Assistant Branch Manager & Compliance Officer Jobs in London, England | Glassdoor
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Assistant Branch Manager & Compliance Officer Jobs in London, England

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  • 3.6
    Lockton – London, England
    4 days ago 4d
    support this growth, the head of Risk & Compliance is looking to recruit a complianceofficer into the team. Purpose of the role… timely feedback on financial promotions compliance against company standards; Assist BU’s and relevant Operations resource in…
  • 5.0
    Talented Futures – London, England
    30+ days ago 30d+
    support this growth, the head of Risk & Compliance is looking to recruit a complianceofficer into the team. Purpose of the role… timely feedback on financial promotions compliance against company standards; Assist BUs and relevant Operations resource in…
  • 3.4
    BNP Paribas – London, England
    19 days ago 19d
    Investigations and the Compliance Training Manager in training initiatives for relevant areas of the BNPP CIB UK London Branch. Contribute… Corporate Finance metiers in CIB London Branch with regard to Financial Security and Compliance Investigations related matters.…
  • 3.4
    Deutsche Bank – London, England
    6 days ago 6d
    Job Title: Know Your Client Quality Assurance Officer Corporate Title: Assistant Vice President Division: Anti-Financial Crime… Deutsche Bank’s businesses. This responsibility extends to branches, subsidiaries and other dependent companies within the respective…
  • 4.4
    KennedyPearce Consulting – London, England
    30+ days ago 30d+
    regulations and other compliance material/events. To assist the Head of Compliance/ AssistantCompliancemanager in providing advice… current Branchcompliance monitoring programme, alongside executing the monitoring programme in line with Branch'scompliance framework…
  • 3.4
    Société Générale – London, England
    9 days ago 9d
    role of Compliance Risk Review Officer sits in the Risk Assessment, Monitoring and Testing team in SG London Branch’s Compliance… Responsibilities: The Compliance Risk Review Officer (“Reviewer”) has a direct reporting line to the Compliance Risk Manager. The Reviewer…
  • The Australian High Commission – London, England
    NEW
    guidance and assistance as requiredon calculations, codes, identification of errors or issues of compliance. Assist in the preparation… Finance Manager, as necessary, on any issues related to Defences part of the account.Reconciliation of Defence Branch accounts…
  • 3.8
    Chabad Lubavitch UK – London, England
    8 days ago 8d
    SPECIFICATION CHIEF FINANCIAL OFFICER PERMANENT FULL TIME Basic Function: The chief financial officer position is accountable… returns Desired Qualifications: The candidate chief financial officer should have a degree in accounting or business administration…
  • 2.7
    Legg Mason – London, England
    11 days ago 11d
    European Fund Board and Committee Compliance Reports. Respond to regulatory fund and or branch reporting requirements for jurisdictions… internal logs. Assist with the resolution, log and reporting of Funds errors and breaches. Assist with the compliance related oversight…
  • 3.5
    Citi – London, England
    11 days ago 11d
    Purpose: Act as Record Management Officer for IPB and UKC Business Responsible for In-Branch (Lounge) control Job Background… Escalate and manage until closure. In Branch (Lounge) Control: a) Responsible for ensuring branch (lounge) operate…
  • 3.4
    Société Générale – London, England
    10 days ago 10d
    Management, Compliance Advisory Managers, and relevant Desk Head(s), as required Liaison with Advisory Compliance Officers and… Monitoring & Surveillance Function within GBS Compliance (SEGL/CFT/GBS/CMS) Assist in establishing and maintaining a risk-based…
  • Chaabi Bank – London, England
    22 days ago 22d
    measures, as communicated by the Compliance & LAB / FT Department; Advise and assistBranch Management and business units on… Job Title of Employee: Complianceofficer   Principle ofAutonomy:   The ComplianceOfficer does not carry out any…
  • 3.4
    Citibank – London, England
    10 days ago 10d
    Purpose: Act as Record Management Officer for IPB and UKC Business Responsible for In-Branch (Lounge) control Job Background… Escalate and manage until closure. In Branch (Lounge) Control: a) Responsible for ensuring branch (lounge) operate…
  • 2.7
    Legg Mason – London, England
    30+ days ago 30d+
    European Fund Board and Committee Compliance Reports. Respond to regulatory fund and or branch reporting requirements for jurisdictions… internal logs. Assist with the resolution, log and reporting of Funds errors and breaches. Assist with the compliance related oversight…
  • 3.0
    CitiMortgage – London, England
    12 days ago 12d
    Purpose: Act as Record Management Officer for IPB and UKC Business Responsible for In-Branch (Lounge) control Job Background… Escalate and manage until closure. In Branch (Lounge) Control: a) Responsible for ensuring branch (lounge) operate…
  • 3.4
    Société Générale – London, England
    10 days ago 10d
    Summary of the Key Purposes of the Role The Senior ComplianceOfficer of the Control Room provides pro active support to the… requests of SG London Branch staff as required per the Personal Investment Policy in the UK, and support the Compliance Steering and Control…
  • 3.7
    Nomura Holdings – London, England
    NEW
    points that have been raised to date. § Assisting the Head of Tax Compliance & Controversy and the EMEA Head of Tax with other… tax governance matters as appropriate. § To assist with ad hoc Tax Compliance tasks as required. Skills, experience,…
  • 3.3
    Western Union – London, England
    22 days ago 22d
    (15:00) process for UK and other European branches. Assisting the hedging managers and broader dealing team with the pre-delivery… by the CHMs within agreed policy timeframes and assist internal control officer with associated reporting. Monitoring of the…
  • 3.4
    BNP Paribas – London, England
    16 days ago 16d
    Crime environment, with clearly demonstrable Team Leader/AssistantManager level experience covering drafting of policy and procedures… internal reporting: Ensure reporting to the Nominated Officer / Investigations team, any knowledge or suspicion of money…
  • 3.4
    Société Générale – London, England
    10 days ago 10d
    with the job holder manager are organised. The job holder is responsible for ensuring delivery of compliance advice to EQD stakeholders… Department Mission Statement of GBS Compliance: “To enhance and maintain a robust compliance framework, in partnership with all…
  • 3.5
    Silicon Valley Bank – London, England
    17 days ago 17d
    completion of action items o Manage the periodic FATCA and CRS compliance requirements alongside the branch relationship review programme… The Relationship Enablement Support Officer (Generalist) plays a central role in assisting with the management of multiple client…
  • 3.5
    Moody's – London, England
    30 days ago 30d+
    offerings in the future Manage relationships with Cloud vendor account and delivery teams Assist with managing and overseeing… Information Technology. Reporting up to Moody's Chief Information Officer, Infrastructure Services leads all aspects of the company's…
  • 3.5
    Wells Fargo – London, England
    18 days ago 18d
    Project Support Officer to provide project management support to Data Centre relocation\migration programme and assist in planning… ID 19433BR Market Job Title/Designation Project Support Officer Region EMEA Country United Kingdom City London…
  • 3.4
    Société Générale - UK – London, England
    9 days ago 9d
    respect of the fund are discharged in compliance with UK and EU regulations. The Controls Officer is also required to participate… Role Reporting to the Oversight & Controls Manager, TDS UK, the Controls Officer is responsible for executing TDS desk top controls…
  • Anderson Clark Limited – Hatfield, East of England, England
    30+ days ago 30d+
    minimum contract for a ComplianceOfficer to provide efficient assistance to a busy ComplianceManager within a highly collaborative… departments regarding compliance requirements and tasks Document, test and audit Branch controls, assist with Nationwide Fixed…
  • 3.5
    Moody's – London, England
    30 days ago 30d+
    Information Officer, Infrastructure leads all aspects of the company's global engineering, service management, network, branch office… Policy for Securities Trading. Employment is contingent upon compliance with the Policy, including remediation of positions in those…
  • 3.4
    Société Générale – London, England
    11 days ago 11d
    Oversight & Controls Manager is required to work closely with the TDS Controls Officer to oversee and manage the workflow of TDS… the fund are discharged in compliance with UK and EU regulations. The Oversight & Controls Manager is also be expected to support…
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