Compliance Associate Jobs in London, England | Glassdoor

Compliance Associate Jobs in London, England

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  • 3.7
    Morgan Stanley – London, England
    17 days ago 17d
    application that will take the functionally required for MIDFID II compliance from 2 existing systems. Using existing QA Team members we…
  • 2.6
    Worldwide Clinical Trials – London, England
    15 days ago 15d
    of movements. Review of cash collections and reporting of associated KPIs. Benefits Competitive Benefits… parts: Responsibility for the accounting, reporting and compliance of a number of overseas WCT subsidiary companies; Responsibility…
  • 3.7
    PwC – London, England
    27 days ago 27d
    Job ID 10305BR Job Title Advanced Risk and Compliance Analytics - Senior Associate Country United Kingdom Location London… Employee Intelligence and Regulatory Compliance. We are currently looking for Senior Associates to join our fast growing team in…
  • 3.8
    Goldman Sachs – London, England
    26 days ago 26d
    Summary & Responsibilities This is a trading floor based compliance function with the primary focus to provide real time support… floor, will work as part of the European Securities Division Compliance Team. The candidate will be required to work closely with…
  • 3.8
    University College London – London, England
    18 days ago 18d
    http://blockchain.cs.ucl.ac.uk/about-us/). The Research Associate will be expected to contribute to the theoretical and empirical… using blockchain technology for automating regulation and compliance. The appointee will work with members of the UCL CBT (http…
  • 3.4
    Societe Generale – London, England
    Today 7hr
    , as required Attendance at relevant industry and trade association seminars Profile COMPETENCIES AND WORK EXPERIENCE Previous… BUSINESS LINE OR DEPARTMENT To actively and promptly undertake Compliance communication monitoring of key risk areas of Societe Generale…
  • 3.3
    J. Walter Thompson London – London, England
    1 days ago 21hr
    and entitlements when appropriate. Compliance / Operations Assist in SOX compliance measures. Ensure the team keep the immigration… agendas forward. Build relationships with key industry associations/strategic partners and other WPP HR colleagues. Bring innovative…
  • Gleeson Recruitment Group – London, England
    1 days ago 12hr
    Experience of developing policies, controls and procedures associated with ISO27001, ISO9001 and ISO14001. * Understanding of GDPR… Security, ISO, GDPR, Consultancy, IS, Information Security, compliance. We have a fantastic opportunity for a Head of Information…
  • Candidate Source – London, England
    Today 11hr
    established, growing business the role of Environmental Waste Compliance Manager is an integral part of the company complying with… ethical and environmental manner. As the Environmental Waste Compliance Manager, your responsibilities will include: - Ensuring…
  • 3.8
    Goldman Sachs – London, England
    19 days ago 19d
    Securities Division Compliance Team on EMEA initiatives and projects as a representative for Equities Compliance • Assisting with… to ad-hoc regulatory enquiries Other Requirements • Associate/Analyst level • Degree level or equivalent (not essential…
  • 3.4
    Societe Generale – London, England
    Today 7hr
    conduct, behavioural and compliance culture matters; ensure the embedding of a positive culture of compliance within his/her perimeter… Key Purposes of the Role * Ideal opportunity for a Senior Associate / Junior Vice President to join an established CORPORATE FINANCE…
  • 3.9
    Pure Search – London, England
    1 days ago 17hr
    Sector: Financial Services Specialism: Compliance, Central Compliance Job Type: Permanent Published Date:28… business a new role for Compliance Officer is required Overall Purpose To maintain the compliance monitoring and testing program…
  • 2.5
    Alexion Pharmaceuticals – London, England
    13 days ago 13d
    Associate Director, Human Resources UK-IR Location: London, UK Position Summary The Associate Director,… UK affiliate operates in full compliance with applicable employment law and Alexion compliance and HR requirements. He/she will…
  • 3.7
    Shell – London, England
    3 days ago 3d
    financing and trading structures Regulatory Compliance External Governance and Compliance on FX and other treasury-related regulation… policy. This policy describes the processing that may be associated with your personal data and informs you that your personal…
  • 3.8
    Goldman Sachs – London, England
    4 days ago 4d
    objective of the Compliance Testing Group is to create and execute detailed compliance reviews testing to assess compliance with regulations… advanced testing techniques to check compliance with policies and regulations and the firm’s compliance control infrastructure. This individual…
  • Walker Hamill Ltd – London, England
    4 days ago 4d
    identify and mitigate any compliance risk. - Help develop and deliver training as part of ongoing Compliance training program tailored… Our client, a global investment bank is seeking a Compliance Analyst to join on a 6 month rolling contract. You will sit within…
  • 3.4
    Societe Generale – London, England
    Today 7hr
    of the annual budget - involvement in the monitoring of associated elements to the budget - forecasting - cost management… areas of the bank, including front-to-back offices, legal/compliance and support functions. SUMMARY This is a pivotal role within…
  • 4.1
    Eames – London, England
    4 days ago 4d
    at Group level and provide compliance support across their several business units. As the compliance analyst, you will gain irreplaceable… of your career. As the Compliance Analyst, you will report directly into the Head of Group Compliance and also work very closely…
  • 3.6
    BlackRock – London, England
    5 days ago 5d
    Presidents, 1 Associate and 1 Analyst, who support the CF10a in achieving the following objectives: Oversight of BLKs compliance with… various teams to strengthen CASS compliance Working in partnership with BLKs Compliance & Legal Teams to ensure regulations…
  • 3.8
    Goldman Sachs – London, England
    21 days ago 21d
    to hire a high quality tax professional to work on UK tax compliance and transfer pricing. OUR IMPACT The Tax department’… department’s primary mission is to ensure the firm’s compliance with the tax laws of those countries (and local jurisdictions) in which…
  • 3.6
    BlackRock – London, England
    2 days ago 2d
    , 1 Associates and 1 Analyst, who support the CF10a in achieving the following objectives: Oversight of BLKs compliance with… various teams to strengthen CASS compliance Working in partnership with BLKs Compliance & Legal Teams to ensure regulations…
  • 2.9
    EBRD – London, England
    6 days ago 6d
    number of OAD Portfolio Managers and an Associate Director. Under supervision of the Associate Director and Portfolio Managers, the… instructions from and supervision of OAD Portfolio Managers and the Associate Director, processing disbursements and mitigating risks and…
  • 3.8
    Capital One – London, England
    6 days ago 6d
    elevate each other and obsess about doing the right thing. Our associates serve with humility and a deep respect for their responsibility… protect it from unauthorised access, and ensure regulatory compliance. Information Security has a significant effect on privacy,…
  • 3.9
    Tower Research Capital LLC – London, England
    4 days ago 4d
    Spire Europe Limited seeks a Business Management Associate to join its London office. Spire Europe is an FCA-authorised firm… trading over exchanges, MTFs, and other markets in Europe. Associates will work on projects involving global market relations, business…
  • 4.1
    Bupa – London, England
    3 days ago 3d
    pension (you pay 4% in, Bupa will at leastmatch this) with associated life assurance/critical illness cover, 25 days holiday, free… projects and developments and support us as we develop our compliance procedures. Focus on complex areas like pricing and product…
  • 2.7
    Capita – London, England
    5 days ago 5d
    maintaining contract obligation matrices, and associated governance and compliance managing 3rd party suppliers’ obligations… outcomes Supporting Resourcing to ensure that consultants and associates within the Profession are appropriately recruited and deployed…
  • 3.2
    Financial Conduct Authority – London, England
    3 days ago 3d
    LinkedIn Apply Refer a Friend Job Title: Senior Associate,Specialist Intelligence - EMO Job Code: 1001624 Skill… London Type: Permanent Date Posted: 20 Apr 2017 Senior Associate, Specialist Intelligence Techniques Team, Intelligence Department…
  • 3.0
    TSB Bank – London, England
    5 days ago 5d
    Great Places to Work / Best Companies surveys, including associated communication and action planning and delivery Defining… role. •Manages self to ensure adherence to TSB risk and compliance policies and relevant external regulatory frameworks. •Provides…
  • 3.4
    Barclays – London, England
    4 days ago 4d
    Accountabilities Governance Implementation of ERMF and associated control frameworks, policies and standards within BUK Responsible… assurance projects as required. Work with other conformance & compliance leads across the group to share ideas, best practices and…
  • 3.3
    Engie – London, England
    7 days ago 7d
    services work. Knowledge of new technology associated with developing compliance issues. Competence in participation in staff… skill in implementation and maintenance of record systems for compliance. Working knowledge of PTW and Tag Out systems. Ability…
  • 3.7
    EY – London, England
    6 days ago 6d
    experience, in particular controls / process improvements and the associated reporting and governance OR; Experience of working with… of existing control structures to mitigate the risk of non-compliance with legislation or stated control objectives (such as under…
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