Compliance Assistant Jobs in London, England | Glassdoor
Job Type
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Compliance Assistant Jobs in London, England

1,076 Jobs

  • 4.2
    London – City of London, England
    7 days ago 7d
    and 200+ staff globally are seeking a ComplianceAssistant to join their core Compliance function. Main Duties will Include… with the regulations; Update the compliance log with declined applications; Assist with complaint handling process where…
  • 3.1
    Groupon – London, England
    Today 9hr
    adopted to monitor quality and compliance Provide assistance to internal or external auditors in compliance reviews. Keep informed… quality and compliance related refunds and customer service issues. Job responsibilities Develop compliance and quality…
  • 2.0
    Gordon Yates Limited – London, England
    4 days ago 4d
    monitor and assess, compliance breaches Review breach registers, incident reports Assist business compliance function in preparing… Banking - Compliance Monitoring Analyst - Perm, £30k-33K An exciting opportunity has come up to work as a Compliance Monitoring…
  • 3.4
    Société Générale - UK – London, England
    8 days ago 8d
    with advisory compliance officers and/or the Control Room on monitoring related issues as appropriate Assisting in regulatory… BUSINESS LINE OR DEPARTMENT To actively and promptly undertake Compliance communication monitoring of key risk areas of Societe Generale…
  • 2.6
    MSI Group Ltd – London, England
    15 days ago 15d
    Purpose and Context The Compliance Officer has responsibility for contacting candidates to assist them to complete the MSI Group… Accountable For The Compliance officer is accountable for: Managing the end to end Compliance Process Ensuring all candidate…
  • 3.6
    Bloomberg – London, England
    NEW
    up-to-date with regulatory rules, changes and assist the EMEA Head of Compliance and AML -Team Lead with providing guidance and… reviews Assist the AML Team Lead to prepare reports for regulatory bodies and internal management Provide Compliance support…
  • 4.2
    Hays Specialist Recruitment Limited – London, England
    Today 4hr
    to ensure offices are fully operational. Coordinating all compliance and Health and Safety checks/procedures. Preparing, printing… Facilities Assistant Role within a Pharmaceutical company. Your new company My client is a renowned service provider who…
  • 2.9
    QBE – London, England
    NEW
    with Brexit licence applications. Assist in updating compliance intranet site content. Assist with reviewing regulatory developments… exception reports) Assist with ad-hoc requests from the business for compliance documentation (e.g. compliance policies/procedures…
  • 2.8
    Mitsubishi UFJ Securities (USA) – London, England
    NEW
    employs them. Assist in the delivery of MUS Securities annual Compliance monitoring plan. Conduct Compliance risk based desk… the implementation of Compliance and Conduct Risk Management frameworks. Strong wholesale compliance FCA/PRA experience within…
  • 3.2
    TMF Group – London, England
    NEW
    Corporate Secretarial Technical Assistant - Compliance Apply now Job no: 497154 Work type: Full time Location: United… Technical Assistant is responsible for providing a high-quality client service within our Corporate Secretarial Compliance team. This…
  • 4.7
    Orion Group – London, England
    7 days ago 7d
    to join.The Risk & Compliance Executive will assist the Head of Risk and Compliance to achieve compliance with the requirements… employing around 400 staff across the UK, is seeking a Risk & Compliance Executive based at their South West London Office. The company…
  • 4.2
    Hays Specialist Recruitment Limited – London, England
    Today 4hr
    ensure that all records are kept up to date in compliance with school policy, To assist with annual electrical tests (PAT) if required… a courteous manner and direct them as appropriate and in compliance with the schools code of practice and ethos. Adhere to the…
  • 4.2
    Eames Consulting UK – London, England
    6 days ago 6d
    hire a Research Compliance professional to assist the Cross-Asset Research team in providing advice on compliance and regulatory… to a graduate level Compliance advisory experience and a competent understanding of Research Compliance Prior exposure to managing…
  • Black Swan Associates Limited – London, England
    NEW
    found and action taken. Taking part in the wider compliance function by assisting with training, providing management with written… Compliance Data AnalyticsThis is an excellent opportunity to join a growing space in an established compliance function of a global…
  • 3.1
    Pontoon – London, England
    26 days ago 26d
    solutions to required remedial actions Assist in the development and implementation of new Compliance policies and/or in the updating… opportunity for a Compliance Officer to work in their offices based in London. Operational / Infrastructure Compliance is a team…
  • 3.9
    Walt Disney Company – London, England
    7 days ago 7d
    Touch (Mystery Shop) results Assists Store Management team to ensure Store’s total compliance to Disney Policies, Store Operating… The Assistant Store Manager represents the Disney brand, and leads the cast in engaging Guests in magical experiences throughout…
  • 3.4
    Fidelity International – London, England
    7 days ago 7d
    requests. Assist in providing training to the business where relevant. Assist with the reparation of reports on compliance and regulatory… Description London Investment Compliance, which is part of a global Investment Compliance team, is responsible for providing…
  • 4.2
    Hays – London, England
    7 days ago 7d
    Manager Key Responsibilities: Assisting with the relationship management between Compliance Advisory and EMEA Retail and iShares… digital marketing and social media. Assisting with training surgeries for other Compliance staff on financial promotions and our…
  • 3.6
    Lend Lease – London, England
    30+ days ago 30d+
    for? Lendlease are looking to employ an Assistant Company Secretary & Compliance Administrator on a 6-month minimum, fixed-term… under administration, filing, documentation, minute taking, compliance, system maintenance and insurance. Essential qualifications…
  • 3.4
    Société Générale - UK – London, England
    9 days ago 9d
    escalate as appropriate. To assist with trainings to the business lines and other members of Compliance on CR process related topics… Statement of SEGL/CFT/GBS (Compliance Global Banking services): To enhance and maintain a robust compliance framework, in partnership…
  • 3.4
    Société Générale – London, England
    NEW
    plan. To that extent, assist in the scheduling and preparation of meetings with business and Compliance stakeholders on the one… has a specific mandate within Compliance which is to evaluate and monitor the risks of non compliance, reputation and misconduct…
  • 3.5
    Fragomen, Del Rey, Bernsen, & Loewy – London, England
    14 days ago 14d
    provide compliance assessments Attend training in order to develop relevant technical knowledge, techniques and skills Assist Billing… training to Compliance Consultants and Coordinators Provide input into the tools and programmes used to train Compliance Consultants…
  • 4.8
    LMA Recruitment Ltd – London, England
    NEW
    other client topics addressed to Compliance o Assist with answering ad hoc central Compliance queries from the business… Undertake a number of Routine Compliance Monitoring Program tests and assist both Advisory Compliance or Monitoring Managers in…
  • 3.7
    Morgan Stanley – London, England
    8 days ago 8d
    Responsibilities -Assist with the design and delivery of a portfolio of Compliance Tests / Reviews to monitor compliance with Regulations… EMEA Legal and Compliance Department is charged with day-to-day oversight and coordination of the Firms compliance with core regulatory…
  • 3.5
    UBS – London, England
    23 days ago 23d
    information and insights required to manage product risk – Assist the Money laundering Officer on Anti Money laundering / Anti…
  • 3.4
    Société Générale – London, England
    NEW
    produced on a timely basis (which requires coordination with Compliance, Operational risk teams etc). Contribute to the risk assessment… Capital Market activities or exposure in Operational risk or Compliance . You have strong analytical skills, general knowledge…
  • 4.8
    Ingenious – City of London, England
    Today 5hr
    Ingenious Capital Management to deal with compliance-related issues and providing advice to assist the business in understanding and interpreting… of oversight, compliance advice and monitoring. Key Accountabilities Providing support to the Group Compliance Officer. The…
  • Mason Blake Limited – London, England
    5 days ago 5d
    investment guidelines, benchmarks and fund sizes Ensuring compliance with all applicable statutory requirements Requirements… is currently looking for someone to join as a Fund Managers Assistant. The position sits within the front office working closely…
  • 4.5
    Huntress – London, England
    20 days ago 20d
    and ComplianceAssistant Manager A role has risen for someone to come on board and strengthen the audit and compliance team… approval as required. This role will also assist with the management of compliance and audit issues. There is also scope to be…
  • 4.8
    LMA Recruitment Ltd – London, England
    NEW
    opportunity working for a respected private bank to assist an established compliance team. This role will sit as part of the second… effectively. Duties to include: Assisting with the development and management of the annual compliance risk assessment used to inform…
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