Compliance Head Jobs in Jersey City, NJ | Glassdoor
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Compliance Head Jobs in Jersey City, NJ

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  • 3.8
    NBCUniversal – New York, NY
    14 days ago 14d
    Responsibilities The Position The Head of Compliance will oversee the day-to-day operation of the compliance program, and manage the domestic… Job Number 30888BR Job Title Head of Compliance Business Segment Staff Sub-Business Corporate Legal Posting Category…
  • 3.0
    Mizuho Corporate Bank – New York, NY
    7 days ago 7d
    Support Managing Director/Head of Compliance and Central Compliance Team Head in managing compliance reporting related to bank… company compliance committee meetings Areas of coverage include: Compliance Policies and Procedures Compliance Risk Incident…
  • 3.0
    NBCNEWS.com – New York, NY
    11 days ago 11d
    Responsibilities The Position The Head of Compliance will oversee the day-to-day operation of the compliance program, and manage the domestic… Job Number 30888BR Job Title Head of Compliance Business Segment Staff Sub-Business Corporate Legal Posting Category…
  • 3.7
    Morgan Stanley – New York, NY
    20 days ago 20d
    Description Morgan Stanley’s Bank Compliance team seeks a Head of Bank Compliance Training to manage a staff of two to create… standards and formats for all Bank Compliance courses · Design and implement position-specific Compliance curricula for all Bank employees…
  • 3.6
    Page Group – New York, NY
    12 days ago 12d
    our best clients seeking a Tax Director who will run the compliance function. Responsible for managing 3 Tax Managers and reports… monitor annual tax calendar with tax managers. Coordinate tax compliance and fixed asset reporting process among tax managers, property…
  • 3.4
    Deutsche Bank – New York, NY
    6 days ago 6d
    role of Head of WM Compliance (Americas) reports independently of all business lines into the Global Head of PWCC Compliance and the… the Regional Head of Americas Compliance, both of whom report to the Global Head of Compliance for Deutsche Bank. Role and…
  • 3.0
    Mizuho Corporate Bank – New York, NY
    Est. Salary $95k-$192k
    4 days ago 4d
    etc. Function as a liaison with the Head Office Compliance Group and offices in the Americas. Conduct other related tasks in… degree 7+ years of compliance/compliance audit experience 2+ years of compliance risk assessment and/or compliance testing Corporate…
  • 3.9
    Advanced Resources (IL) – New York, NY
    20 days ago 20d
    reporting line into the Global Head of Regulatory Compliance (based in Europe) and the Global Chief Compliance Officer (based in NYC).… Top Client of ours is searching for their next "Head of Regulatory Compliance". Please take a look at the below job specifications…
  • 3.6
    UBS – Weehawken, NJ
    18 days ago 18d
    someone like you who can: - oversee the Americas Bank Compliance program for the Intermediate Holding Company (IHC, the UBS… activities in the US) - lead the enhancement of the IHC Bank Compliance framework, including risk assessments, policies and procedures…
  • 3.4
    Deutsche Bank – New York, NY
    28 days ago 28d
    Experienced Compliance Professional to lead Volcker Compliance team in providing cross-divisional (Global Markets, Asset Management… Commercial Clients) Compliance support on the Volcker Rule. Responsibilities: Lead a four person Volcker Compliance team in advising…
  • 3.6
    Ericsson-Worldwide – Piscataway, NJ
    24 days ago 24d
    Job Summary:  We are now looking for a Head of the North East Region, are you interested? In this role, you will ensure customer… and happiness through an efficient service delivery. As a head of the region, you will support service sales directly or indirectly…
  • 3.0
    Fitch Ratings – New York, NY
    28 days ago 28d
    reporting line into the Global Head of Regulatory Compliance (based in London) and the Global Chief Compliance Officer (based in New York… status protected by applicable laws. Compliance Department Overview The Compliance Department’s mission is to deliver a proactive…
  • 2.9
    Mitsubishi UFJ Financial Group – New York, NY
    Est. Salary $122k-$189k
    NEW
    to assess compliance with key JFSA requirements and Home Office guidance as outlined in the Head Office Compliance Manager On-… position is responsible for the compliance related matters outlined in the Compliance Officer/Compliance Liaison Officer Appointment…
  • 3.5
    Citi – Jersey City, NJ
    Est. Salary $121k-$203k
    7 days ago 7d
    process or infrastructure Liaison with LoB Industry Heads, FIU, Compliance KYC, Technology, and ICG Operations Infrastructure… associated documentation in partnership with the Business and Compliance. The Markets KYC Operations Team consisting of >100 FTE…
  • 5.0
    Some Spider – New York, NY
    EASY APPLY
    NEW
    passionate individualwith tenacity and gritfor the position of Head of Finance/Accounting. This person will bear primary responsibility… accounting and tax issues to ensure legal and regulatory compliance Be a key partner to various 3rd party partners: CPA, Benefits…
  • 3.5
    CitiGroup – Jersey City, NJ
    Est. Salary $84k-$149k
    NEW
    general responsibilities: • Supporting and assisting Regional ADAP Head in the implementation and management of the Citi AML Discovery… for onward investigation and/or escalation to Senior AML Compliance Management. • Using Advanced Statistical and Analytical techniques…
  • 3.4
    Deutsche Bank – New York, NY
    18 days ago 18d
    control function, the Compliance Department seeks to manage compliance risk and deepen the culture of compliance at Deutsche Bank through… US-based Compliance team responsible for Deutsche Bank’s CFTC swap dealer and SEC security-based swap dealer Compliance program…
  • 3.4
    Citibank – Jersey City, NJ
    Est. Salary $113k-$196k
    7 days ago 7d
    process or infrastructure Liaison with LoB Industry Heads, FIU, Compliance KYC, Technology, and ICG Operations Infrastructure… associated documentation in partnership with the Business and Compliance. The Markets KYC Operations Team consisting of >100 FTE…
  • 3.0
    Union Bank N.A. – New York, NY
    Est. Salary $119k-$184k
    NEW
    to assess compliance with key JFSA requirements and Home Office guidance as outlined in the Head Office Compliance Manager On-… position is responsible for the compliance related matters outlined in the Compliance Officer/Compliance Liaison Officer Appointment…
  • 3.3
    Guggenheim Partners – New York, NY
    Est. Salary $60k-$104k
    NEW
    with and report to the Head of Investment Banking Compliance on a wide variety of regulatory and compliance matters relevant to the… Securities is seeking a motivated compliance professional to join its Investment Banking Compliance team. This person will work closely…
  • 3.5
    Chase – Jersey City, NJ
    6 days ago 6d
    Chase Global Technology Infrastructure organization is seeking a head of Unified Communications Architecture and Product Engineering… who can help us take our platform to the next level. The Head of Architecture will be accountable for setting strategy and…
  • 3.6
    UBS – New York, NY
    25 days ago 25d
    draft and review compliance policies and procedures related to electronic trading and develop and deliver compliance training .… looking for someone like that to:: – lead Electronic Trading Compliance within the global ICS C&ORC team and participate in various…
  • 3.2
    The Forum Group – New York, NY
    30+ days ago 30d+
    behalf of the Global Head of PWCC Compliance; • Lead by example to help build and maintain a strong compliance culture and environment… The Head of Wealth Management Compliance (Americas) is the senior point of contact WM Americas senior management, responsible…
  • 3.1
    BNY Mellon – New York, NY
    26 days ago 26d
    As the Regional Head of Investment Management for risk and compliance the incumbent will use his/her specific regulatory, risk… and Compliance provide risk and compliance services across all BNY Mellon businesses. Organizationally, Risk and Compliance includes…
  • 3.4
    HSBC Holdings – New York, NY
    6 days ago 6d
    Group compliance policy locally by managing compliance risk in liaison with the Global Head of Compliance, Global Compliance Officer… Argentina) and relevant Heads of GBM Compliance in relation to HSS Compliance matters. Acts as the key Compliance point-of-contact for…
  • 3.3
    Guggenheim Securities – New York, NY
    30+ days ago 30d+
    growing Institutional Compliance team. Reporting to the Head of Institutional Compliance, the Compliance Managing Director will… coordinator for transactional compliance reviews with internal and external Legal counsel as well as other Compliance team members with responsibility…
  • 3.8
    RBC – Jersey City, NJ
    Est. Salary $76k-$119k
    NEW
    What is the opportunity? The Head of Data Governance and Policy will be responsible for leading a team that will establish,… and adoption of these standards • Define indicators for compliance with data related policies, standards, roles and responsibilities…
  • 3.4
    Citibank – New York, NY
    NEW
    Specialists, Investment Counselors, Bank Service Head, the Account Opening HUB Head and Control Functions). The ideal candidate should… opportunities to develop are widely available to all. The Head of Brokerage Services for CPB Americas is responsible for the…
  • 3.5
    Citi – New York, NY
    NEW
    Specialists, Investment Counselors, Bank Service Head, the Account Opening HUB Head and Control Functions). The ideal candidate should… opportunities to develop are widely available to all. The Head of Brokerage Services for CPB Americas is responsible for the…
  • 3.7
    Morgan Stanley – New York, NY
    12 days ago 12d
    the key liaison between the business (Risk, Attribution, Compliance and Operations) and the technology group Lead change programs… technical background and deep understanding of buy-side Risk and Compliance systems architecture and technology across all asset classes…
  • 3.6
    TD Bank – New York, NY
    NEW
    policy and strategy. Maintains the relationship with product heads and relevant trading personnel. Position liaises closely with… limits. Successfully complete all required job specific, compliance-related training and ensure team members complete all required…
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