComplianceOfficer or Local ComplianceOfficer, ensuring adequate compliance resources and training… some cases, this role may report to an AVP Manager RegulatoryComplianceOfficer. Impact on the Business Under general…
  • 3.7
    First Republic Bank – San Francisco, CA
    Est. Salary $86k-$114k
    15 days ago 15d
    operational, and regulatorycompliance based audits as well as providing control consultation on risks and controls throughout the… increase knowledge of regulatory requirements that impact the organization, as well as in the areas of internalcontrol, accounting, business…
  • 3.7
    First Republic Bank – San Francisco, CA
    15 days ago 15d
    retail and compliance audit processes. 4 Be recognized as a leader, management consultant and internalcontrols expert; develop… ensure appropriate control design and control effectiveness across organizational processes. The Internal Audit Senior will…
  • 3.6
    CitiGroup – New Castle, DE
    Est. Salary $108k-$155k
    NEW
    The Senior ComplianceOfficer is responsible for managing a team of AML Analysts according to Citi AML procedures and policies… Suspicious Activity Reports (SARs) in accordance with applicable regulatory requirements. Work experience in a financial institution…
  • 2.1
    Trillium Health – Rochester, NY
    Est. Salary $68k-$125k
    4 days ago 4d
    for a Vice President, Compliance and Regulatory Affairs. The Vice President, Compliance and Regulatory Affairs will function… increasingly complex healthcare environment. Compliance Serves as Chief ComplianceOfficer and provides reports on a regular basis…
  • 3.8
    Ultimate Medical Academy – New York, NY
    EASY APPLY
    Est. Salary $65k-$91k
    8 days ago 8d
    Finance and the Chief Financial Officer, in the areas of tax compliance, internalcontrol and process efficiency, as well as… archive of corporate tax returns and tax compliance related records. InternalControl and Process Efficiency Document…
  • 3.4
    Citibank – Irving, TX
    Est. Salary $70k-$103k
    11 days ago 11d
    opportunities to develop are widely available to all. The ComplianceOfficer is responsible for supporting the execution of the AML… America Holdings (Student Loans, CitiFinancial, etc.). The ComplianceOfficer is responsible for providing AML guidance to the businesses…
  • 3.4
    Citibank – Washington, DC
    Est. Salary $84k-$122k
    27 days ago 27d
    implementing any necessary mitigating controls; Support the Head of Sanctions Regulatory unit with the preparation and filing… ,Tampa Education: Bachelor's Degree Job Function: Compliance and Control Schedule: Full-time Shift: Day Job Employee Status…
  • 3.4
    BNP Paribas – San Ramon, CA
    Est. Salary $122k-$175k
    NEW
    Full-time Sr Compliance Testing Officer United States-California-San Ramon Full-time BSA Compliance Testing Officer United… 5 - 7 yrs. combined in Banking/Compliance/Audit/Risk Management/Regulatory Strong compliance knowledge and experience with banking…
  • 3.3
    Mortgage Company – Boise, ID
    Est. Salary $67k-$99k
    5 days ago 5d
    Chief ComplianceOfficer A growing northwest mortgage company is seeking an experienced Chief ComplianceOfficer. The ideal… basis. Perform compliance related research and attend periodic training classes including regulatorycompliance education. Identify…
  • 3.6
    Citi – Irving, TX
    Est. Salary $84k-$123k
    11 days ago 11d
    opportunities to develop are widely available to all. The ComplianceOfficer is responsible for supporting the execution of the AML… America Holdings (Student Loans, CitiFinancial, etc.). The ComplianceOfficer is responsible for providing AML guidance to the businesses…
  • 3.5
    BOK Financial – Houston, TX
    5 days ago 5d
    systems and controls to ensure that administration activities for assigned accounts meet internal and external regulatory requirements… CAN BE LOCATED IN HOUSTON, DENVER OR DALLAS  The ATS Trust Officer III is primarily responsible for administering a wide variety…
  • 3.6
    Citi – Washington, DC
    Est. Salary $107k-$153k
    27 days ago 27d
    implementing any necessary mitigating controls; Support the Head of Sanctions Regulatory unit with the preparation and filing… ,Tampa Education: Bachelor's Degree Job Function: Compliance and Control Schedule: Full-time Shift: Day Job Employee Status…
  • 3.4
    BNP Paribas – Jersey City, NJ
    10 days ago 10d
    various regulatory projects and create controls necessary to implement new rules and regulations and ensure compliance within those… Vice President for the Regulatory Reporting Control Group (RRC), working as part of a team covering regulatory reporting sent directly…
  • 3.6
    Credit Suisse – New York, NY
    5 days ago 5d
    to ensure compliance with regulatory obligations, firm policy, and standard methodologies. This includes compliance reviews pursuant… pursuant to specific regulatory requirements as well as discretionary, desk, thematic and other types of internal reviews.…
  • United States
    4 days ago 4d
    effectiveness Integrate compliancecontrols into the scope of existing company-wide business practices for all internal organizations,… General Counsel (AGC), the Regulatory and Compliance Counsel will oversee all regulatory and compliance initiatives, including employee…
  • 3.7
    NewDay USA – Fulton, MD
    EASY APPLY
    Est. Salary $43k-$64k
    7 days ago 7d
    of an effective mortgage lending regulatory risk framework that includes an internalcontrol structure, training, monitoring,… The position of Senior ComplianceOfficer is a new position within NewDay USAs Compliance Team and will report directly to…
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