Associate Compliance Officer Jobs in London, England | Glassdoor

Associate Compliance Officer Jobs in London, England

210 Jobs
Filters
Filters
  • 3.3
    Deutsche Bank – London, England
    5 days ago 5d
    Reporting Group Compliance Officer Corporate title: Associate / Assistant Vice President Division: Compliance Location: London… Compliance At Deutsche Bank, good compliance is everybody’s responsibility. The Compliance department’s core functions…
  • 3.4
    Societe Generale – London, England
    6 days ago 6d
    , as required Attendance at relevant industry and trade association seminars Profile COMPETENCIES AND WORK EXPERIENCE Previous… BUSINESS LINE OR DEPARTMENT To actively and promptly undertake Compliance communication monitoring of key risk areas of Societe Generale…
  • 2.6
    cer Financial – Mayfair, England
    5 days ago 5d
    management Company are urgently seeking a Compliance Associate to join their Compliance department in Mayfair on a permanent basis… experience within a compliance and Wealth Management Company. Responsibilities of the Compliance Associate will include: Undertake…
  • 3.8
    Goldman Sachs – London, England
    5 days ago 5d
    Job Summary & ResponsibilitiesThis is a trading floor based compliance function with the primary focus to provide real time support… floor, will work as part of the European Securities Division Compliance Team. The candidate will be required to work closely with…
  • 3.4
    BNP Paribas – London, England
    2 days ago 2d
    Purpose The UK CIB Compliance Financial Crime and Compliance Investigations team (“Compliance Investigations team”) provides… other Compliance teams. • Assisting the Head of Financial Crime and Compliance Investigations and the Head of Compliance Training…
  • 3.8
    Goldman Sachs – London, England
    4 days ago 4d
    Securities Division Compliance Team on EMEA initiatives and projects as a representative for Equities Compliance • Assisting with… to ad-hoc regulatory enquiries Other Requirements • Associate/Analyst level • Degree level or equivalent (not essential…
  • Additional Resources – London, England
    11 days ago 11d
    - Compliance Officer, Senior Associate Compliance, Compliance Manager, Asset Management, Regulatory Consultancy, Monitoring, Long… role advertised. . Key Words - Compliance Officer, Senior Associate Compliance, Compliance Manager, Asset Management, Regulatory…
  • 3.6
    Search Consultancy – London, England
    2 days ago 2d
    facing documents and the Web site in association with the Marketing Manager, T&C Officer and CEO as necessary o Remain up to date… of new regulations as required o Produce compliance report and update MI in association with the Operations Manager for the Board…
  • TD Securities – London, England
    27 days ago 27d
    Position:Compliance Officer   Specific business/product groups: Compliance, London   Reports to:Thisposition reports to… require compliance lead or input. Consideration and escalation of the regulatory, reputational and ethical risk associated with…
  • 4.6
    JCW Search Ltd – London, England
    5 days ago 5d
    to join their Compliance, Risk and Operations department and take on a role as right hand man to the Chief Officer. You will have…
  • Panoramic Associates Ltd – City of London, England
    5 days ago 5d
    Data Protection & Compliance Officer | GDPRPanoramic Associates are delighted to be supporting a leading London Market Insurer… are looking to recruit a permanent Data Protection & Compliance Officer to join their team. Initially, for the first 12 months…
  • 3.8
    Badenoch & Clark – London, England
    29 days ago 29d
    client are a large London housing association. They are looking for a Legal Contract Compliance Officer to work on their gas contracts… risk of forced access. Responsible for weekly and monthly compliance report to Executive Board members and Business leaders regarding…
  • 3.7
    Morgan Stanley – London, England
    3 days ago 3d
    EMEA Legal and Compliance Department is charged with day-to-day oversight and coordination of the Firm’s compliance with core regulatory… deadlines. -Working knowledge of a range of asset classes and associated rules and regulations. -Risk identification: able to assess…
  • Panoramic Associates Ltd – City of London, England
    9 days ago 9d
    Monitoring officer to drive and maintain their Monitoring program. This person will be a key member of the Risk & Compliance Team,… Compliance Monitoring OfficerPanoramic Associates are supporting a leading London Market organisation who are looking for a Compliance…
  • 3.4
    Age UK – London, England
    2 days ago 2d
    Compliance Monitoring Officer Age UK Enterprises is looking to recruit a Compliance Monitoring Officer to work closely with… recruit a Compliance Monitoring Officer to work closely with the Network Monitoring Manager in delivering the vital Compliance Monitoring…
  • Additional Resources Ltd – London, England
    10 days ago 10d
    - Compliance Officer, Senior Associate Compliance, Compliance Manager, Asset Management, Regulatory Consultancy, Monitoring, Long… role advertised. . Key Words - Compliance Officer, Senior Associate Compliance, Compliance Manager, Asset Management, Regulatory…
  • Panoramic Associates Ltd – London, England
    6 days ago 6d
    Senior Compliance Analyst/Officer to join their compliance team and provide invaluable support to the business from both a monitoring… for a Compliance Specialist, with 3-5 years experience within financial services, to come in and support the compliance manager…
  • 3.8
    Goldman Sachs – London, England
    3 days ago 3d
    Securities Division Compliance Team on EMEA initiatives and projects as a representative for Equities Compliance • Assisting with… ad-hoc regulatory enquiries Other Requirements • Associate/Analyst level • Degree level or equivalent (not essential…
  • 4.7
    Huntress – Epping, England
    5 days ago 5d
    Compliance Officer - ISO 27001 Epping - £35,000 As the Compliance Officer, your primary role will be to conduct internal… questionnaires Review the Information Security Manual and associated documents and suggest amendments and updates as and when required…
  • 3.1
    Harbourvest – London, England
    EASY APPLY
    8 days ago 8d
    UK Compliance Associate Location London Job Description Reporting to the UK Legal & Compliance Officer, the UK Compliance… Compliance Associate will assist, amongst other things, with the compliance of HarbourVest’s two FCA regulated entities, the AIFMD compliance…
  • 2.9
    First Data Corp – London, England
    22 days ago 22d
    regulatory compliance risk assessment process for BofAML Merchant Services. Serve as BofAML Merchant Services Nominated Officer/Money… Money Laundering Reporting Officer, and Data Protection Officer (under forthcoming GDPR). Progress, through leadership and teamwork…
  • 3.5
    Willis Towers Watson – London, England
    7 days ago 7d
    the investment business. In addition the Associate will assist the Compliance Officer of Towers Watson Investment Management Ireland… arrangements. The Compliance Manager will assist the Compliance Officer in providing the required and Compliance Oversight for the…
  • 3.3
    Deutsche Bank – London, England
    10 days ago 10d
    Overview Job title: Compliance Officer Asset Management Corporate title: Associate Division: Compliance Location: London… Qualifications: · Background as a Compliance Officer, with strong experience in Fund Management Compliance from an investment or private…
  • 3.4
    CitiGroup – London, England
    6 days ago 6d
    bankers, associate bankers, business management and Manager Research. In addition, the Investments Compliance Officer will be… Investments Compliance in London. The Investments Compliance Officer is responsible for coverage of investment compliance businesses…
  • 3.0
    Interactive Brokers – London, England
    26 days ago 26d
    The key objective of this role is to assist the Compliance Officer in order: To ensure adherence to market conduct… AML obligations by assisting the Money Laundering Reporting Officer ("MLRO") under UK and international laws and regulations pertaining…
  • 3.0
    Interactive Brokers – London, England
    25 days ago 25d
    clients. The key objective of the Compliance/AML Associate role is to ensure that IBUK is in compliance with the rules and regulations… and feedback to ensure expedient compliance account processing. The Compliance/KYC Associate will also be expected to provide…
  • MERJE Ltd – London, England
    30+ days ago 30d+
    seeking a Generalist Compliance Officer to work closely with the Associate Director in overseeing the Compliance function for the… Reporting into the Associate Director, you will play a generalist role managing the day to day activities of the Compliance team, your…
  • Additional Resources Ltd – London, England
    17 days ago 17d
    and a cover letter. Key Words- Compliance Officer, Senior Associate Compliance, Compliance Manager, Asset Management, Regulatory… Compliance Monitoring Officer - Investment Management Sector - Central London Salary: DOE Key Words - Compliance Officer, Senior…
  • Additional Resources – London, England
    18 days ago 18d
    and a cover letter. Key Words- Compliance Officer, Senior Associate Compliance, Compliance Manager, Asset Management, Regulatory… Compliance Monitoring Officer - Investment Management Sector - Central London Salary: DOE Key Words - Compliance Officer, Senior…
  • 3.6
    Mandarin Oriental – London, England
    1 days ago 20hr
    hazard patrols, communicating findings to relevant Associates for action in compliance to One Hyde Park particular Risk Assessment strategies… Provide security awareness training and information to Associates as and when required. Conduct random audits in all departments…
  • 2.4
    IBG LLC – London, England
    26 days ago 26d
    The key objective of this role is to assist the Compliance Officer in order: To ensure adherence to market conduct… AML obligations by assisting the Money Laundering Reporting Officer ("MLRO") under UK and international laws and regulations pertaining…
Page 1 of 7
Be the first to get new jobs like these: