Compliance Assistant Jobs in London, England | Glassdoor

Compliance Assistant Jobs in London, England

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  • 3.0
    BNY Mellon – United Kingdom
    17 days ago 17d
    respect of financial crime prevention. To assist the contribution of Risk & Compliance to the corporate governance framework of… involve certain generalist compliance duties, in particular support to the execution of the compliance programme in respect of financial…
  • Regional Job Network – London, England
    26 days ago 26d
    in London is currently looking for an Assistant Compliance Manager to join their compliance team. This role will be responsible… internal compliance processes in relation to approved persons and conflicts management. As the Assistant Compliance Manager your…
  • 3.4
    GSK Consumer Healthcare – Brentford, England
    19 days ago 19d
    support for the newly formed Global Risk Management Office in Compliance to provide coordinated legal support to the various activities… the Head of the Global Risk Management Office and the Chief Compliance Officer to ensure proper legal support is provided to this…
  • 3.7
    University of Greenwich – London, England
    20 days ago 20d
    The Assistant Director of Finance (Compliance & Operations) role is focused on statutory and regulatory compliance, and the… All Vacancies View Previous List Assistant Director of Finance (Compliance & Operations) Finance Location…
  • 2.7
    cer Financial – London, England
    30+ days ago 30d+
    Preparing and monitoring compliance timetables. Assisting the Compliance Officer with preparing compliance reports. Attending board… Responsibilities of the Compliance and Company Secretarial Assistant will include: Reporting directly to the Compliance Officer and providing…
  • 3.8
    Deloitte UK – London, England
    10 days ago 10d
    and the compliance function in one or more sectors of the financial services industry. While we expect the Assistant Manager to… to lead on the role of the compliance function across all financial services sectors, the Assistant Manager will be able to draw…
  • 2.7
    Vitality – London, England
    27 days ago 27d
    support to the Group Chief Risk Officer and the Group Chief Compliance Officer. Accountabilities Diary management Travel…
  • 3.5
    BNP Paribas – London, England
    3 days ago 3d
    Regional Heads of Compliance / Heads of Compliance Territory and the Global Heads of Compliance Assisting in the management… Day CIB Compliance Operations Assist in the execution of the department’s electronic surveillance programme Assisting in investigation…
  • 3.4
    Hiscox – London, England
    4 days ago 4d
    the Group. Develop and deliver compliance training. To assist in the delivery of the compliance monitoring program to ensure that… position. The Compliance Officer will provide compliance advice to the business, supporting the wider Compliance team in delivering…
  • 4.8
    Investigo – London, England
    9 days ago 9d
    frameworks * Assist in development of compliance training * Support multiple funds with compliance and regulatory needs * The resolution… Investigo Compliance are working alongside a leading Asset Management firm based in London who are seeking a Compliance Generalist…
  • 3.8
    Deloitte – London, England
    9 days ago 9d
    and the compliance function in one or more sectors of the financial services industry. While we expect the Assistant Manager to… to lead on the role of the compliance function across all financial services sectors, the Assistant Manager will be able to draw…
  • 3.1
    River Island Clothing – London, England
    5 days ago 5d
    or context. Assist in development of and compliance with privacy principles and practices. Advise and assist technical teams… Help review and support ethical conduct and legal compliance programmes; assist with ongoing and regular reviews of standard form…
  • 4.2
    Bupa – London, England
    16 days ago 16d
    Reporting and Compliance Accountant reports to the Global Tax Reporting and Compliance Manager (GM) and assists with managing… accurate delivery of the LTIP tax calculations. Tax Compliance Assist with the overall submissions of UK tax returns to HMRC…
  • 3.4
    Deutsche Bank – London, England
    19 days ago 19d
    and the continued build-out of Deutsche Bank’s compliance programme Assisting in the timely resolution of exchange, regulatory… Compliance At Deutsche Bank, good compliance is everybody’s responsibility. The Compliance department’s core functions…
  • 3.3
    Christie's – London, England
    26 days ago 26d
    members Complete quarterly group reporting 2. Compliance and control Assist with auditors – internal and external Ensure the… flexibility with the allocation of tasks and a willingness to assist where needed in order to meet deadlines and bring in new initiatives…
  • 3.5
    BNP Paribas – United Kingdom
    14 days ago 14d
    Professional Ethics Where appropriate, to assist the Head of Compliance Training in compliance awareness-raising and information towards… transactions, other compliance arrangements, and implementation and management of relevant global policies Assist the Métiers in…
  • 3.7
    Point72 – London, England
    2 days ago 2d
    Point72’s ethical decision-making approach and its compliance program Assisting your team in innovating and creating unique investment…
  • 3.1
    BAE Systems Applied Intelligence – London, England
    25 days ago 25d
    order to meet business requirements while ensuring compliance to (and assisting in definition of) architecture standards and any…
  • Black Swan Associates Limited – City of London, England
    30+ days ago 30d+
    join a growing team. The role involves both BAU Compliance work and assisting/contributing to regulatory projects and other initiatives.Responsibilities… research Training Contribute to Control Room and wider Compliance initiatives Requirements Experience in an Investment Banking…
  • 3.4
    Pontoon – London, England
    10 days ago 10d
    assistant to join Alcentra's compliance function. Reporting to the Compliance Manager the Compliance Assistant will provide generalist… number of compliance tasks. Key responsibilities will include but not limited to: - Assisting in administering the compliance monitoring…
  • 2.6
    Ria Financial Services Ltd – London, England
    5 days ago 5d
    reinforcement of our compliance department in our local operations. We are currently looking for a Compliance Audit Assistant whose main… including ad-hoc compliance administration The ideal candidate will have: Working knowledge of compliance policies, legislative…
  • 4.8
    Currency Solutions – London, England
    2 days ago 2d
    Role As our Compliance Officer you will report to the Head of Compliance, assisting and supporting the Compliance department.… the Head of Compliance Produce documentation as directed by the Head of Compliance Update the Head of Compliance on suspicions…
  • 3.3
    Paddy Power – London, England
    24 days ago 24d
    the business. Assist the Head of Retail Compliance with assistance as required Responsible Gambling Assist with the implementation… with non-compliance, or, high risk responsible gambling interactions Assist the Head of Retail Compliance with assistance as required…
  • 2.8
    Trident – City of Westminster, England
    6 days ago 6d
    CIS returns where required. Assisting in the preparation of loan compliance schedules. Assisting in the preparation of tax computations…
  • 4.2
    Salt Digital Recruitment – London, England
    18 days ago 18d
    Managing the Contracts Compliance Assistant to ensure contracts, references and compliance documentation is accurate and up-to-… overall compliance and administrative support to the company as and when required. Key duties Contractor Care & Compliance Managing…
  • 4.0
    Apprenticeship Connect – City of Westminster, England
    6 days ago 6d
    London. They are looking for a motivated, driven compliance administrator to assist with the sales team with their candidate screening… process. Role Overview As a compliance administrator apprentice, you will work alongside the compliance team to ensure company standards…
  • 2.5
    Panoramic Associates – City of Westminster, England
    12 days ago 12d
    Officer to support each business unit with their compliance responsibilities, by assisting with reviews, recommending actions and resolutions… opportunity within a London Market Insurance Broker to join their Compliance Monitoring team. They are looking for an experienced Monitoring…
  • Alexander Lloyd – London, England
    10 days ago 10d
    making internal or client presentations on compliance specific issues. * Assisting with the project management of FCA authorisation… * Undertaking compliance reviews, assessments and presenting recommendations to Compliance Officers, compliance staff and senior…
  • Banking Support – City of Westminster, England
    26 days ago 26d
    Wealth Planning ·Assist in Compliance Monitoring including thematic reviews ·Assist in maintaining the compliance policies ·Financial… services are recruiting for a Senior Compliance Associate to assist with the companys compliance policies and procedures undertaking…
  • Clark Wood – City of Westminster, England
    30 days ago 30d+
    the corporation tax compliance function. Assist the senior team members in the provision of other compliance work, managing and… Responsible for all other aspects of internal finance management compliance for own portfolio of clients, including initiation of payment…
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