Compliance Assistant Jobs in London, England | Glassdoor
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Compliance Assistant Jobs in London, England

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  • 3.2
    Savills – Richmond, London, England
    18 days ago 18d
    TITLE: Compliance Assistant DEPARTMENT: Compliance REPORTS TO: Sapna Fraser JOB PURPOSE Savills UK Lettings compliance team… team are looking to recruit an AML Compliance Assistant The chosen candidates main responsibility will be to undertake client due…
  • 3.9
    Barclay Simpson – London, England
    17 days ago 17d
    range to mainly institutional clients. They are looking for a Compliance Officer to act as generalist with a focus on taking the lead… Financial Promotions The role will report to the Senior Compliance Officer and work closely with the business to provide support…
  • Reed Insurance – London, England
    25 days ago 25d
    To assist the Compliance Officer in ensuring a robust corporate governance and management culture (Compliance, Risk, Audit and… pending submission deadlines. To assist the Compliance Officer in ensuring appropriate internal compliance systems and controls are in…
  • 3.6
    Travelers Companies – London, England
    16 days ago 16d
    the Travelers Europe compliance team in its fulfilment of the annual Compliance Plan. Assist the Compliance Officers as required… accordance with the Board-approved Compliance Plan Gathering and managing data to assist with Compliance monitoring across Travelers…
  • 4.4
    Kennedy Pearce Consulting – London, England
    24 days ago 24d
    Compliance Assistant Docklands based Trading House, are looking to recruit a Compliance Assistant who will gradually progress… progress and move into the Compliance Officer for the business. This is a fantastic opportunity, for someone who is looking to start…
  • 4.2
    Hays Specialist Recruitment Limited – London, England
    30 days ago 30d+
    will also provide compliance, regulatory and conduct advice and guidance to he business and assist with compliance monitoring and… a leading Lloyd's Syndicate is now recruiting for a compliance assistant. Your new company Your new company is a leading Lloyd's…
  • 4.5
    Market Talent Ltd – London, England
    12 days ago 12d
    Betting Broker, based in the City are actively seeking an Compliance Assistant. The successful candidate will be very diligent with… regulations. The role will see you assisting the department in providing a first class compliance function. The candidate should…
  • 5.0
    Pentasia – London, England
    30+ days ago 30d+
    We are recruiting for a Compliance Assistant for one of our customers based in Central London. The position will pay a basic… understanding jurisdictional regulations, assist in the planning of activities to ensure compliance activities are delivered in a timely…
  • 4.1
    London – City of London, England
    12 days ago 12d
    Betting Broker, based in the City are actively seeking an Compliance Assistant. The successful candidate will be very diligent with… regulations. The role will see you assisting the department in providing a first class compliance function. The candidate should…
  • 4.5
    JCW Search Ltd – London, England
    11 days ago 11d
    the Head of Compliance, to keep abreast of regulatory developments in UK and to review changes to regulation. * Assist in providing… Management, Banking or Finance, preferably with certification in compliance, or AML. * Relevant experience preferably with working experience…
  • Strictly... – London, England
    19 days ago 19d
    9.30am-6pm!! Compliance Assistant: Our client - a boutique City law firm are now looking for a Compliance Assistant to provide support… administration of file compliance reviews, annual review of compliance measures and much more! Compliance Assistant: This is a great…
  • 3.1
    Inspiring Interns – London, England
    13 days ago 13d
    and relationship management. The compliance team support role will focus on assisting the rest of the team prepare and submit… management and administration, and providing support to the compliance team particularly during our busy quarterly filing periods…
  • 3.7
    Schroder Investment Management – London, England
    24 days ago 24d
    Oversight (RO) for the EMEA Hub and sits within Investment Compliance. We currently have vacancy for a permanent position within… evidence understanding of, interest in and strong commitment to Compliance and essential underlying values Excellent written and oral…
  • Steve Daniels Consulting – London, England
    19 days ago 19d
    Job Title: Compliance Assistant - our client for this role are a law firm based in the Old Bailey area Salary: £28,500 per… 00 pm: Monday - Friday. Duties: Support for the Head of Compliance, COLP and COFA Checking of all File Opening Documentation…
  • 3.8
    Edustaff – London, England
    4 days ago 4d
    timelyprocessing of Teachers and Teaching Assistants, ensuring they meet strict compliance regulations. EduStaff are an Education… Compliance Officer EDUSTAFF (London) Ltd EduStaff is an established and hugely successful recruitment consultancy providing…
  • Strictly Recruitment – City of London, England
    20 days ago 20d
    9.30am-6pm!! Compliance Assistant: Our client - a boutique City law firm are now looking for a Compliance Assistant to provide support… administration of file compliance reviews, annual review of compliance measures and much more! Compliance Assistant: This is a great…
  • 4.5
    JCW Search Ltd – London, England
    4 days ago 4d
    conduct * Line management of Compliance Assistant * Work with partners and teams to market compliance services to clients KNOWLEDGE… families. POSITION OVERVIEW: The Compliance Officer will be responsible for all compliance matters for the London office. In…
  • 4.2
    Hays – City of Westminster, England
    4 days ago 4d
    International Lloyd's Market Broker is recruiting for a Compliance Officer to join their regulatory team Your new company… Lloyd's minimum standards guidelines. You will also provide assistance within the risk function, being responsible for updating their…
  • 3.0
    BNY Mellon – London, England
    3 days ago 3d
    support to the EMEA Group MLRO and the EMEA Compliance Monitoring Director assisting the team/departments as required. As part of… resource, as required, assist the EMEA Heads of Advisory and Regulation and the EMEA Head of Compliance with administration support…
  • Ferguson Snell and Associates Ltd – London, England
    19 days ago 19d
    Goldenberg Heymeyer JOB TITLE: Compliance Assistant   KEY RESPONSIBILITIES:   · To work with senior management in order… policies and procedures relating to the areas within HR and Compliance   · To manage the whole counterparty on-boarding process…
  • 3.7
    Schroders – London, England
    5 days ago 5d
    project work and assisting IT with relevant firm wide projects. • Maintaining a list of Portfolio Compliance monitoring ‘gaps… is for a permanent Global Portfolio Compliance Manager within the Global Portfolio Compliance Team (GPCT) in the Schroders London…
  • Dhunay Corporation – Ealing, England
    5 days ago 5d
    we would love to hear from you. Role Purpose To assist the compliance team and Input and audit learner and employer information… maintainrecords To be responsible for To assist the compliance team ensuring the integrity, accuracy and completeness…
  • 3.5
    UBS – London, England
    20 days ago 20d
    objectivity? We are looking for someone like that who can: • Assist in delivering the monitoring programme by completing reviews…
  • 3.4
    AXA UK – London, England
    2 days ago 2d
    standards are adhered to and demonstrated within the Compliance Advisory team * Assist with preparation of periodic reporting to the… other reporting to internal governance committees on compliance matters * Assist with various monitoring duties; respond to team email…
  • 3.4
    FDM Group Ltd – London, England
    6 days ago 6d
    Regulation and Compliance Analyst – Technical IT Consultant Finance and financial markets are a global entity crucial to business… worldwide activities. Know your customer (KYC) and Regulation & Compliance policies are becoming increasingly important in order to prevent…
  • 3.9
    Arup – London, England
    3 days ago 3d
    the Tax Compliance Manager in the co-ordination and management of the international tax compliance process. Assist with the… Tax Compliance Assistant Description Arup is an independent firm of designers, planners, engineers, consultants and…
  • 3.0
    Interserve Healthcare Limited – London, England
    3 days ago 3d
    nurses through the compliance process within agreed target timeframes. • Maintaining high levels of compliance in accordance with… we get this right is the job available. As a Recruitment Compliance Consultant we would love you to join us if you are highly…
  • 3.6
    Partners Group – London, England
    5 days ago 5d
    that the UK compliance programme is compatible with the firm’s global compliance programme, aims and culture Assisting with the… for supporting Partners Group's UK Head of Compliance and the Head of Global Compliance in ensuring that Partners Group's two FCA-licensed…
  • 3.6
    Natixis Global Asset Management – London, England
    10 days ago 10d
    daujourdhui. Basé Londres, lAssistant Compliance aura pour mission de seconder le Responsable Compliance dans toutes ses tâches quotidiennes… vous avez idéalement effectué des stages au sein dun service Compliance ou Contrôle Interne idéalement dune société de gestion dactifs…
  • 4.5
    HANOVER SEARCH GROUP LTD – London, England
    10 days ago 10d
    CEO - Prepare and participate in the Annual Compliance Audit To ensure compliance with the legal & regulatory requirements by… cheques file - Establish Compliance procedures and review on regular basis - Review annually the Compliance and T&C file and any…
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