Compliance Assistant Jobs in London, England | Glassdoor
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Compliance Assistant Jobs in London, England

1,052 Jobs

  • 4.8
    LMA Recruitment Ltd – London, England
    5 days ago 5d
    opportunity working for a respected private bank to assist an established compliance team. This role will sit as part of the second… effectively. Duties to include: Assisting with the development and management of the annual compliance risk assessment used to inform…
  • 4.1
    Robert Walters Plc – London, England
    4 days ago 4d
    not only review alerts but also assist with the manual rule coding duties via the compliance systems. You will be required… Guideline Monitoring Compliance officer to join their expanding Compliance team.The Guideline Monitoring Compliance Officer will be…
  • 3.8
    RGP – London, England
    4 days ago 4d
    organisations, providing hands-on assistance and practical advice. We provide our clients with ongoing compliance support including consultancy… organisations, providing hands-on assistance and practical advice. We provide our clients with ongoing compliance support including consultancy…
  • 3.3
    NICE Actimize – London, England
    10 days ago 10d
    Actimize is a recognized leader in trade surveillance and compliance solutions covering areas such as market abuse and manipulation… closely with other functions within the Financial Markets Compliance line of business – LOB Management, Product Management, Sales…
  • 4.1
    Freshfields Bruckhaus Deringer – London, England
    NEW
    provide advice to the Partners about a range of compliance issues. Assisting locally in the London office (and as part of a… risk and compliance. Requires a comprehensive knowledge of applicable ethical rules and guidelines and related compliance issues…
  • 4.4
    Axiom Global – London, England
    HOT
    Currently, we're on the hunt for exceptional FS Regulatory & Compliance lawyers to join our ranks with: Excellent academic and… solid experience in advising clients on legal regulatory and compliance issues across a broad range of areas including investment…
  • 3.4
    Robert Half – London, England
    7 days ago 7d
    promoting open dialogue and communication Manage the compliance inbox Assist with complaints handling process, in particular escalated… key areas of Compliance Ensure the Compliance department maintains adequate records Promote a positive Compliance culture within…
  • 3.4
    Aon – London, England
    NEW
    is responsible for assisting with the development of the firm’s compliance framework and overseeing compliance with regulatory requirements… requirements. Assist with the implementation of HRMSL specific compliance policies and procedures, including Compliance Manual, Conflicts…
  • Taylor Root – London, England
    18 days ago 18d
    periodic basis assist the Compliance Monitoring Manager/Head of Compliance Monitoring & Assurance in maintaining compliance monitoring… incorporated into the Compliance advice provided to the business. On an ad-hoc basis assist the Compliance Monitoring Manager/Head…
  • 3.7
    JP Morgan – London, England
    4 days ago 4d
    team, assist in the implementation of the Data Privacy/Protection Compliance Program in the firm * Working with Compliance Regulatory… associated with new business or products. * Working with Compliance Training, assist in the development and delivery of a training and…
  • MW Recruitment Ltd – London, England
    NEW
    as required by the Head of Compliance, assisting with the preparation and presentation of Compliance reports, management information… recruit a compliance manager to meet the regulatory and statutory expectations for the firm. A primary focus is to assist the head…
  • 4.6
    ACA Compliance Group – London, England
    EASY APPLY
    NEW
    making internal or client presentations on compliance specific issues. • Assisting with the project management of FCA authorisation… • Undertaking compliance reviews, assessments and presenting recommendations to Compliance Officers, compliance staff and senior…
  • 4.4
    LendInvest – London, England
    EASY APPLY
    NEW
    opportunity for a Compliance Director. The Compliance Director will be required to take a lead in the compliance function, reporting… property loans. Both our lending and investor products requires compliance oversight; particularly LendInvest Capital, which manages…
  • 5.0
    Go Partnership – London, England
    6 days ago 6d
    My client are a market leader within the financial compliance solutions sector, with a Tier 1 banking client base. Continued… of risk interdiction, anti-money laundering or regulatory compliance domains Consulting experience to the financial services industry…
  • 3.7
    Morgan Stanley – London, England
    4 days ago 4d
    policies Assisting with the Compliance review of outside brokerage account disclosures Liaising with overseas Compliance teams… important part of our culture. Department Profile The EMEA Compliance Department is a service-oriented department which provides…
  • 4.2
    Eames Consulting UK – London, England
    12 days ago 12d
    Responsibilities include (but are not limited to): Assist with Central Compliance Reviews across the EMEA network. Undertake business… Central Compliance division and will be responsible for Compliance Monitoring program reporting to the Global Compliance Monitoring…
  • Chadwick Nott – London, England
    NEW
    might be improved. Assist with devising and delivering training internally (at all levels) on all core compliance issues. Keep developments… projects designed to bring such improvements about. Assist in the firm's compliance with the GDPR. Specification To have…
  • 5.0
    Camino Partners Ltd – London, England
    HOT
    income tax etc) · Assistance with visa/work permit/residence permit applications · Ensure global compliance standards are monitored… regarding all compliance matters. Responsibilities: Global Compliance · Provide advice on appropriate compliance arrangements…
  • 3.1
    Pontoon – London, England
    30 days ago 30d+
    solutions to required remedial actions Assist in the development and implementation of new Compliance policies and/or in the updating… opportunity for a Compliance Officer to work in their offices based in London. Operational / Infrastructure Compliance is a team…
  • 3.3
    Lloyds Banking Group – London, England
    4 days ago 4d
    Operations and other support teams and will assist in driving forward compliance and conduct culture within the organisation,… implement an advisory framework to ensure compliance with Commercial Banking specific Compliance & Conduct policies, procedures and governance…
  • Tate – City of London, England
    11 days ago 11d
    therefore their Compliance Team is an integral arm to the business. You will fully assist the tight-knit Compliance team, dealing… We are looking for an analytical and process driven ComplianceAssistant to support our client who is an international Financial…
  • 4.4
    Axiom Global – London, England
    23 days ago 23d
    monitoring, managing and reporting on compliance risk Liaising with internal business units and assist external examiners Implementing… understanding of compliance is essential The responsibilities for this role will include: Advising clients on compliance and legal…
  • 3.8
    Office Angels – London, England
    19 days ago 19d
    Compliance Administrator £20-24k HOURS: 8:30 - 17:30 Mon-Thurs & 8:30 - 17:00 Fri JOB SUMMARY Inform prospective locums… recruitment policies and procedures. Maintain locum staff files in compliance with regulatory and contractual requirements. Ensure a professional…
  • 4.0
    Swanstaff Recruitment Ltd – Sidcup, England
    20 days ago 20d
    Job Title: Technical ComplianceAssistant Location: Sidcup Rate of Pay: £25,000 The Role: Are you looking for a… client is actively seeking to recruit a Technical Support Assistant to support the Service Manager in all aspects of the Service…
  • 4.3
    Broadgate Search Ltd – London, England
    11 days ago 11d
    : Assisting in the preparation and implementation of programmes and policies to achieve and maintain FCA compliance. Assisting… Assisting the Compliance Director with the provision of information to the Internal Auditors and disseminating results to relevant…
  • 2.9
    QBE – London, England
    6 days ago 6d
    with Brexit licence applications. Assist in updating compliance intranet site content. Assist with reviewing regulatory developments… exception reports) Assist with ad-hoc requests from the business for compliance documentation (e.g. compliance policies/procedures…
  • 4.9
    IDEX Consulting Ltd – London, England
    30+ days ago 30d+
    develop compliance policies and procedures, ensuring these are up to date and assist staff in meeting their compliance obligations… To measure the effectiveness of compliance across the business and its Appointed Representatives, identifying ways to improve…
  • 3.9
    Unitymedia – London, England
    HOT
    drive a culture of compliance and ethics throughout the business. Assist in the operation of the global compliance risk assessment… designed to manage compliance risk in accordance Company policy and local laws. Key Accountabilities To assist senior management…
  • MERJE Ltd – London, England
    NEW
    Matter Expert in compliance tasks as periodically advised by the Head of Compliance (e.g. advisory and AML) Assist the business/compliance… oversee and assist the business with completion of their annual plan and ensure it dovetails with the Compliance Plan with the…
  • 4.3
    Coinbase – London, England
    6 days ago 6d
    Assist in the implementation of new regulations or changes to existing regulations Assist in the design of compliance-related… provided by the Head of UK Compliance. This role will be a direct report of the Director of Compliance (US). The AML/CTF Lead will…
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