Compliance Associate Jobs in London, England | Glassdoor

Compliance Associate Jobs in London, England

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  • Ascension Rec2Rec – London, England
    EASY APPLY
    1 days ago 19hr
    internationally. The business now have an opening for a senior compliance recruitment consultant with proven management skills who now… their career further. We are looking for an experienced compliance recruitment consultant with at least 3 years proactive target…
  • 4.1
    World First UK – London, England
    29 days ago 29d
    The Role The World First Compliance Team is looking for an associate to assist with the increasing workload as a result of… as part of the Compliance Monitoring Plan Providing Compliance Training support and helping promote Compliance across the business…
  • Mason Blake Limited – London, England
    30+ days ago 30d+
    management. The role is as a Risk and Compliance Associate which sits within the risk and compliance team. Main Responsibilities:… also ensure that the compliance monitoring programme is fit for purpose whilst also developing the compliance monitoring programme…
  • 3.4
    Takeda Pharmaceuticals – London, England
    7 days ago 7d
    detection processes to ensure training is implemented and compliance with processes is maintained Leads interactions with other…
  • 3.5
    Cambridge Associates, LLC – London, England
    11 days ago 11d
    The Firm requires a [mid-level] compliance associate to assist the Head of Legal and Compliance. Job Responsibilities Support… Compliance Associate Location London Business Function Support Services Apply Now Firm…
  • 3.7
    Argus Media – London, England
    14 days ago 14d
    Job Title Compliance Associate Reporting to Global Compliance Officer Location London Head Office, Clerkenwell Job Purpose… to management. Support the Global Compliance Officer with rolling programme of Compliance Audits across all geographies; communicating…
  • 4.7
    LMA Recruitment Ltd – London, England
    1 days ago 16hr
    members' compliance with regulations and standards on a daily basis Working closely with the General Counsel and Compliance Officer… RESPONSIBILITIES * Providing a day to day compliance function; * Supporting the General Counsel and Compliance Officer on the strategic regulatory…
  • 3.2
    Harbourvest – London, England
    EASY APPLY
    Today 5hr
    UK Compliance Associate Location London Job Description Reporting to the UK Legal & Compliance Officer, the UK Compliance… Compliance Associate will assist, amongst other things, with the compliance of HarbourVest’s two FCA regulated entities, the AIFMD compliance…
  • 4.1
    World First – London, England
    5 days ago 5d
    international payments company and we are looking to hire a Compliance Associate for our London office. Headquartered in London, and… The role: The World First Compliance Team are looking for a friendly, deadline driven, expert communicator to join their fast…
  • 3.8
    Goldman Sachs – London, England
    10 days ago 10d
    Personnel, Compliance Officers, and Compliance Technology to develop and/or enhance system controls, surveillances and associated procedures… The Compliance Risk Control Group (”CRCG”) is part of the Securities Division Compliance team which provides compliance coverage…
  • Ascension Global Recruitment Limited – London, England
    3 days ago 3d
    internationally. The business now have an opening for a senior compliance recruitment consultant with proven management skills who now… their career further. We are looking for an experienced compliance recruitment consultant with at least 3 years proactive target…
  • 4.1
    World First – London, England
    1 days ago 1d
    international payments company and we are looking for a Compliance Associate with either Japanese, Cantonese or Mandarin language… join our team. Overview The World First Compliance Team is looking for an associate to assist with the increasing workload as…
  • 4.7
    LMA Recruitment Ltd – London, England
    9 days ago 9d
    for a Compliance Assistant to join a leading Independent UK Wholesale bank in the recruitment of a Compliance Associate. The role… Discussion of the findings with Head of Compliance and assisting in issuing the Compliance Monitoring Report findings to CEO, ExCo…
  • 3.6
    BlackRock – London, England
    10 days ago 10d
    including core Aladdin pre- and post-trade compliance and non-Aladdin trading compliance; mutual fund monitoring and reporting; global… Business Unit Overview: The Portfolio Compliance Group (PCG) is a global group which sits within Aladdin Portfolio Services…
  • 3.4
    Hamlyn Williams Ltd – London, England
    19 days ago 19d
    Senior Compliance Advisory Associate- London- Top Tier Asset Manager- £55,000-£70,000. You will be tasked with establishing a… a dynamic compliance environment by developing and maintaining a comprehensive compliance programme for the European operation…
  • 2.5
    IBG LLC – London, England
    18 days ago 18d
    IBKR." The key objective of this role is to assist the Compliance Officer in order: To ensure adherence to market conduct… preferred Market surveillance, AML or related surveillance and compliance experience in investment firms (5+ years) Brokerage, bank…
  • 2.6
    Goldman Sachs International – London, England
    6 days ago 6d
    Personnel, Compliance Officers, and Compliance Technology to develop and/or enhance system controls, surveillances and associated procedures… The Compliance Risk Control Group (âCRCGâ) is part of the Securities Division Compliance team which provides compliance coverage…
  • 4.1
    World First UK – London, England
    29 days ago 29d
    international payments company and we are looking for a Compliance Associate with either Japanese, Cantonese or Mandarin language… join our team. Overview The World First Compliance Team is looking for an associate to assist with the increasing workload as…
  • 3.8
    Goldman Sachs – London, England
    Today 11hr
    ensure compliance with Firm policies regarding capacity, authority and suitability • Creating and implementing compliance training… UNIT OVERVIEW Will work as part of the IBD Derivatives Compliance Team to cover the European IBD FICC & Equity Derivatives Businesses…
  • 3.0
    Interactive Brokers – London, England
    17 days ago 17d
    clients. The key objective of the Compliance/AML Associate role is to ensure that IBUK is in compliance with the rules and regulations… and feedback to ensure expedient compliance account processing. The Compliance/KYC Associate will also be expected to provide…
  • 3.8
    Goldman Sachs – London, England
    2 days ago 2d
    , and enthusiasm to join the Compliance Testing Group to conduct reviews of employees’ compliance with policies and regulations… regulators, prosecutors, compliance professionals, lawyers and traders) and works with stakeholders in Compliance and business management…
  • 3.2
    Fitch Ratings – London, England
    10 days ago 10d
    improvement Participate in compliance workplan groups relating to personal conflicts or other compliance areas Ongoing liaison… Monitoring, this is a new addition based in the UK supporting the compliance monitoring function for Continental Europe and the Asia Pacific…
  • 2.5
    IBG LLC – London, England
    17 days ago 17d
    clients. The key objective of the Compliance/AML Associate role is to ensure that IBUK is in compliance with the rules and regulations… and feedback to ensure expedient compliance account processing. The Compliance/KYC Associate will also be expected to provide…
  • 3.5
    Asos – London, England
    24 days ago 24d
    restricted substance list and associated product testing regimes protect the business from compliance failure, and align ASOS with… business on product compliance in the areas of product regulatory and performance standards, testing, chemical compliance and animal welfare…
  • 3.0
    Interactive Brokers – London, England
    18 days ago 18d
    IBKR." The key objective of this role is to assist the Compliance Officer in order: To ensure adherence to market conduct… preferred Market surveillance, AML or related surveillance and compliance experience in investment firms (5+ years) Brokerage, bank…
  • 3.4
    Hamlyn Williams Ltd – London, England
    24 days ago 24d
    Asset Management Firm Globally are looking to build out their Compliance function with a Senior individual in the Monitoring space.… have a minimum of 3 years experience within a Regulatory/Compliance Monitoring environment, with particular exposure to investment…
  • 3.8
    Goldman Sachs – London, England
    2 days ago 2d
    This is an opportunity to join the Compliance team that provides dedicated compliance support to the Operations, Technology,… the London based Compliance Executive Director responsible for managing a team focused on providing Compliance advice on certain…
  • 4.5
    Heat Recruitment – London, England
    30+ days ago 30d+
    nationwide Wealth Management business is seeking a Senior Compliance Associate to join part of their growing team. You will be assisting… maintaining the Compliance Policies, establishing and monitoring in-house systems and controls and compliance procedures. Assist…
  • GS Capital Partners – London, England
    1 days ago 14hr
    Search Jobs Compliance Testing Officer, Macro & Credit Sales and Trading Forensic Testing, Associate/Vice President Job id… objective of the Compliance Testing Group is to create and execute detailed compliance reviews testing to assess compliance with regulations…
  • 3.4
    Hamlyn Williams Ltd – London, England
    24 days ago 24d
    Asset Management Firm Globally are looking to build out their Compliance function with a Senior individual in the Monitoring space.… have a minimum of 3 years experience within a Regulatory/Compliance Monitoring environment, with particular exposure to investment…
  • 4.7
    Investigo – London, England
    1 days ago 18hr
    . Key responsibilities: ENHANCE COMPLIANCE & CONTROLS ENVIRONMENT * Ensure compliance of internal controls environment… points and issue remediation COMPLIANCE REPORTING AND PROJECT COORDINATION * Lead compliance reporting * Lead on a number…
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