Assistant Compliance Officer Jobs in London, England | Glassdoor
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Assistant Compliance Officer Jobs in London, England

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  • 3.0
    Legg Mason – London, England
    7 days ago 7d
    We are currently seeking a ComplianceOfficer to join our team in London. This team principally provides services to the European… changed regulations As part of the Legg Mason European Compliance team assist with other matters as and when required, including matters…
  • 4.1
    Robert Walters UK – London, England
    NEW
    established compliance contractor/consultant with strong exchange and MTF (multilateral trading facility) experience to assist them with… RESPONSIBILITIES: The compliance contractor/consultant will join a team of strong compliance professionals but they do require…
  • 4.4
    Search Consultancy – London, England
    14 days ago 14d
    ComplianceOfficer, London. C£50k plus excellent benefits. Conduct Compliance monitoring reviews and audits of the significant… representatives and outsourcing to ensure compliance with all regulatory reporting. Respond and give assistance on a range of queries in relation…
  • 3.4
    BNP Paribas – London, England
    6 days ago 6d
    entertainment function for both the business and compliance management. Assist in the training of staff on gifts and entertainment… account dealing function for both the business and compliance management. Assist in the training of staff on personal account dealing…
  • 3.6
    Lockton – London, England
    NEW
    support this growth, the head of Risk & Compliance is looking to recruit a complianceofficer into the team. Purpose of the role… timely feedback on financial promotions compliance against company standards; Assist BU’s and relevant Operations resource in…
  • 4.7
    Goodman Masson – London, England
    6 days ago 6d
    advisory compliance. Responsibilities Supporting the Compliance Advisory team in providing the business with compliance expertise… Responsible for ad hoc compliance and regulatory projects as they arise. Support the EMEA Head & Global Compliance colleagues on global…
  • 5.0
    Talented Futures – London, England
    27 days ago 27d
    support this growth, the head of Risk & Compliance is looking to recruit a complianceofficer into the team. Purpose of the role… timely feedback on financial promotions compliance against company standards; Assist BUs and relevant Operations resource in…
  • 2.9
    Huntswood CTC Ltd – London, England
    8 days ago 8d
    for an AssistantCompliance Manager to join the business. The AssistantCompliance Manager will be responsible for assisting the… required Assist the Head of Compliance in the administration of the Conduct Risk Framework Maintain compliance log's such…
  • 3.6
    UBS – London, England
    7 days ago 7d
    support for all financial crime, and specifically sanctions compliance matters –collect and analyze large amounts of complex data… , training and other controls to mitigate sanctions risk –assist with periodic testing and evaluation of the sanctions control…
  • 3.8
    London - City – City of London, England
    6 days ago 6d
    for a ComplianceOfficer to be based in the London city office. Responsible for providing regulatory complianceassistance and… appropriate. Assist with ad-hoc compliance work and projects arising from time to time. Support the compliance function in designing…
  • 4.3
    Parallel Consulting Ltd – London, England
    15 days ago 15d
    the recruitment sector. The group is looking for a ComplianceOfficer to provide support across the group companies. This role… Finance Department Responsibilities: Assist the Assistant Manager - Compliance and/or the Group Finance Director on an ad…
  • 3.6
    Fusion People – London, England
    22 days ago 22d
    ComplianceOfficer (Heating &Water) - London Our client is looking for a ComplianceOfficer (Heating &Water). The candidate's… Start Date: ASAP Main Activities Candidate will assist the Compliance Systems Officers and Managers in verifying that all…
  • 4.9
    Caritas Recruitment – London, England
    19 days ago 19d
    you! Job Role: As a Safeguarding Officer you will be: Working on compliancy for candidates Requesting and chasing… attract a talented candidate to join the team as a Safeguarding Officer. This is a great opportunity to join an energetic, sociable…
  • 3.4
    Bnp Paribas – London, England
    NEW
    processes and controls. · Assist in the design of automated surveillance Models. · Establish Compliance business-case specifications… Ensure the use of workflow investigation tools · Assist in the UK Compliance / ISPL transfer of Level 1 tasks within monitoring…
  • Centre People Appointments – London, England
    NEW
    are looking for an experienced ComplianceOfficer to join their setup here as a responsible officer (FCA Controlled Function Approved… complies with FCA • Handle all compliance cases and complaints • Provide support and assist senior management in business and…
  • 3.4
    Bnp Paribas – London, England
    NEW
    overseas BNPP Compliance Officers and/or MLROs on issues related to cross-border transactions and investigations. · Assist the Head… and internal Compliance requirements, including, but not limited to, the London Compliance manual and Compliance policies and…
  • 3.1
    Dentsu Aegis Network – London, England
    16 days ago 16d
    Job Introduction Assisting the Group Ethics and Compliance Director in the administration, planning, development, execution… and regulatory developments which affect global compliance issues. Assisting with due diligence matters in connection with M&…
  • 3.0
    MSI Group Ltd – London, England
    18 days ago 18d
    Purpose and Context The ComplianceOfficer has responsibility for contacting candidates to assist them to complete the MSI Group… Accountable For The Complianceofficer is accountable for: Managing the end to end Compliance Process Ensuring all candidate…
  • 3.0
    People First – London, England
    20 days ago 20d
    ensure compliance and controls are managed and effective throughout the business. The role of a ComplianceOfficer is to ensure… Your new job title: Mandarin Speaking ComplianceOfficer Your new work location: Central London Salary: £Competitive…
  • 3.3
    Huxley Associates – London, England
    6 days ago 6d
    ComplianceOfficer Job type: Contract Salary: £350 - £400 per day + competitive Location: London Reference: HA-32547126… 32547126 If so, I am currently recruiting for a Complianceofficer to join my client, a large price risk management company on…
  • 4.1
    Robert Walters UK – London, England
    9 days ago 9d
    London are looking for a Portfolio Complianceofficer to sit within the their Portfolio Compliance team. This role will provide broad… front office as well as multiple business units to ensure compliance in all areas. This role will give extremely wide exposure…
  • 3.7
    Morgan Stanley – London, England
    5 days ago 5d
    including assisting with Quality Control on tests completed by other team members. Prepare aspects of Compliance Testing management… EMEA Compliance Testing Help enhance the Compliance testing programme as it evolves, liaising with the EMEA Compliance Coverage…
  • 4.0
    Barclay Simpson – London, England
    8 days ago 8d
    bank, looking to recruit an interim complianceofficer to assist with a range of BAU compliance activities and project-based (MiFID… requirements. Key responsibilities: Assist in the delivery of the Compliance Monitoring and Strategic Plans, as approved…
  • 3.4
    BNP Paribas – London, England
    19 days ago 19d
    Assist execution of the London Compliance Risk Assessments, as required As required, contribute to Compliance risk management… Miscellaneous Assist with other regular or ad hoc projects/reviews carried out by the Compliance Assurance team and the…
  • 5.0
    Gerrard White – London, England
    9 days ago 9d
    submissions, and delivering the overall compliance business plan. Your duties as a complianceofficer will include but not be limited… action plans The Successful ComplianceOfficer It is essential that you come from a compliance background within the insurance…
  • 3.1
    State Street – London, England
    NEW
    Program activities; Assist with the production of Compliance MI Identify, log and resolve compliance issues and breaches… will play a key role in assisting SSGA with the implementation of regulatory change and day to day Compliance activities affecting…
  • 4.0
    Barclay Simpson – London, England
    23 days ago 23d
    Complianceofficer PBWM Location: London, United Kingdom Salary: £50,000 - £70,000 Actively consider the inherent… functions as well as other compliance personnel. Respond to requests for information and/or assistance from them to ensure that…
  • 3.7
    Zoek UK – Charing Cross, England
    14 days ago 14d
    ComplianceOfficer, London. C£50k plus excellent benefits. Conduct Compliance monitoring reviews and audits of the significant… representatives and outsourcing to ensure compliance with all regulatory reporting. Respond and give assistance on a range of queries in relation…
  • 4.4
    KennedyPearce Consulting – London, England
    30+ days ago 30d+
    of the City, are looking to recruit a ComplianceOfficer to join their expanding Compliance department and office. Job Purposes… regulations and other compliance material/events. To assist the Head of Compliance/ AssistantCompliance manager in providing…
  • 4.4
    Zoopla Property Group – London, England
    NEW
    Job Title: Quality and Compliance Support Officer Job Ref: 1392 Location: Tower Bridge, SE1 Brand: uSwitch… The Role Compliance to existing and forthcoming regulation is paramount to uSwitch.The Q&C Support Officer will work with…
  • 4.6
    Language Recruitment Services Ltd – London, England
    21 days ago 21d
    Mandarin ComplianceOfficer, Mandarin Compliance Manager, Mandarin Compliance coordinator, Mandarin ComplianceOfficer, FCA Mandarin… Mandarin Compliance Manager, Mandarin Compliance coordinator, FCA Mandarin ComplianceOfficer, Mandarin Compliance Manager, Mandarin…
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