Compliance and Employee Relations Associate Jobs in London, England | Glassdoor

Compliance and Employee Relations Associate Jobs in London, England

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  • Alexander Lloyd – London, England
    17 days ago 17d
    recruitment. Areas of expertise include IFA, Advisors, Employee Benefits, Compliance, Pensions, Group Risk, Paraplanners, Sales Support… leader in the UK Employee Benefits Consultancy and Financial Planning industries is currently recruiting for an Employee Benefits Associate…
  • 3.7
    Morgan Stanley – London, England
    13 days ago 13d
    EMEA Legal and Compliance Department is charged with day-to-day oversight and coordination of the Firm’s compliance with core regulatory… Research against the Firm’s Watch and Restricted List for compliance with relevant securities laws and with internal policies,…
  • 3.2
    ED&F Man – London, England
    8 days ago 8d
    – you can offer insight into future compliance risks About us ED&F Man is an employee-owned agricultural commodities merchant… they have completed all their compliance training, and check teams are trained on their compliance requirements Make sure documents…
  • 3.7
    RBC – City of London, England
    2 days ago 2d
    is the opportunity? Associate Director/Senior Compliance Manager within the Capital Markets Compliance team for RBCCM Europe,… F&C) and Treasury Management Services (TMS) Compliance Advisory, Europe in relation to the front office advisory activities for…
  • 3.5
    M&G – London, England
    10 days ago 10d
    approval to the Head of Compliance; preparing reporting for provision to governing bodies o Personal Associations – receive notifications… trading queries; oversight of employee adherence to reporting requirements; liaising with M&G Compliance teams on PTA and other processes…
  • LMA – London, England
    7 days ago 7d
    required, of all Company Compliance policies, processes and procedures. Identify compliance risks associated with the firmâs business… staff policies as they relate to Compliance on a regular basis Provision and oversight of the firmâs annual CPDÂ provision inclusive…
  • 3.5
    Standard Chartered Bank – London, England
    5 days ago 5d
    highest standards of ethics, compliance with relevant policies, process and regulations - Work with related stakeholders in delivering… Mitigram etc) Competitors (industry initiatives) Trade Associations (SWIFT, ICC etc in providing them Regional Trade Data on…
  • McGraw Wentworth – London, England
    7 days ago 7d
    identification of potential risks and financial services compliance issues associated with new products, services and/or jurisdictions.… Position Overview The Compliance Officer will act as an Subject Matter Expert (SME) in relation to the application of the…
  • 3.3
    Mercer – London, England
    7 days ago 7d
    identification of potential risks and financial services compliance issues associated with new products, services and/or jurisdictions.… Position Overview The Compliance Officer will act as an Subject Matter Expert (SME) in relation to the application of the…
  • Alexander Lloyd – London, England
    2 days ago 2d
    recruitment. Areas of expertise include IFA, Advisors, Employee Benefits, Compliance, Pensions, Group Risk, Paraplanners, Sales Support… working in a similar Associate Consultant or consultative support role. Progression towards industry-related exams is advantageous…
  • 3.5
    Standard Chartered Bank – London, England
    12 days ago 12d
    process for adequately addressing risks associated with implementation and compliance, and ensuring appropriate collaboration… Regulatory Compliance team is responsible for the independent, second line, oversight of core processes and related policies and…
  • 3.5
    Morningstar – London, England
    22 days ago 22d
    advisory services. The Role: Morningstar’s Compliance team is seeking a Compliance Associate. This position will be based out of Morningstar… activities related to the compliance programme, including, but not limited to Administer the Code of Ethics compliance programme…
  • 3.5
    Willis Towers Watson – London, England
    6 days ago 6d
    of the investment business. In addition the Associate will assist the Compliance Officer of Towers Watson Investment Management… of their investment arrangements. The Compliance Manager will focus on the compliance and regulatory impact of a nominated area…
  • Big Wednesday Digital – London, England
    22 days ago 22d
    Associate Director Employee Satisfaction - Contact Center - Global eCommerce Travel Leader - Bangkok Our client is a leading… effectiveness, etc. The Global Associate Director will also be responsible for the voice of employees program of CEG. Responsibilities…
  • 3.4
    Marsh – London, England
    11 days ago 11d
    identification of potential risks and financial services compliance issues associated with new products, services and/or jurisdictions.… Position Overview The Compliance Officer will act as an Subject Matter Expert (SME) in relation to the application of the…
  • 3.2
    Fitch Ratings – London, England
    22 days ago 22d
    improvement Participate in compliance workplan groups relating to personal conflicts or other compliance areas Ongoing liaison… monitoring, focus compliance resources to "true conflicts of interest " Assist with tracking and monitoring Employee Personal Securities…
  • 2.5
    Domestic & General Group – Wimbledon, England
    1 days ago 14hr
    training across our UK offices Provide compliance advice and guidance in relation to legal contractual arrangements, in particular… fantastic permanent opportunity for a Compliance Manager (UK) to join our Risk and Compliance team based here at Domestic & General…
  • MFS Africa – London, England
    EASY APPLY
    8 days ago 8d
    recordkeeping and reporting process for compliance Conduct AML training for employees and external parties (e.g. partners)… will oversee compliance for the MFS Hub and be integral to growing, innovating in- and implementing the compliance function. The…
  • 3.0
    BNY Mellon – London, England
    5 days ago 5d
    involve certain generalist compliance duties, in particular support to the execution of the compliance programme in respect of financial… the Risk & Compliance Committee. Participate in centralised initiatives across the BNY Mellon Risk & Compliance organisation…
  • 3.5
    Marsh & McLennan Companies – London, England
    7 days ago 7d
    identification of potential risks and financial services compliance issues associated with new products, services and/or jurisdictions.… Position Overview The Compliance Officer will act as an Subject Matter Expert (SME) in relation to the application of the…
  • 4.0
    AlphaSights – London, England
    22 days ago 22d
    6-18 months experience in related fields such as law, risk management, operations or compliance Fluency in English (foreign… development to training and oversight. Client Protection Associates monitor client requests, develop and implement new policies…
  • 3.7
    ARC Ltd – Redhill, South East England, England
    8 days ago 8d
    expertise include pensions, sales support, employee benefits/group risk, compliance, flexible benefits, paraplanners, underwriting… and the company in general. The Pensions Correspondence Associate position is only one of many vacancies we are handling. ARC…
  • 2.5
    SS&C – London, England
    21 days ago 21d
    CLO Compliance Analyst, Associate Manager Company Overview SS&C Technologies, Inc. provides mission-critical software… interdepartmental teams on projects and deliverables related to the continued build out of Compliance team servicing platform. Experience…
  • 3.7
    Morgan Stanley – London, England
    13 days ago 13d
    initiatives with other legal and compliance professionals relating to areas across Fixed Income Compliance d) Business Engagement Engage… information and compliance support with respect to the regulatory aspects of the business they operate and in relation to the significant…
  • 2.8
    Globeop Financial Services – London, England
    21 days ago 21d
    CLO Compliance Analyst, Associate Manager Company Overview SS&C Technologies, Inc. provides mission-critical software… interdepartmental teams on projects and deliverables related to the continued build out of Compliance team servicing platform. Experience…
  • 5.0
    Amdas Consultancy Ltd – Heathrow, England
    21 days ago 21d
    EHS&S compliance procedures Ensure that employees and managers are fully trained in food/ EHS&S compliance and associated topics… ; Implementation food compliance standards and ensure minimum of legal compliance and compliance with corporate standards,…
  • 3.1
    State Street – London, England
    24 days ago 24d
    oversight program for Global Services UKMEA and associated legal entities, ensuring compliance with the UK Financial Conduct Authority… GS UK Compliance Program Manager; and the GS UK Compliance team members in the execution and delivery of the compliance regulatory…
  • 3.3
    AECOM – London, England
    4 days ago 4d
    Requisition/Vacancy No. 149092BR Position Title Associate Facade Engineer Job Category Engineering - Surveying Business… profile international projects, for 2017 and are recruiting an Associate Facade Engineer to join the Building Engineering team location…
  • 3.2
    CRF Health – Hammersmith, England
    2 days ago 2d
    Development of a clearly defined set of capability readiness levels associated with product development so that the minimum standards required… for the operational performance of VS and governance and compliance of the AS community, the role is responsible for leading the…
  • 3.8
    PwC – London, England
    2 days ago 2d
    fulfill all associated responsibilities • Comply with PwC Network policies and procedures and intra PwC agreements related to data… Risk and Compliance Leader to operate within the PwC Network of Member Firm’s Information Security Policy (ISP) Compliance Responsibilities…
  • 5.0
    Amdas – Hounslow, England
    22 days ago 22d
    EHS&S compliance procedures ·Ensure that employees and managers are fully trained in food/ EHS&S compliance and associated topics… include; ·Implementation food compliance standards and ensure minimum of legal compliance and compliance with corporate standards,…
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