Assistant Manager Compliance Jobs in London, England | Glassdoor
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Assistant Manager Compliance Jobs in London, England

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  • 4.2
    Balyasny Asset Management – London, England
    7 days ago 7d
    firm’s London Compliance Head and work closely with the firm’s global Compliance staff. The position will assist the firm’s London… the firm’s London Compliance Head Carry out the compliance monitoring program including trade monitoring Assist with periodic and…
  • 3.4
    BNP Paribas – London, England
    1 days ago 1d
    Professional Ethics Where appropriate, to assist the Head of Compliance Training in compliance awareness-raising and information towards… advisory compliance perspective based on the trading floor • Provide support to the Senior FXLM Compliance Advisor • Assist in providing…
  • 4.0
    Barclay Simpson – London, England
    1 days ago 18hr
    London. Their central compliance function is hiring a senior manager to perform a functional compliance advisory role across finance… but above all, you must be a compliance professional who can talk in detail about PRA/FCA compliance issues and advise senior stakeholders…
  • 2.7
    Vitality – London, England
    1 days ago 19hr
    Regulatory Compliance Manager, you will have the below skills and experience: Degree educated or; Compliance qualifications… regulatory matters Assisting in the preparation of reports for the Risk Committee and Board on compliance activities, risks and…
  • 4.5
    HANOVER SEARCH GROUP LTD – London, England
    13 days ago 13d
    **Superb opportunity for a Compliance Manager to join a leading UK Wealth Manager*** A fantastic opportunity to join a… regulations as required Produce compliance report and update MI in association with the Operations Manager for the Board meetings as…
  • 3.7
    Schroder Investment Management – London, England
    9 days ago 9d
    to their compliance areas. The Head of Compliance, Distribution is supported in the UK by a Senior Compliance Manager, two Compliance… of role We are looking for a Compliance Manager to join the UK Distribution Compliance team. The primary responsibilities…
  • 3.6
    Royal London Asset Management. – London, England
    EASY APPLY
    1 days ago 13hr
    Compliance Adviser Employment type Permanent Posting Date 28-Jun-2017 Expire Date 31-Jul-2017 Job Number… regulatory developments and industry engagement on investment compliance matters. Key Responsibilities: Support the business…
  • 4.7
    networx – London, England
    1 days ago 16hr
    Support the Senior Regulatory Compliance Manager in developing and reviewing compliance policies and processes to ensure these remain… regulatory matters Assisting in the preparation of reports for the Risk Committee and Board on compliance activities, risks and…
  • 2.8
    Worldpay – London, England
    Today 40min
    Compliance Manager - London Based - Competitive Salary Why is our Compliance Manager role right for you? Worldpay's… matters Assist on drafting and maintaining WP compliance policies; driving through continuous improvement to compliance policies…
  • 3.7
    Schroders – London, England
    9 days ago 9d
    is for a permanent Global Portfolio Compliance Manager within the Global Portfolio Compliance Team (GPCT) in the Schroders London… project work and assisting IT with relevant firm wide projects. • Maintaining a list of Portfolio Compliance monitoring ‘gaps…
  • 3.4
    BNP Paribas – London, England
    2 days ago 2d
    and managed by the operational entities for managing Compliance risks. The Compliance Officers working for the Compliance Permanent… the remediation of the issues identified. Compliance Reporting Assist in the design and preparation of periodic MI for…
  • 3.3
    Boots – London, England
    Today 8hr
    Vacancy Reference Number 59582BR Job Title Assistant Manager Location London, Colney Fields Shopping Park Function Area… pharmacy customers Accountability for cash accounting compliance within your department and that all related polices are implemented…
  • 3.1
    NAVEX Global – London, England
    1 days ago 18hr
    pipeline and revenue for a wide range of Governance, Risk and Compliance (GRC) solutions and services. All marketing roles within… creative marketing programmes that engage with legal and compliance professionals and demonstrate real business value for our…
  • 3.8
    Belmond – London, England
    1 days ago 22hr
    and Compliance Manager. Reporting to the Director of IT infrastructure the role of the IT Security and Compliance Manager is… procedures relating with cyber security and regulatory compliance Assist with evaluating critical organisation cyber security…
  • 3.8
    EY – London, England
    1 days ago 1d
    Global Compliance & Reporting (GCR) is one of our six tax service lines. Our GCR professionals help businesses meet demands for… for tax reporting, tax compliance and tax risk management. They work with a wide range of businesses to help them develop and…
  • 4.0
    Bristol – London, England
    7 days ago 7d
    £200 in vouchers if we assist them in securing a new career. Job Synonyms: Compliance manager, associate, regulations… Job Title: Compliance Manager Salary: £50,000 Location: London The Client: My client is a rapidly growing FinTech…
  • 3.3
    Rubicon Project – London, England
    2 days ago 2d
    departments within the company on various matters such as compliance, appointments and registered offices. Work closely with… required. Strong knowledge and experience in VAT and Tax compliance Excellent communication and leadership skills are mandatory…
  • 4.6
    JCW Search Ltd – London, England
    14 days ago 14d
    the Head of Compliance, to keep abreast of regulatory developments in UK and to review changes to regulation. Assist in providing… Management, Banking or Finance, preferably with certification in compliance, or AML. Relevant experience preferably with working experience…
  • 4.0
    Barclay Simpson – London, England
    21 days ago 21d
    clients. They are looking for a Compliance Officer to act as generalist with a focus on taking the lead on Financial Promotions The… The role will report to the Senior Compliance Officer and work closely with the business to provide support on all regulatory areas…
  • 3.5
    Experian – London, England
    6 days ago 6d
    expertise to Consumer Services to assist in the development of the compliance controls and assist in enhancing the maturity of the… material risks to the Compliance Manager, Advisory Services as required. Working with the Senior Compliance Consultant Consumer…
  • Resource Management – City of London, England
    1 days ago 20hr
    regulatory developments and industry engagement on investment compliance matters. Key Responsibilities: Support the business… eligibility, limits and concentration rules and application of compliance policies across a full range of products and investments…
  • 3.7
    Dell – Brentford, England
    Today 4hr
    business compliance issues, provide support to achieve goals & objectives, and assist in the improvement of business compliance processes… Financial Compliance Accountant Reporting to : EMEA Controllership Director ROLE Directs and has responsibility for the…
  • B&K Entree – London, England
    EASY APPLY
    23 days ago 23d
    driven and responsible Restaurant Manager to lead all aspects of our business, from assisting in the construction and set-up management… excellent customer service. Restaurant manager responsibilities include assisting the owners with the set-up and opening of…
  • 3.8
    EMC – Brentford, England
    Today 4hr
    business compliance issues, provide support to achieve goals & objectives, and assist in the improvement of business compliance processes… Financial Compliance Accountant Reporting to : EMEA Controllership Director ROLE Directs and has responsibility for the…
  • 3.4
    AXA UK – London, England
    5 days ago 5d
    Group, bringing multi-manager expertise to the whole company. We are currently looking for a Compliance Manager to promote and further… standards are adhered to and demonstrated within the Compliance Advisory team * Assist with preparation of periodic reporting to the…
  • 3.5
    Barclays – London, England
    7 days ago 7d
    surveillance activities as required. Assist in the development and the roll-out of bespoke Compliance training programmes and participate… where relevant lead, regulatory and compliance change programmes. To coordinate and manage regulatory audits and queries when…
  • 3.5
    FDM Group Ltd – London, England
    9 days ago 9d
    hedge funds, asset and wealth managers are in continuous need of Risk Regulation and Compliance Analysts to successfully trade… Regulation and Compliance Analyst – Technical IT Consultant Finance and financial markets are a global entity crucial to business…
  • 3.0
    Gazprom Marketing & Trading – London, England
    8 days ago 8d
    Responsibilities Assisting the Direct Tax Manager with managing the global outsourced corporation tax compliance (e.g. corporate… responsible for supporting the Direct Tax Manager with corporate tax accounting, reporting and compliance obligations of the Gazprom Marketing…
  • 4.0
    Barclay Simpson – London, England
    21 days ago 21d
    alternatives asset manager with a focus on the credit space. They are looking to recruit a Senior Compliance Manager to focus on global… global compliance issues and report to the Chief Compliance Officer based in the US. The company is a well regarded name in…
  • 5.0
    Gerrard White – London, England
    6 days ago 6d
    within the compliance and legal department of a niche insurer, your role will be to assist the compliance manager with providing… business with regard to compliance ·Be a point of contact for managers and employees regarding compliance related queries ·Review…
  • 4.0
    Barclay Simpson – London, England
    14 days ago 14d
    Payments Compliance Policy Manager Location: London, United Kingdom Salary: £60,000 Manage all Payments Policy and Related… Payments business by undertaking any payments compliance and regulatory activities Assist in the production of consultation responses…
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