Internal Control, Regulatory and Compliance Officer Jobs | Glassdoor
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Internal Control, Regulatory and Compliance Officer Jobs

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  • 3.5
    TIAA – New York, NY
    10 days ago 10d
    also assist with other compliance initiatives for the RFS Compliance team related to supporting regulatory examinations and consumer… 75% of the role is digital compliance support and 25% is consumer protection initiatives and regulatory examinations and inquiries…
  • 3.5
    Citi – Irving, TX
    Est. Salary $99k-$172k
    21 days ago 21d
    SVP Senior ComplianceOfficer reports to a Director in the Ethics Office and ultimately to Citi's Chief Ethics Officer within Citi's… ,Dallas Education: Doctorate Degree Job Function: Compliance and Control Schedule: Full-time Shift: Day Job Employee Status…
  • 3.1
    BNY Mellon – Pennington, NJ
    Est. Salary $42k-$76k
    10 days ago 10d
    program controls and procedures. Privacy by Design and Data Privacy Governance Serve as Information Risk Officer. Privacy… Response Manages privacy compliance efforts for the Company as they relate to complex regulatory and policy requirements, the…
  • 4.2
    BBVA Provincial – Birmingham, AL
    18 days ago 18d
    the ability to influence others are critical. Regulatory Ovrsght Officer Ii… Minimum of 8+ year’s progressive audit, compliance, risk management or bank regulatory experience with broad knowledge of banking…
  • 3.7
    Nomura Holdings – New York, NY
    13 days ago 13d
    analytical procedures to assess compliance with key regulatory requirements and internalCompliance policies. · Develop… part of a team · Proven ability to identify control and regulatory issues and to propose practical and sustainable solutions…
  • 3.1
    MoneyGram – Frisco, TX
    Est. Salary $73k-$137k
    7 days ago 7d
    Senior Regional ComplianceOfficer will be responsible for helping drive Agents to implement or enhance compliance and anti-fraud… The Senior Regional ComplianceOfficer is responsible for working directly with the most complex and large volume business partners…
  • 3.2
    Fulton Financial Corporation – Columbia, MD
    Est. Salary $40k-$75k
    5 days ago 5d
    for a ComplianceOfficer focused on Loan Servicing. Responsible for promoting a culture of compliance and regulatory excellence… systems that have a regulatory impact. Helping to investigate and determine root cause of compliancecontrol weaknesses. Ensuring…
  • 3.6
    FFF Enterprises – Temecula, CA
    EASY APPLY
    Est. Salary $82k-$156k
    7 days ago 7d
    Chief ComplianceOfficer Location: Temecula, CA | Kernersville, NC Nature and Scope: The Chief Compliance Officer… auditing within healthcare, compliance or regulatory oversight for Company. Certified in Health Care Compliance and/or Privacy.…
  • 3.4
    Hackensack University Medical Center – Westwood, NJ
    Est. Salary $76k-$143k
    18 days ago 18d
    ensuring adequate internalcontrols and compliance with all laws and regulatory requirements. The complianceofficer is responsible… external or internal auditor or financial management consultant with extensive knowledge of the healthcare regulatory environment…
  • 3.4
    Deutsche Bank – New York, NY
    Est. Salary $97k-$168k
    8 days ago 8d
    ComplianceOfficer – Global Securities Services (VP) The Deutsche Bank Global Transaction Banking (GTB) Compliance team… level control function, the Compliance Department seeks to manage compliance risk and deepen the culture of compliance at Deutsche…
  • 2.9
    Rabobank America – Roseville, CA
    Est. Salary $46k-$85k
    26 days ago 26d
    exciting opportunity for a ComplianceOfficer at our Roseville Executive Offices! The ComplianceOfficer is responsible for the implementation… BSA). The ComplianceOfficer function within Compliance Department includes having working knowledge of compliance requirements…
  • 3.1
    Bank of Oklahoma – Tulsa, OK
    Est. Salary $51k-$92k
    13 days ago 13d
    , OCC, SEC, FINRA, FRB, and Internal Audit. Each of these regulatory agencies utilizes compliance testing reports and indentified… geographies. . The Senior Compliance Testing Officer The Senior Compliance Testing Officer performs a key second line of defense…
  • 3.4
    Citibank – United States
    Est. Salary $47k-$87k
    NEW
    Understand, maintain awareness of, and ensure compliance with AML and Sanctions regulatory requirements including local and U.S. laws… Certification requirements as defined by Global AML Compliance. Interact with and support internal stakeholders as required to ensure the…
  • 2.7
    GLOBALFOUNDRIES – Malta, NY
    Est. Salary $59k-$115k
    8 days ago 8d
    regional sites ● Ensure compliance with regulatory requirement and internal policies, and report on compliance lapses and design and… documentation; recommending opportunities to strengthen the internalcontrol structure ● Verifies assets and liabilities by comparing…
  • 3.4
    HSBC Holdings – United States
    Est. Salary $41k-$72k
    4 days ago 4d
    periodic testing reviews of the compliancecontrol framework as directed by RegulatoryCompliance Monitoring and Testing (RCMAT)… Markets business processes and compliance requirements, as well as of pertinent internalregulatory policy and procedural changes…
  • 3.4
    Citibank – Irving, TX
    Est. Salary $84k-$148k
    4 days ago 4d
    independent control function (e.g. Compliance Testing or Internal Audit) preferred. AML compliance, AML regulatory, AML audit or… regulations and corresponding Citi policies. The Compliance Testing Officer must be able to work independently as well as part of…
  • 3.9
    Advanced Resources (IL) – New York, NY
    20 days ago 20d
    into the Global Head of RegulatoryCompliance (based in Europe) and the Global Chief ComplianceOfficer (based in NYC). The… professional to lead the RegulatoryCompliance team in North America, which is comprised of four Compliance Officers. The role has…
  • 2.8
    American Midstream – Houston, TX
    Est. Salary $114k-$178k
    NEW
    management regarding the system of internalcontrols, reliability of operating information, and compliance, including laws, regulations… reports to Chief Financial Officer and directs a staff of professionals. Senior Director of Internal Audit manages and directs daily…
  • 3.4
    HSBC Holdings – New York, NY
    5 days ago 5d
    apply compliance and operational risk controls in accordance with the eleven RegulatoryCompliance Risk Pillars, Regulatory Compliance… value-added” to senior compliance executives who currently face a number of ongoing internal and regulatory reviews; agreeing findings…
  • 2.7
    Global Foundries – Malta, NY
    Est. Salary $51k-$100k
    8 days ago 8d
    regional sites ● Ensure compliance with regulatory requirement and internal policies, and report on compliance lapses and design and… continuous improvements ;ensures compliance with regulations, company policies and IT controls; reviews the work of auditors; coordinates…
  • 3.4
    Société Générale – New York, NY
    Est. Salary $80k-$142k
    9 days ago 9d
    Assist in the conduct of internal and regulatory inquires and investigations as necessary Develop Control Room Surveillance management… The SGUS Compliance Department is responsible for conducting regulatory oversight and providing advice on compliance issues related…
  • 1.7
    Health Plan of San Joaquin – French Camp, CA
    Est. Salary $54k-$104k
    13 days ago 13d
    educational programs and activities for internal and external stakeholders on compliance, and regulatory and contract requirements in an… supervision, the Compliance and Privacy Officer is responsible for establishing and implementing an effective compliance Program, including…
  • 3.6
    J.P. Morgan – New York, NY
    Est. Salary $136k-$184k
    6 days ago 6d
    business and Compliance leaders and their teams to ensure compliance owned control issues (regulatory, audit, compliance identified… knowledge and background in compliancecontrols management as well as familiarity with regulatory and/or audit best practices.…
  • 3.0
    Fitch Ratings – New York, NY
    28 days ago 28d
    into the Global Head of RegulatoryCompliance (based in London) and the Global Chief ComplianceOfficer (based in New York).… to enhance the compliancecontrol environment Participating in (or leading) Compliance policy or regulatory change initiatives…
  • 3.1
    BNY Mellon – Pittsburgh, PA
    Est. Salary $35k-$66k
    5 days ago 5d
    States-Pennsylvania-Pittsburgh Internal Jobcode: 23640 Job: Compliance Organization: Compliance & Ethics-HR06015 Requisition… Manages compliance efforts for the Company as they relate to moderately complex regulatory and policy requirements (e.g., U.S.…
  • 3.6
    First Republic Bank – San Francisco, CA
    Est. Salary $83k-$112k
    15 days ago 15d
    increase knowledge of regulatory requirements that impact the organization, as well as in the areas of internalcontrol, accounting, business… demonstrated internalcontrol or risk management related experience Experience in Internal Audit, and understanding of Internal Audit…
  • EBC Associates, LLC – New York, NY
    Est. Salary $96k-$181k
    5 days ago 5d
    legal and compliance requirements. Update and review bank policies and procedures based on regulatory changes, internal audits… transaction monitoring, internalcontrols and training. Oversee and ensure processes and procedures adhere to regulatory standards. Also…
  • 3.5
    BMO Financial Group – Chicago, IL
    Est. Salary $69k-$121k
    13 days ago 13d
    The Senior ComplianceOfficer assists the Head, US RegulatoryCompliance Testing for BMO Harris Bank NA (“BHB”) as a key contributor… Program. The Senior ComplianceOfficer coordinates, performs, and reviews regulatorycompliance testing of U.S. Personal & Commercial…
  • 3.4
    Deutsche Bank – New York, NY
    Est. Salary $115k-$190k
    4 days ago 4d
    level control function, the Compliance Department seeks to manage compliance risk and deepen the culture of compliance at Deutsche… Participate in internal reviews, perform ad-hoc testing, assist in responding to regulatory inquiries, and coordinate internal and external…
  • 3.5
    Citi – United States
    Est. Salary $57k-$104k
    NEW
    Understand, maintain awareness of, and ensure compliance with AML and Sanctions regulatory requirements including local and U.S. laws… Certification requirements as defined by Global AML Compliance. Interact with and support internal stakeholders as required to ensure the…
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