Head of Compliance Jobs in Jersey City, NJ | Glassdoor
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Head of Compliance Jobs in Jersey City, NJ

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  • 3.7
    NBCUniversal – New York, NY
    12 days ago 12d
    Responsibilities The Position The Head of Compliance will oversee the day-to-day operation of the compliance program, and manage the domestic… Job Number 30888BR Job Title Head of Compliance Business Segment Staff Sub-Business Corporate Legal Posting Category…
  • 3.6
    Fidessa – New York, NY
    26 days ago 26d
    Regional Head of Information Security About Fidessa Fidessa (LSE:FDSA), headquartered in London, employs near… Department Overview Fidessa is looking for a Regional Head of Information Security in New York / Jersey with operational…
  • 3.4
    Hiscox – New York, NY
    Est. Salary $160k-$242k
    23 days ago 23d
    President, Professional Liability Product Head Reporting to: Senior Vice President, Head of Professional Risks Location: New York… Travel: 15-20% Hiscox USA is looking for a dynamic Product Head to drive the profitable growth of its professional liability…
  • 4.5
    Betterment – New York, NY
    17 days ago 17d
    the way people think about compliance operations. At Betterment You Will: Lead our compliance organization, providing guidance… About the right team member: You are an experienced compliance professional eager to lead at a cutting-edge robo-adviser that…
  • 3.3
    OppenheimerFunds – New York, NY
    EASY APPLY
    Est. Salary $70k-$114k
    10 days ago 10d
    Additionally, the Head of Legal and Compliance Operations Office of the GC will manage the Legal, Internal Audit and Compliance Departments… The Office of the General Counsel is seeking a Head of Legal and Compliance Operations to bring the leadership, knowledge, and…
  • 3.0
    NBCNEWS.com – New York, NY
    9 days ago 9d
    Responsibilities The Position The Head of Compliance will oversee the day-to-day operation of the compliance program, and manage the domestic… Job Number 30888BR Job Title Head of Compliance Business Segment Staff Sub-Business Corporate Legal Posting Category…
  • 3.0
    BNY Mellon – New York, NY
    5 days ago 5d
    and Compliance provide risk and compliance services across all BNY Mellon businesses. Organizationally, Risk and Compliance includes… Technology Compliance team. Description Along with setting and driving the delivery of the Technology Compliance program strategy…
  • 3.2
    Guggenheim Partners – New York, NY
    7 days ago 7d
    growing Institutional Compliance team. Reporting to the Head of Institutional Compliance, the Compliance Managing Director will… coordinator for transactional compliance reviews with internal and external Legal counsel as well as other Compliance team members with responsibility…
  • 3.5
    UBS – New York, NY
    25 days ago 25d
    controls; - represent Compliance at relevant Research fora (e.g. monthly risk committee), delivering key Compliance messages and mandate… tailored Compliance training across the region - support the delivery of global projects as part of the Research Compliance global…
  • 3.3
    Deutsche Bank – New York, NY
    7 days ago 7d
    role of Head of WM Compliance (Americas) reports independently of all business lines into the Global Head of PWCC Compliance and the… the Regional Head of Americas Compliance, both of whom report to the Global Head of Compliance for Deutsche Bank. Role and…
  • 3.6
    Morgan Stanley – New York, NY
    7 days ago 7d
    the key liaison between the business (Risk, Attribution, Compliance and Operations) and the technology group * Lead change… technical background and deep understanding of buy-side Risk and Compliance systems architecture and technology across all asset classes…
  • 3.5
    UBS – Weehawken, NJ
    16 days ago 16d
    risk averse but risk aware? Do you specialize in banking compliance? We are looking for someone like that to: – support the business… heavily with banking laws and regulations – lead banking compliance projects such as CCAR and Volcker – perform second-line-of-defense…
  • 3.6
    Nomura Holdings – New York, NY
    5 days ago 5d
    Job Responsibilities: Working closely with the EMEA Head of Tax to: § Be responsible for review and challenge over… provided to Instinet and NAM UK under an SLA § Working with Head Office and other regions to lead or influence appropriate global…
  • 3.1
    Mizuho Corporate Bank – New York, NY
    4 days ago 4d
    Support Managing Director/Head of Compliance and Central Compliance Team Head in managing compliance reporting related to bank… company compliance committee meetings Areas of coverage include: Compliance Policies and Procedures Compliance Risk Incident…
  • 3.3
    Deutsche Bank – New York, NY
    30+ days ago 30d+
    Experienced Compliance Professional to lead Volcker Compliance team in providing cross-divisional (Global Markets, Asset Management… Commercial Clients) Compliance support on the Volcker Rule. Responsibilities: Lead a four person Volcker Compliance team in advising…
  • 3.1
    Mizuho Corporate Bank – New York, NY
    Est. Salary $158k-$239k
    2 days ago 2d
    etc. Function as a liaison with the Head Office Compliance Group and offices in the Americas. Conduct other related tasks in… degree 7+ years of compliance/compliance audit experience 2+ years of compliance risk assessment and/or compliance testing Corporate…
  • 3.5
    Bloomberg – New York, NY
    5 days ago 5d
    and families - benchmarking, plan design, regulatory and compliance, etc. Manage plan economics and cost growth, ensure service…
  • 3.3
    Deutsche Bank – New York, NY
    30+ days ago 30d+
    control function, the Compliance Department seeks to manage compliance risk and deepen the culture of compliance at Deutsche Bank through… US-based Compliance team responsible for Deutsche Bank’s CFTC swap dealer and SEC security-based swap dealer Compliance program…
  • 3.5
    Citi – New York, NY
    Est. Salary $94k-$180k
    1 days ago 13hr
    This role will report directly to the Global Head of Operations. The Global Head of Design & Construction will support the development… Responsibilities Act as liaison between CRS Senior Management, Region Heads (Asset Management), Transaction team as well as internal Client…
  • 3.6
    Fareportal Inc. – New York, NY
    EASY APPLY
    5 days ago 5d
    receives over 100 million visitors annually. We are seeking a Head of Global Ticketing for our NY office. The right candidate will… Ticketing Manual/Processes/SLA to achieve high efficiency, total compliance and an error free ticketing practice across all platforms…
  • 3.5
    CitiGroup – New York, NY
    1 days ago 1d
    Specialists, Investment Counselors, Bank Service Head, the Account Opening HUB Head and Control Functions). The ideal candidate should… opportunities to develop are widely available to all. The Head of Brokerage Services for CPB Americas is responsible for the…
  • 2.9
    CIT GROUP INC. – New York, NY
    Today 11hr
    Crimes compliance is proactive and preventive. The Head of Financial Crimes will report directly to the Chief Compliance Officer… operating as OneWest Bank, a division of CIT Bank, N.A. The Head of Financial Crimes at CIT will be a proven leader responsible…
  • 3.3
    Citibank – Long Island City, NY
    Est. Salary $188k-$286k
    17 days ago 17d
    to the Global Head of Citi Private Bank (CPB) Compliance. Key responsibilities: Provide key strategic compliance advisory support… interacting with Regional Heads of Mexico & LatAm Compliance Play an active role in global CPB Compliance issues Support the CPB…
  • 3.1
    Union Bank – New York, NY
    Est. Salary $93k-$144k
    2 days ago 2d
    exceptions to global OFAC Sanctions compliance standards. Supervise the Head of Sanctions Compliance for the Americas/OFAC Officer for… The Global Head of OFAC Sanctions Compliance’s is responsible for the overall development, maintenance and oversight of the OFAC…
  • 3.9
    Columbia University – New York, NY
    Est. Salary $26k-$34k
    22 days ago 22d
    The Head Lifeguard will ensure the safety of all patrons of the pool at the, Bard Athletic Center, by monitoring pool related… chemical needs and any pool deck needs (safety equipment and ADA compliance). * Maintain pool log. * Provide swimming lessons when…
  • 3.5
    Citi – Long Island City, NY
    Est. Salary $145k-$216k
    17 days ago 17d
    to the Global Head of Citi Private Bank (CPB) Compliance. Key responsibilities: Provide key strategic compliance advisory support… interacting with Regional Heads of Mexico & LatAm Compliance Play an active role in global CPB Compliance issues Support the CPB…
  • 3.6
    TD Bank – East Orange, NJ
    Est. Salary $33k-$42k
    3 days ago 3d
    The Head Teller provides legendary Customer Service while supervising the Teller and/ or Platform team. Job Requirements… 3 Years of related experience. Completed or enrolled in the Head Teller Achieve program preferred. Maintain current HR and Retail…
  • 3.3
    Citibank – New York, NY
    Est. Salary $112k-$214k
    1 days ago 13hr
    This role will report directly to the Global Head of Operations. The Global Head of Design & Construction will support the development… Responsibilities Act as liaison between CRS Senior Management, Region Heads (Asset Management), Transaction team as well as internal Client…
  • 3.7
    RBC – Jersey City, NJ
    Est. Salary $77k-$120k
    25 days ago 25d
    . What is the opportunity? The Head of Data Governance and Policy will be responsible for leading a team that will… adoption of these standards • Define indicators for compliance with data related policies, standards, roles and responsibilities…
  • 3.5
    Credit Suisse – New York, NY
    Est. Salary $130k-$199k
    19 days ago 19d
    Credit Suisse’s Compliance department is currently seeking an exceptional individual as its Regional Head of Control Room for… Advise on Compliance issues, coordinate escalations; produces metrics for various stakeholders. As the Head of the Control…
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