Job Type
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Assistant Manager Compliance Jobs in London, England

3,578 Jobs

  • 4.3
    BBL Technical Limited – London, England
    18 days ago 18d
    will assist the Compliance Systems Officers and Managers in verifying that all properties managed by Owned and/or Managed by the… and compliance documentation from internal departments/external contractors, escalating issues to the ComplianceManagers when…
  • 4.4
    KennedyPearce Consulting – London, England
    23 days ago 23d
    processes, procedures and controls. Compliance Policies Assist with the review of existing Compliance policies and the formulation… Our client, a City based Asset Manager are looking to recruit a Senior ComplianceManager on a 12 month FTC, paying up to £90k…
  • 3.1
    Eze Software – London, England
    14 days ago 14d
    operations. Manage your own workload to provide the best possible service to the clients. Work closely with and assisting other internal… Trade Execution & Analytics, Portfolio Analytics & Modeling, Compliance & Regulatory Reporting, Commission Management, Data Management…
  • 3.5
    Career Legal – London, England
    5 days ago 5d
    escalating as appropriate; Providing assistance and cover for the Conflicts Manager and other BAU team members as required.… conflicts experience? A leading City law firm is hiring a Compliance Officer to work in their Business Acceptance Unit (BAU) and…
  • 3.8
    M&G – London, England
    26 days ago 26d
    Marketing & Distribution Advisory – Marketing Manager Department: Compliance Location: Level: London Level… Title: Marketing Compliance Advisor Job Code: 1051352 Skill Category: Legal and Compliance Location: Contract…
  • MW recruitment – London, England
    9 days ago 9d
    internal compliance and regulatory enquiries Prepare and submit relevant applications and reports to the FCA Assist with preparation… candidates who are seeking their second or third step in their compliance career. This role will offer an unparalleled learning environment…
  • 4.5
    SRG – London, England
    28 days ago 28d
    Provide guidance, advice and technical assistance where necessary. Review and manage the complaint database to supply complaint… team of engineers and specialists to provide regulatory and compliance support for the company in regards to the investigation and…
  • 3.3
    WEX – London, England
    NEW
    responsibilities · Assisting the Head of Compliance in developing and maintaining appropriate compliance programme and controls… similar compliance roles, and who is ready to take the next step in their career. Reporting to the Head of Compliance, this role…
  • 4.3
    Antidote – London, England
    EASY APPLY
    23 days ago 23d
    Antidote is searching for ComplianceManager with life sciences and technology experience who will hold primary responsibility… our vendors/subcontractors to ensure compliance and internal audits where required Manage a CAPA process Keep abreast of relevant…
  • 4.1
    Hays Specialist Recruitment Limited – London, England
    19 days ago 19d
    Leading Lloyd's Market Managing Agency is recruiting for a Compliance Analyst. Your new company Is a major Lloyd's Market… relevant regulatory bodies. You will also be charged with the assistance with reviewing existing policy wordings and products where…
  • 3.2
    Ozforex – London, England
    4 days ago 4d
    throughout compliance teams across the company Undertake ad-hoc Compliance projects as set by Risk and ComplianceManager/Head of… ongoing support to the global compliance team Assisting with private client identification Assisting in regular monitoring and…
  • 4.6
    Air Charter Service – Surbiton, England
    EASY APPLY
    27 days ago 27d
    documents Assisting the ComplianceManager with broker training and conferences Supporting the ComplianceManager in small… Researching other areas of compliance and promote company compliance policies Assisting with other administrative tasks…
  • 3.7
    J.P. Morgan – London, England
    10 days ago 10d
    successful candidate will report to the CFS UK ComplianceManager and assist in the compliance coverage of the CFS business, which includes… impact on the relevant products; Assistance in the development and delivery of compliance training; Participation in regulatory…
  • 3.6
    T. Rowe Price – London, England
    HOT
    documents for compliance with applicable laws and the firm’s practices and standards. Handles or provides assistance with special… protection terms in a variety of contracts and legal documents for compliance with applicable laws and the firm’s practices and standards…
  • 3.0
    Bank of Ireland – London, England
    6 days ago 6d
    performance indicators to identify, assess, manage, mitigate and resolve regulatory compliance risks and issues, via Root Cause Analysis… Responsibilities To support the POJV Compliance team as part of the wider Compliance and Conduct team To support the development…
  • 3.8
    Grant Thornton UK LLP – London, England
    7 days ago 7d
    timescales; ensures the efficient and risk managed delivery of compliance. Supports managers on tax planning and other ad hoc projects… Ensures compliance with internal procedures including the completion of client take-on and keeps partners and managers informed…
  • 3.7
    Travelers Companies – London, England
    HOT
    Sarbanes Oxley rules and guidelines Acting at all time in compliance with the Treating Customers Fairly outcomes Working as a team… and fully participates in individual and shared project work. Assists Senior Claim Professionals and others with larger and more…
  • 3.1
    RTS Realtime Systems – London, England
    5 days ago 5d
    Bloomberg's EMEA Compliance team based in London is looking for an experienced Compliance Officer to join its Compliance Monitoring… Compliance Officer - Compliance Monitoring ProgramLondon Posted Nov 15, 2017 - Requisition No. 63312 Apply Now…
  • 3.8
    Grant Thornton UK LLP – London, England
    4 days ago 4d
    and risk managed delivery of compliance. Prepares and files ruling requests on behalf of the client. Supports managers on tax… OMB, listed groups, private equity and venture capitalists to assist with tax planning and advisory projects, corporate structuring…
  • 3.7
    Freshfields Bruckhaus Deringer – London, England
    7 days ago 7d
    team, which manages the firm’s risk exposure, you will provide advice to the firm on a range of legal and compliance issues relating… firm operates. The team advises on a variety of risk and compliance topics including: conflicts of interest, client confidentiality…
  • 3.5
    Bank of America – London, England
    4 days ago 4d
    The Compliance Specialist assists the Compliance officer team in activities to contribute to the independent compliance oversight… , escalation and timely mitigation of compliance risks by assisting FLU or CF Compliance teams with any of the following activities…
  • 3.4
    Mace Limited – London, England
    NEW
    procurement activity is within strict compliance to local procedures. Work with the Facilities Manager to increase the profile of the… around the world. The Role Assistant Facilities Manager Effectively manage the FM service in this location and all…
  • 3.8
    GIMO – London, England
    7 days ago 7d
    on any issues around compliance and regulation with focus on the Italian market Assist the compliance team with Audit, games… Job Description Reporting to the ComplianceManager, the main responsibilities of this role will include: Provide…
  • Black Swan Associates Limited – London, England
    5 days ago 5d
    gained working for an asset manager of hedge fund in a Compliance, Risk or Governance role. Excellent communication skills, both written… Reviewing marketing material; Conducting compliance related training; Assisting with the oversight of personal account dealing…
  • 2.9
    IG Group – London, England
    7 days ago 7d
    maintain a detailed awareness of, report on and assist in the management of compliance and conduct risk, including with respect to… line or proactively found by the Compliance monitoring team; To provide appropriate assistance in respect of external regulatory…
  • 5.0
    AJ Chambers – London, England
    NEW
    Streamlined Offshore Filing procedure, assisting individuals to bring them back into full compliance with their US tax obligations Prepare… your career that can offer a varied role, consisting of tax compliance, planning and advisory services for a prestigious client base…
  • 3.4
    Societe Generale – London, England
    7 days ago 7d
    Responsibilities: The Compliance Risk Review Officer (“Reviewer”) has a direct reporting line to the Compliance Risk Manager. The Reviewer… business line and Compliance stakeholders Manage communication to relevant business line and Compliance stakeholders as per…
  • 3.7
    J.P. Morgan – London, England
    12 days ago 12d
    assist business management in the development of policies and procedures designed to achieve and ensure compliance with firm… ComplianceCompliance Officer Segregated account and mutual fund specialist, EMEA Wealth Management ex. Switzerland Vice President…
  • 4.4
    Netskope – London, England
    EASY APPLY
    4 days ago 4d
    and Facebook. Role The role of the Executive Assistant & Office Manager is to provide enhanced support to the VP/MD & his… standards for client care. Assist in the creation of presentations and spreadsheets when required and manage the coordination of data…
  • 3.8
    M&G – London, England
    23 days ago 23d
    may arise in executing the delivery of Compliance methodologies and approaches Assist in the delivery of regulatory change… Operations team within Compliance’s Retail Product Advisory function. The team provides professional and timely Compliance advice to M&G…
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