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Legal Compliance Officer Jobs

2,480 Jobs

  • 3.1
    Popular Community Bank – New York, NY
    $52k-$78k(Glassdoor est.)
    HOT
    Banking.” PCB Regulatory Compliance We are looking for a ComplianceOfficer to join our Compliance Team in New York, NY. In… ComplianceOfficer Apply now » Apply now Start apply with LinkedIn Start apply with Facebook…
  • Bitcoin IRA – Sherman Oaks, CA
    EASY APPLY
    11 days ago 11d
    minimizing compliance risks, and initiating corrective actions when compliance errors are discovered. The ComplianceOfficer reports… Job Description: The ComplianceOfficer is responsible for overseeing the Compliance Department, and handles all mandated requirements…
  • 3.7
    Midland States Bank – Effingham, IL
    $59k-$88k(Glassdoor est.)
    4 days ago 4d
    industry in compliance, legal, and/or loan operations. Served in the capacity as CRA and/or Fair Lending Officer Certified… addition, the Senior Fair Lending ComplianceOfficer will provide advisory services related to compliance with statutes, regulations,…
  • 3.5
    M Financial Group – Portland, OR
    $55k-$82k(Glassdoor est.)
    12 days ago 12d
    working knowledge of securities, insurance and advisory products, legal and regulatory requirements and M Securities forms and processes… communications and information and make accurate and independent compliance decisions Responds to inquiries from sales associates concerning…
  • 3.7
    Midland States Bank – Saint Louis, MO
    $68k-$100k(Glassdoor est.)
    4 days ago 4d
    industry in compliance, legal, and/or loan operations. Served in the capacity as CRA and/or Fair Lending Officer Certified… addition, the Senior Fair Lending ComplianceOfficer will provide advisory services related to compliance with statutes, regulations,…
  • 4.6
    Demandbase – San Francisco, CA
    EASY APPLY
    6 days ago 6d
    probably a good fit for us. As the Director, Legal & Chief Privacy Officer at Demandbase you will maintain and evolve our global… strategy to ensure compliance with global privacy and cybersecurity requirements. Reporting to the Chief Financial Officer, you will have…
  • 4.9
    Live Oak Bank – Wilmington, NC
    6 days ago 6d
    appropriate compliance with all band requirements and loan covenants Negotiates terms and conditions of Credit with Loan Officer and… exposure, risk ratings, compliance with Credit Policy and compliance with terms and conditions of legal agreement for assigned…
  • 2.8
    Ambry Genetics – Aliso Viejo, CA
    $64k-$94k(Glassdoor est.)
    9 days ago 9d
    SUMMARY: The ComplianceOfficer oversees the Compliance Program. The ComplianceOfficer focuses on compliance with the rules… RESPONSIBILITIES: The ComplianceOfficer must: Possess a strong background in health care compliance (e.g., HIPAA, False Claims…
  • 3.7
    Midland States Bank – Effingham, IL
    $48k-$71k(Glassdoor est.)
    25 days ago 25d
    conducted in compliance with regulatory and legal requirements and company policies and procedures by providing compliance advisory… Regulatory Compliance Management Program. Primary Accountabilities Compliance Resource – Provides day to day compliance advice…
  • 3.0
    Buckeye Partners, L.P. – Crown Point, IN
    6 days ago 6d
    terminal emergencies serving as the Site Safety and Health Officer, ICS Coordinator, or assist in clean up and mediation technical… currently seeking a Specialist HSSE Compliance with pipeline health and safety compliance experience in the Oil & Gas Industry…
  • 5.0
    Hire Resolve – United States
    16 days ago 16d
    Responsibilities:Advise and provide compliance guidance Implementation of compliance functionsMonitor compliance to minimum standards.Hire… someone with expert knowledge of legislation, regulations and legal principles applicable to the Financial Services Industry and…
  • 4.0
    Mutual of Omaha – United States
    $73k-$130k(Glassdoor est.)
    NEW
    and financial service industries related to compliance, governance, regulatory, legal strategies. Seasoned knowledge and understanding… Medicare compliance program activities. Reviews and interprets ongoing regulations, and ensures effective compliance activities…
  • 3.4
    LoanMe – Anaheim, CA
    $44k-$68k(Glassdoor est.)
    NEW
    Minimum of 2 years of experience in Compliance Analyst, ComplianceOfficer, or regulatory compliance related position, preferably in… the Director of Compliance and Quality Assurance and is responsible for maintaining legal and regulatory compliance by researching…
  • 4.2
    De Lage Landen – Des Moines, IA
    $63k-$94k(Glassdoor est.)
    5 days ago 5d
    Function: The Local ComplianceOfficer will serve under the direction of the Chief ComplianceOfficer North America ensuring… direction of senior members of Compliance (including a Director of Core Compliance and Chief ComplianceOfficer – US) responsible for the…
  • 3.9
    NeoTract – Pleasanton, CA
    $54k-$86k(Glassdoor est.)
    12 days ago 12d
    IUBU) compliance program. Reporting to Teleflex Chief ComplianceOfficer, this position provides expertise on compliance matters… equivalent practical experience. At least 5 years of compliance, legal, or regulatory affairs experience in the medical device…
  • 2.9
    Western Alliance Bank – Phoenix, AZ
    5 days ago 5d
    defense for WAB, the Compliance and Legal Risk Officer will be responsible for monitoring compliance and legal risk, including identification… conjunction with other stakeholders within the Bank, the Compliance and Legal Risk Officer will serve as a subject matter expert advisor…
  • 2.6
    Helix TCS – Lakewood, CO
    EASY APPLY
    $23k-$39k(Glassdoor est.)
    12 days ago 12d
    must meet the following minimum standard qualifications: -Legally authorized to work in the United States. -At least 21 years… HelixTCS is the fastest growing security, transportation, and compliance company in Colorado, with expansion to several other states…
  • 4.2
    Point72 – Stamford, CT
    $84k-$122k(Glassdoor est.)
    4 days ago 4d
    ComplianceOfficer Experience Experienced Professionals Location New York | Stamford Area Legal/Compliance… Point72 A Career with Point72’s Compliance Department The Point72 compliance and surveillance department employs a…
  • 3.6
    D.A. Davidson Companies – Seattle, WA
    $51k-$76k(Glassdoor est.)
    11 days ago 11d
    projects and initiatives as needed Keyword: Advisory ComplianceOfficer From: D.A. Davidson Companies… Job Descriptions: Support the Chief Compliance Officers in all aspects of the compliance programs and internal controls as they…
  • 3.3
    Genworth Financial – Raleigh, NC
    $95k-$137k(Glassdoor est.)
    HOT
    Chief ComplianceOfficer & Ombudsperson LOCATION Raleigh, NC POSITION SUMMARY The USMI Chief ComplianceOfficer (CCO… 5-10 years’ experience working within the compliance, risk, internal audit, legal, or operations department(s) of a mortgage…
  • 4.8
    Looker – Santa Cruz, CA
    4 days ago 4d
    experienced Security Compliance Manager to help mature our security function. Reporting to the Chief Security Officer, you will be a… Align and consult with key stakeholders including Sales, IT, Legal, Finance, Product, Engineering, and Operations WHAT…
  • 4.1
    Hometown America – Oviedo, FL
    $38k-$56k(Glassdoor est.)
    8 days ago 8d
    retailer operating nationwide. We are seeking a part-time complianceofficer. JOB DUTIES In this role, you will be performing… performing routine and annual home inspections to ensure compliance with community guidelines to maintain and enhance community appearance…
  • 3.8
    Informatica – Austin, TX
    4 days ago 4d
    Security Officer, the Head of Information Security Governance and Compliance will own the security governance and compliance programs… Information Security Governance and compliance as a service, including audit and compliance program management and assurance. The…
  • 3.4
    Bank of Hawaii – Honolulu, HI
    $58k-$86k(Glassdoor est.)
    11 days ago 11d
    A day in your life as a ComplianceOfficer Under the direction of the Client Solutions Group Compliance and Operational Risk Manager… 4 – 5 years of experience with responsibility for legal/regulatory compliance of banking laws and regulations or equivalent work…
  • 5.0
    Vatic Labs – New York, NY
    $62k-$92k(Glassdoor est.)
    NEW
    continued growth and evolution of our firm, we are seeking a ComplianceOfficer to help us navigate the global regulatory environment.… maintain, and update compliance policies and procedures. Conduct employee training with respect to the compliance program. Coordinates…
  • 3.5
    BOK Financial – Tulsa, OK
    $60k-$88k(Glassdoor est.)
    20 days ago 20d
    and geographies. . The Senior Compliance Testing Officer The Senior Compliance Testing Officer performs a key second line of defense… issue tracking.The Senior Compliance Testing Officer reports are utilized in supporting the bank’s Compliance Program to the CFPB,…
  • 4.2
    Oliver Wyman – Dallas, TX
    $73k-$106k(Glassdoor est.)
    7 days ago 7d
    The ComplianceOfficer’s (CO) primarily responsibilities will be to identify and assess risk and compliance issues within the… issues at the direction of MMA’s Chief Risk and ComplianceOfficer (CRCO) Responsibility for ­ MMA’s Use of Commissions policy…
  • 3.0
    Yuma Regional Medical Center – Yuma, AZ
    8 days ago 8d
    Position Summary The Corporate ComplianceOfficer coordinates and ensures compliance with local state/federal agencies by… Posting Title Corporate ComplianceOfficer Location Yuma Regional Medical Center - Hospital Job Location Address…
  • 3.9
    NFP – Austin, TX
    11 days ago 11d
    general direction of the Deputy Chief ComplianceOfficer, the AVP or VP of Benefits Compliance, sometimes also referred to in the… as“Benefits Compliance Counsel”,“ERISA Counsel”, or“Employee Benefits Attorney” will join a team of other compliance attorneys and…
  • 3.5
    carmax – Kennesaw, GA
    $115k-$185k(Glassdoor est.)
    HOT
    regulatory and compliance matters, including the management of operational risk. Partner with Legal/Compliance to ensure adherence… approximately 700 associates across two sites. The Chief Operating Officer of CAF will report directly to the President, and will be responsible…
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