Head of Compliance Jobs in Jersey City, NJ | Glassdoor

Head of Compliance Jobs in Jersey City, NJ

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  • 2.8
    The Center for Reproductive Rights – New York, NY
    Est. Salary $83k-$150k
    14 days ago 14d
    Operations Team; closely collaborate with heads of Finance & Planning, Accounting & Compliance, Global Administration & Office Operations… Human Resources (Head of HR) 03.14.17 - Job Title: Senior Director, Global Human Resources (Head of HR) Department…
  • 3.1
    Union Bank N.A. – New York, NY
    12 days ago 12d
    Americas Compliance Division. Major Responsibilities: Assist the Head of Global Sanctions Compliance and Head of Americas… collaboration with global compliance staff in the execution of local and regional sanctions compliance training courses in line…
  • 3.4
    HSBC – New York, NY
    Est. Salary $58k-$107k
    2 days ago 2d
    implement the Group compliance policy locally by containing compliance risk in liaison with the Head of Group Compliance, Global Business… Business Compliance Officer, Area Compliance Officer or Local Compliance Officer, ensuring adequate compliance resources and training…
  • 2.8
    Mitsubishi UFJ Financial Group – New York, NY
    Est. Salary $93k-$141k
    8 days ago 8d
    Financial Crimes Division, Head of Global Sanctions Compliance regional, and local risk and compliance staff world-wide to ensure… identified issues. Major Responsibilities: Assist the ACoD Head of Testing in the evaluation of global standards for OFAC sanctions…
  • 3.1
    Union Bank N.A. – New York, NY
    Est. Salary $124k-$182k
    7 days ago 7d
    Financial Crimes Division, Head of Global Sanctions Compliance regional, and local risk and compliance staff world-wide to ensure… identified issues. Major Responsibilities: Assist the ACoD Head of Testing in the evaluation of global standards for OFAC sanctions…
  • 3.6
    JPMorgan Chase & Co – New York, NY
    Est. Salary $133k-$232k
    20 days ago 20d
    Cross Border. Partner with the Global Heads of AM Compliance Monitoring and AM Compliance Training to deliver a complementary,… Global Asset Management Head of Practices. Qualifications Qualifications At least 10 years relevant Compliance testing knowledge in…
  • 4.1
    eclaro – New York, NY
    16 days ago 16d
    the Group compliance policy by containing compliance risk in liaison with Global Head of Compliance, Global Compliance Officer,… , Area Compliance Officer or Local Compliance Officer. The term 'compliance' embraces all relevant financial services laws, rules…
  • 3.4
    Deutsche Bank – New York, NY
    29 days ago 29d
    Responsibilities: Conduct compliance reviews under the direction of the Americas Head of Compliance Testing in order to assess… results of the annual compliance risk assessment, in consultation with the Americas Head of Compliance Testing and Line-of-Business…
  • 3.4
    HSBC – New York, NY
    2 days ago 2d
    implement the Group compliance policy locally by containing compliance risk in liaison with the Head of Group Compliance, Global Business… Business Compliance Officer, Area Compliance Officer or Local Compliance Officer, ensuring adequate compliance resources and training…
  • 3.5
    Citi – Long Island City, NY
    Est. Salary $100k-$164k
    12 days ago 12d
    Consumer Compliance Testing Coordinator and collaborates with the product Compliance Heads, other Regional Testing Heads, control… Build and maintain strong relationships with other functional heads, working in consultation with Finance, Legal, Risk, Operations…
  • 3.6
    JPMorgan Chase & Co. – New York, NY
    Est. Salary $60k-$112k
    20 days ago 20d
    entire team - bankers, advisors, region heads, product partners and controls/compliance teams. They must also interact effectively…
  • 3.4
    Citibank – Long Island City, NY
    Est. Salary $191k-$297k
    12 days ago 12d
    Consumer Compliance Testing Coordinator and collaborates with the product Compliance Heads, other Regional Testing Heads, control… Build and maintain strong relationships with other functional heads, working in consultation with Finance, Legal, Risk, Operations…
  • 3.4
    HSBC – New York, NY
    8 days ago 8d
    the Group compliance policy by containing compliance risk in liaison with Global Head of Compliance, Global Compliance Officer,… implement the Group compliance policy locally by containing compliance risk in liaison with the Head of Group Compliance, Global Business…
  • 3.4
    Deutsche Bank – New York, NY
    Est. Salary $97k-$159k
    29 days ago 29d
    Responsibilities: * Conduct compliance reviews under the direction of the Americas Head of Compliance Controls Testing in order… results of the annual compliance risk assessment, in consultation with the Americas Head of Compliance Controls Testing and Line-of-Business…
  • 3.1
    Mizuho Corporate Bank – New York, NY
    Est. Salary $158k-$237k
    25 days ago 25d
    etc. Function as a liaison with the Head Office Compliance Group and offices in the Americas. Conduct other related tasks in… degree 7+ years of compliance/compliance audit experience 2+ years of compliance risk assessment and/or compliance testing Corporate…
  • 3.6
    J.P. Morgan – New York, NY
    18 days ago 18d
    projects and drive change. · Partner with Regional Heads of Legal, Compliance and Oversight & Controls, CWM Risk to establish seamless… Executive will be based in New York and report to the US WMIS Head of Risk (in New York) and will work closely with senior managers…
  • 3.8
    Goldman Sachs – New York, NY
    Est. Salary $160k-$254k
    20 days ago 20d
    related compliance advice, monitoring, product/trade approvals and project management. The role will report into the US Head of MSG… issues requiring compliance input • Managing compliance-led projects and representing PWM Divisional Compliance on Firmwide and…
  • 3.4
    Deutsche Bank – New York, NY
    Est. Salary $148k-$230k
    29 days ago 29d
    working with the Global Head of ABC, other Regional AFBC advisory Head's, Regional Financial Crime, and Compliance staff to implement… ; * Matrix reporting to the Global Head, MD, AFBC and direct line to the Regional Head, MD, AFC Americas. Key Accountabilities…
  • 3.4
    HSBC – New York, NY
    Est. Salary $103k-$178k
    10 days ago 10d
    implement the Group compliance policy locally by containing compliance risk in liaison with the Head of Group Compliance, Global Business… Business Compliance Officer, Area Compliance Officer or Local Compliance Officer, ensuring adequate compliance resources and training…
  • 3.1
    Mizuho Corporate Bank – New York, NY
    Est. Salary $68k-$115k
    21 days ago 21d
    Responsibilities Head Office Compliance Management Japanese Compliance matters Liaison function with HO Head Office Reporting… Primary responsibilities are Japanese Law related Compliance implementation /Head Office liaison and U.S. Regulatory Relations. Japanese…
  • 2.9
    Coty – New York, NY
    Est. Salary $67k-$97k
    20 days ago 20d
    monitor departmental expenses. Work with department heads to ensure compliance with corporate policies & procedures as well as GAAP… Sarbanes-Oxley internal control testing, documentation and compliance. Perform monthly close of financials which includes: generate…
  • 3.4
    HSBC – New York, NY
    10 days ago 10d
    implement the Group compliance policy locally by containing compliance risk in liaison with the Head of Group Compliance, Global Business… Business Compliance Officer, Area Compliance Officer or Local Compliance Officer, ensuring adequate compliance resources and training…
  • 3.8
    Goldman Sachs – New York, NY
    Est. Salary $115k-$199k
    19 days ago 19d
    reporting compliance risks across the Bank. GS Bank Compliance is an independent control function that reports to the head of Bank… Holding Company Compliance, a group within GS Global Compliance. The primary objective of GS Bank Compliance is the management…
  • 3.4
    Deutsche Bank – New York, NY
    27 days ago 27d
    Responsibilities: Conduct compliance reviews under the direction of the Americas Head of Compliance Controls Testing in order… results of the annual compliance risk assessment, in consultation with the Americas Head of Compliance Controls Testing, Regulatory…
  • 2.8
    Mitsubishi UFJ Financial Group – New York, NY
    Est. Salary $72k-$118k
    18 days ago 18d
    Managers and the Head of Compliance PMO to summarize, roll-up and create a comprehensive view of the Compliance Program/Project… most trusted financial group. Job Summary: Within the Compliance PMO, the Program Manager is responsible for successfully supporting…
  • 3.1
    Union Bank N.A. – New York, NY
    Est. Salary $99k-$158k
    18 days ago 18d
    Managers and the Head of Compliance PMO to summarize, roll-up and create a comprehensive view of the Compliance Program/Project… most trusted financial group. Job Summary: Within the Compliance PMO, the Program Manager is responsible for successfully supporting…
  • 3.3
    Brown Brothers Harriman – New York, NY
    Est. Salary $84k-$135k
    25 days ago 25d
    and others. Risk Management RiskAssist the Head of Core Compliance in the ongoing development and enhancement of the Program… Compliance Manager – Vendor Management The Compliance Manager - Vendor Management will be responsible for the effective…
  • 3.4
    Deutsche Bank – New York, NY
    Est. Salary $98k-$169k
    27 days ago 27d
    the team supporting the Head of Swap Dealer Compliance (the equivalent of a Swap Dealer Chief Compliance Officer, subject to substituted… support to the Head of Swap Dealer Compliance, including: Recommend and implement changes to the compliance program and the…
  • 3.4
    HSBC – New York, NY
    Est. Salary $75k-$109k
    10 days ago 10d
    implement the Group compliance policy locally by containing compliance risk in liaison with the Head of Group Compliance, Global Business… Business Compliance Officer, Area Compliance Officer or Local Compliance Officer, ensuring adequate compliance resources and training…
  • 3.1
    Union Bank N.A. – New York, NY
    20 days ago 20d
    UFJ, Ltd. (BTMU). This role reports to the U.S. Head of Sanctions Compliance. This role will be based in New York, NY. Responsibilities… documenting the situation as appropriate Support general compliance activities across the organization and other duties, including…
  • 2.8
    Mitsubishi UFJ Financial Group – New York, NY
    19 days ago 19d
    UFJ, Ltd. (BTMU). This role reports to the U.S. Head of Sanctions Compliance. This role will be based in New York, NY. Responsibilities… documenting the situation as appropriate Support general compliance activities across the organization and other duties, including…
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