Job Type
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Assistant Manager Compliance Jobs in London, England

6,346 Jobs

  • 2.7
    GAIN Capital – London, England
    NEW
    Ensuring you fulfill any individual requirements in relation to Compliance or MRLO guidance Understand and apply Best Execution and… Responsibilities: Manage market risk exposure Ensure relevant positions are monitored and managed across a relevant shift…
  • 4.8
    Smarkets – London, England
    4 days ago 4d
    You must have the right to work in Malta. We are unable to assist with relocation.… atmosphere is always cheerful and fun! We are seeking an office manager who is a proactive multi-tasker, unfazed by new challenges,…
  • 3.4
    BNP Paribas – London, England
    NEW
    Purpose To assist the Head of Functions Compliance in providing an effective and efficient Compliance advice and support… Professional Ethics To assist the Head of Compliance Training in compliance awareness-raising and information towards…
  • 3.6
    Barclays – London, England
    7 days ago 7d
    and tools · Supporting other Compliance functions in related projects and tasks for the Compliance department · Keep up to date… · Provide support for other Compliance functions in related projects and tasks for the Compliance department as directed…
  • 4.6
    Goodman Masson – London, England
    7 days ago 7d
    commitments made by bank Support Cross-Asset Research regarding Compliance requirements in last stage of MIFID II implementation (revision… day-to-day queries from Cross-Asset Research employees on compliance and regulatory matters affecting their business areas, offering…
  • 3.7
    Travelers Companies – London, England
    NEW
    Sarbanes Oxley rules and guidelines Acting at all time in compliance with the Treating Customers Fairly outcomes Working as a team… and fully participates in individual and shared project work. Assists Senior Claim Professionals and others with larger and more…
  • 3.8
    Grant Thornton UK LLP – London, England
    6 days ago 6d
    timescales. Supports executives and managers on tax planning and other ad hoc projects Assists with the production of tax reports… Job Description Summary:A Tax Assistant must demonstrate sufficient technical knowledge to undertake a relevant piece of work,…
  • 3.7
    Travelers Companies – London, England
    NEW
    Sarbanes Oxley rules and guidelines Acting at all time in compliance with the Treating Customers Fairly outcomes Working as a team… and fully participates in individual and shared project work. Assists Senior Claim Professionals and others with larger and more…
  • 3.8
    Grant Thornton UK LLP – London, England
    6 days ago 6d
    timescales. Supports executives and managers on tax planning and other ad hoc projects Assists with the production of tax reports… Job Description Summary:A Tax Assistant must demonstrate sufficient technical knowledge to undertake a relevant piece of work,…
  • 3.9
    KPMG International – London, England
    20 days ago 20d
    Job Description Compliance & Transformation - AssistantManager Department information KPMG Compliance and Reporting (C&R… Compliance & Transformation - AssistantManager Apply now Date: Sep 26, 2017 Location…
  • 3.8
    Schroder Investment Management – London, England
    7 days ago 7d
    is for a permanent Global Portfolio ComplianceManager within the Global Portfolio Compliance Team (GPCT) in the Schroders London… project work and assisting IT with relevant firm wide projects. Maintaining a list of Portfolio Compliance monitoring ‘gaps’…
  • 3.8
    Schroders – London, England
    7 days ago 7d
    is for a permanent Global Portfolio ComplianceManager within the Global Portfolio Compliance Team (GPCT) in the Schroders London… project work and assisting IT with relevant firm wide projects. Maintaining a list of Portfolio Compliance monitoring ‘gaps’…
  • 3.4
    Société Générale – London, England
    NEW
    Responsibilities: The Compliance Risk Review Officer (“Reviewer”) has a direct reporting line to the Compliance Risk Manager. The Reviewer… business line and Compliance stakeholders Manage communication to relevant business line and Compliance stakeholders as per…
  • Ashdown Group – London, England
    4 days ago 4d
    environment. You'll mainly assist clients with day-to- day compliance requests, providing compliance infrastructure development… administration firm is seeking a Senior Compliance Consultant to help managecompliance infrastructure set-up on behalf of their…
  • 3.2
    NBCNEWS.com – London, England
    4 days ago 4d
    International Compliance team •Maintain data integrity on IMS, including compliance monitoring and certification •Manage the relationship… related issues •Manage the metrics/reporting required as part of the compliance process, plus the ongoing compliance monitoring of…
  • 3.2
    Lebara – London, England
    NEW
    legal advisers etc. •Manage the internal/external audit, implementing recommendations and maintaining compliance Skills and Experience… Product Management and Marketing to implement them •Assisting with the compliance risk assessment process ensuring that the regulatory…
  • 3.6
    Barclays – London, England
    5 days ago 5d
    outstanding commitments are managed to closure. Participate in and provide support to BUK and Compliance wide projects/activities… our website here for more information. ComplianceCompliance operates as one team to drive the right customer…
  • Seven Success – London, England
    Today 9hr
    The compliance administrator oversees and manages the corporate compliance program, that reviews and evaluates compliance issues… business models to assist the effective internal compliance rules development With the help of the Compliance officer, conduct…
  • 3.7
    FDM Group Ltd – London, England
    HOT
    hedge funds, asset and wealth managers are in continuous need of Risk Regulation and Compliance Analysts to successfully trade… Risk, Regulation and Compliance Analyst – Technical IT Consultant Finance and financial markets are a global entity crucial…
  • 3.3
    Beeline – London, England
    HOT
    practiced and ‘lived’ in the EMEA organization; Ensures compliance with all UK employment laws and regulations; Conducts investigations… Works in conjunction with outside counsel in order to ensure compliance and adherence to UK based employment, immigration and other…
  • 4.9
    IDEX Consulting Ltd – London, England
    30+ days ago 30d+
    develop compliance policies and procedures, ensuring these are up to date and assist staff in meeting their compliance obligations… update of policies and procedures in line with the compliance plans. Manage the review of new and updated TOBAs and maintenance…
  • 2.4
    Apprenticeship Connect – London, England
    14 days ago 14d
    any ad hoc duties that are required. Key Tasks Assisting with the full employee life cycle administration: New Starter documentation… key documentation, including maintaining employee files. Assist with responding to all employee queries; specifically pay issues…
  • 4.1
    Robert Walters Ltd – London, England
    4 days ago 4d
    external legal compliance. Key responsibilities for the Head of Seniro Risk & Compliance Lawyer: To manage the risk and… Risk & Compliance, you will be experienced in working in a a top tier law firm and have the ability to effectively manage a team…
  • 4.9
    Pro-Tax Recruitment – London, England
    13 days ago 13d
    technically astute individual to assist and manage all aspects of compliance work. As Mixed Tax Manager, you will solely be responsible…
  • 3.1
    State Street – London, England
    NEW
    potential product-related problems. Assisting SSGA EMEA ComplianceManagers with the design and implementation of their… Actions that has arisen from monitoring activities; assistComplianceManager and SMES’s in reviewing the facts against the regulations…
  • 3.9
    KPMG UK – London, England
    NEW
    team The role of the Marketing ComplianceManager is to help ensure regulatory compliance across our external facing materials… record within compliance at Manager level A university degree or equivalent Previous experience of compliance in Office of…
  • 3.1
    State Street – London, England
    NEW
    and potential product-related problems. Assisting SSGA EMEA ComplianceManagers with the design and implementation of their… Actions that has arisen from monitoring activities; assistComplianceManager and SMES’s in reviewing the facts against the regulations…
  • 4.9
    Pro-Tax Recruitment – London, England
    21 days ago 21d
    Firm is currently expanding its Tax Compliance and Reporting Team and seeking a Tax Manager to be responsible for: Preparation… qualified and have significant experience of UK corporate tax compliance, and reporting under IFRS. The company offers an excellent…
  • 2.9
    Dixons Carphone – London, England
    6 days ago 6d
    business by delivering a pragmatic 2nd line Compliance Monitoring Programme. This will assist the business in mitigating and eliminating… annual compliance monitoring plan and escalation procedures for approval by the Compliance Committee Undertake Compliance Monitoring…
  • 3.4
    Savills – London, England
    24 days ago 24d
    Savills UK compliance team are looking to recruit an ComplianceManager. Working alongside an existing ComplianceManager the chosen… teams sanction screening process. Assist in training new members of the AML Compliance team. Review and approve client due…
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