Job Type
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Associate Compliance Officer Jobs in London, England

153 Jobs

  • 4.1
    Hays Specialist Recruitment Limited – London, England
    4 days ago 4d
    Testing ComplianceAssociateAssociate - Monitoring ComplianceOfficerAssociate - Monitoring & Testing Compliance Advisory… fantastic investment bank in London seeks Associate to join their Monitoring Compliance team. They are looking for top notch candidates…
  • 4.6
    networx – London, England
    6 days ago 6d
    to our statutory and compliance obligations for our housing stock. You will manage statutory compliance programs including, fire… We are an established North London Housing Association, managing over 1500 homes across four boroughs - Enfield, Barnet, Haringey…
  • 3.3
    IHS Markit – London, England
    NEW
    business oriented and ambitious ComplianceAssociate to report in to the Regulatory ComplianceOfficer and support IHS Markit’s regulated… s Regulatory ComplianceOfficer is based in London and reports to the Global Chief Compliance and Privacy Officer based in Colorado…
  • Star Medical Ltd – London, England
    NEW
    ComplianceOfficer - 12 month fixed term contract - London Star's working with a niche company in Central London that has… looking for an organised and proactive person for this ComplianceOfficer role, for 12 months initially. Responsibilities:…
  • 3.3
    Markit – London, England
    NEW
    business oriented and ambitious ComplianceAssociate to report in to the Regulatory ComplianceOfficer and support IHS Markit’s regulated… s Regulatory ComplianceOfficer is based in London and reports to the Global Chief Compliance and Privacy Officer based in Colorado…
  • 3.7
    J.P. Morgan – London, England
    NEW
    Derivatives Compliance Experience / Qualifications Relevant compliance experience gained within a similar Compliance environment… www.jpmorganchase.com/. Our Compliance Function With a diverse team of Compliance professionals supporting all areas…
  • 4.6
    networx – London, England
    6 days ago 6d
    data including: Complaints Lapse rates Breaches Exclusive Associates Attend Joint Management Committees Site visits Risks & issues… identified and acted upon and to work with the Head of Sales Compliance to provide robust oversight. Accountabilities Document processes…
  • 3.1
    IHS – London, England
    NEW
    business oriented and ambitious ComplianceAssociate to report in to the Regulatory ComplianceOfficer and support IHS Markit’s regulated… s Regulatory ComplianceOfficer is based in London and reports to the Global Chief Compliance and Privacy Officer based in Colorado…
  • 3.4
    BNP Paribas – London, England
    11 days ago 11d
    Manager of Registrations/Head of Central Compliance as well as other key Compliance, HR, Legal and Business stakeholders.… contravened the policy. To perform all monitoring tasks associated with the gifts and entertainment function. Personal Account…
  • 3.6
    Bloomberg – London, England
    12 days ago 12d
    risk assessments on a regular scheduled basis, including any associated controls and their effectiveness Undertake monitoring and… effectively with the 1st line/front line business facing compliance teams to drive a robust regulatory awareness and consistency…
  • 3.7
    J.P. Morgan – London, England
    9 days ago 9d
    on behalf of compliance. Providing advice on associated COI issues to the business and to complianceassociates To keep… /www.jpmorganchase.com/. Our Compliance Function With a diverse team of Compliance professionals supporting all areas…
  • 3.2
    Fitch Ratings – London, England
    NEW
    and reporting for the Chief ComplianceOfficer and senior management. Provide timely responses to regulatory, audit and reporting… Department overview: The Compliance Department is responsible for regulatory and compliance matters globally. It is divided…
  • 4.8
    Circle – London, England
    NEW
    a culture of compliance What you'll bring to Circle Experience as an experienced ComplianceOfficer, MLRO or Deputy… payments company,report to the General Counsel and Chief ComplianceOfficer in the US and work closely with the Managing Director…
  • 3.7
    J.P. Morgan – London, England
    17 days ago 17d
    advice on fiduciary and associated conflicts of interest issues to the business and to complianceassociates To keep the business… /www.jpmorganchase.com/. Our Compliance Function With a diverse team of Compliance professionals supporting all areas…
  • 4.4
    Clovis Oncology, Inc. – London, England
    24 days ago 24d
    affect Clovis’ compliance program. Participate in and monitor changes at local Trade Association/ local Code Association & in national… The Senior Director, Regional ComplianceOfficer (EU) is responsible for general legal support for Clovis Oncology’s European…
  • 3.4
    Robert Half Limited – London, England
    6 days ago 6d
    material compliance risks Ensuring appropriate compliance policies, procedures, related documentation and the associated compliance… The new Head of Compliance will report to the Chairman of the Audit Committee and the Chief Risk Officer. Role Establishment…
  • 3.7
    J.P. Morgan – London, England
    NEW
    Governance, Risk & Control team seeks a Cybersecurity RCSA officer with experience supporting RCSA programs, development of controls… other internal teams, including but not limited to Legal, Compliance, Oversight & Control and management teams This role requires…
  • 3.3
    The Lawn Tennis Association – London, England
    NEW
    to join the Safeguarding team at the LTA. The Safeguarding Officer will play a key role in taking a pro-active approach to safeguarding… Organisation The Lawn Tennis Association Salary Up to £35,000 per annum dependent on experience Location…
  • 3.6
    Bloomberg – London, England
    26 days ago 26d
    Bloomberg's EMEA Compliance team based in London is looking for an experienced ComplianceOfficer to join its Compliance Monitoring… ensure compliance with current/developing rules and regulations, and correspond with regulators. The EMEA Compliance team operates…
  • 3.8
    Interactive Brokers – London, England
    28 days ago 28d
    ." The key objective of this role is to assist the ComplianceOfficer in order: To ensure adherence to market conduct… AML obligations by assisting the Money Laundering Reporting Officer ("MLRO") under UK and international laws and regulations pertaining…
  • 3.6
    Fusion People Ltd – London, England
    6 days ago 6d
    opportunity has become available for a Rent Officer at a nationally leading housing association. Candidate will be responsible for the… Job Title: Rent Officer Location: Borehamwood, WD6 Pay Rate: PAYE: £13.54 - £15.92 LTD: £17.07 - £20.07 Contract Type: 12…
  • 3.8
    Interactive Brokers – London, England
    HOT
    The key objective of the Compliance/AML Associate role is to ensure that IBUK is in compliance with the rules and regulations… and feedback to ensure expedient compliance account processing. The Compliance/KYC Associate will also be expected to provide…
  • 3.7
    Macquarie Group – London, England
    9 days ago 9d
    conflicts of interests associated with transactions undertaken by Macquarie Capital Advising on compliance implications for specific… join the Compliance team aligned to the Macquarie Capital operating group in London. Reporting to the Head of Compliance for Macquarie…
  • 3.1
    Lidl – London, England
    7 days ago 7d
    As the German speaking Global Mobility Officer, you will be supporting the complete assignment life cycle, including Relocation… assignees Assisting assignee immigration Supporting visa compliance Supporting assignee introductions Producing assignee training…
  • 3.7
    J.P. Morgan – London, England
    12 days ago 12d
    team works in collaboration with all other control functions Compliance, Risk, Audit, and Legal. A core mission of the team… expertise of Legal, Lines of Business, Oversight & Control, Compliance, Risk and other key control functions, to proactively manage…
  • 5.0
    QA Ltd (Apprenticeships) – London, England
    12 days ago 12d
    Employer Description Swan Housing Association was first formed in 1994 and provides high quality and affordable homes to rent… management of anti-social behaviour, tenancy management and associated queries from residents or other employees both in person,…
  • 4.1
    easyJet – London, England
    12 days ago 12d
    and associated reporting tools Knowledge of CAP 371, Fatigue Risk Management and any other national crew compliance regulations… Here at easyJet we are now seeking a Senior Rostering Officer to coordinate the daily activity of the Rostering Officers.…
  • 3.7
    Freelancer.com – London, England
    EASY APPLY
    27 days ago 27d
    But as we grow, compliance becomes ever more important, especially considering the inherent risks associated with businesses of… Head of Compliance and Risk, this is an opportunity for someone to step into a lead role, and run our European compliance operations…
  • 3.7
    J.P. Morgan – London, England
    19 days ago 19d
    at www.jpmorganchase.com. TCIO Financial Control OfficerAssociate Business and Role Description: The Treasury… well as strategic initiatives. The TCIO Financial Control Officer will assist in the execution of the control agenda within the…
  • 3.1
    RTS Realtime Systems – London, England
    26 days ago 26d
    Bloomberg's EMEA Compliance team based in London is looking for an experienced ComplianceOfficer to join its Compliance Monitoring… ComplianceOfficer - Compliance Monitoring ProgramLondon Posted Nov 15, 2017 - Requisition No. 63312 Apply Now…
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