Compliance Monitor/Business Analyst Jobs in London, England | Glassdoor
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Compliance Monitor/Business Analyst Jobs in London, England

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  • 3.5
    Barclays – London, England
    5 days ago 5d
    AVP - Atack MonitoringAnalyst About GIS Global Information Security is a global team with more than 900 colleagues… Ensure that all activities and duties are carried out in full compliance with regulatory requirements, Enterprise Wide Risk Management…
  • 4.7
    networx Ltd – London, England
    19 days ago 19d
    MonitoringAnalyst London Up to £35,000 per annum depending on skills + Benefits Our client has a fantastic opportunity… effective monitoring plan. The role will be responsible for executing the first line of defence plan to ensure compliance with…
  • 3.1
    BNY Mellon – London, England
    12 days ago 12d
    available at www.newton.co.uk The Role: The role of the ComplianceMonitoringAnalyst is to provide assurance that regulatory risk is… the Head of Compliance, the Monitoring Manager and key business stakeholders to confirm and document the monitoring issues and…
  • 4.0
    Wellington Management Company, LLP – London, England
    5 days ago 5d
    Portfolio Guideline MonitoringAnalyst ("The Analyst") will be part of the Portfolio Guideline Monitoring and Performance Team… generated from Sentinel. The Analyst will work collaboratively with other Guideline MonitoringAnalysts, as well as other internal…
  • 4.3
    Baringa Partners – London, England
    NEW
    no barriers and everyone is accessible, from our Analysts to our Partners We know one size doesn’t fit all and go to great lengths… related processes across all geographies Policies Compliance Identify & consult PPI Exec on forthcoming changes/new…
  • 3.3
    UnitedHealth Group – London, England
    NEW
    best work.(sm) We are looking for an experienced businessanalyst to support the development of the GPMSO product portfolio… with technology stakeholders (e.g., System Analysts, architects) to communicate business and technical requirements Collaborate…
  • 4.7
    networx – London, England
    10 days ago 10d
    the Senior ComplianceAnalyst, the role will include Assist in the delivery of all aspects of compliancemonitoring Determine the… surveillance, control room and monitoring activities. A vacancy has arisen within the team for a ComplianceAnalyst. Key Responsibilities…
  • 3.5
    UBS – London, England
    24 days ago 24d
    Do you have a knack for analyzing business processes? Are you experienced in Compliance Trade Surveillance in an Investment Banking… bridge between business & IT? We’re looking for someone like that who can help us: – determine required IT business solutions and…
  • 5.0
    Thinking Fish – Shoreditch, England
    EASY APPLY
    26 days ago 26d
    Investment Analyst Position: Full time Location: Shoreditch, London Salary: £32,000 per annum Thinking Fish Thinking… of the project. Role We are looking for an Investment Analyst to work in our Projects team at our London office in Shoreditch…
  • 4.1
    Sellick Partnership – London, England
    4 days ago 4d
    Investment ComplianceAnalyst to join their flourishing business on an interim basis. The Senior Investment ComplianceAnalyst will… in accordance with deadlines The Senior Investment ComplianceAnalyst will meet the following skillset: Established experience…
  • 4.1
    Eames Consulting UK – London, England
    11 days ago 11d
    leading asset manager is looking to hire a ComplianceAnalyst to join their Compliance Team on a temporary basis. Role responsibilities… responsibilities: Complete compliancemonitoring reviews (both desk and thematic) within the specified timeframe Ensure that…
  • 3.5
    Barclays – London, England
    6 days ago 6d
    ensure that all activities and duties are carried out in full compliance with regulatory requirements, Enterprise Wide Risk Management… Analytics supporting Cards and Retail. This also includes Model Monitoring across Barclays Risk and a newly formed Financial Crime analytics…
  • 4.0
    Wellington Management Company, LLP – London, England
    6 days ago 6d
    memos. The Analyst may also be involved in some or all of the following: Assist with the ComplianceMonitoring programme in… our clients. POSITION ComplianceAnalyst We are currently seeking a Compliance professional to support the distribution…
  • 3.3
    Brooks Macdonald Group plc – London, England
    19 days ago 19d
    effective monitoring plan. The role will be responsible for executing the first line of defence plan to ensure compliance with… learn the fundamentals of wealth management and develop your compliance career. This role requires an analytical and diligent…
  • 4.8
    LMA Recruitment Ltd – City of London, England
    NEW
    Key Responsibilities Oversee the compliancemonitoring programme and perform monitoring and surveillance reviews in line with… Individual Experience in a regulatory compliance function within a securities business A thorough knowledge of UK and European…
  • 3.5
    Barclays – London, England
    5 days ago 5d
    Excel skills · Product Experience and strong compliance surveillance or monitoring experience · Strong understanding of core… of the EME Businesses. Key Accountabilities · Day to day line management of a team of Surveillance Analysts · Keep up…
  • 4.3
    AppDynamics – London, England
    6 days ago 6d
    project and operational cadence compliance required by business. Fulfills all Cisco ethics and compliance training and testing requirements… the Global 2000. About the Role The Regional Operations Analyst is responsible for supporting regional Professional Services…
  • 4.9
    Frazer John Recruitment Limited – London, England
    5 days ago 5d
    Security Analyst. The candidate will be responsible for working with project teams, including architects, technical and business owners… ensure that business projects are delivered securely, protecting customer and employee data and ensuring compliance with the Information…
  • 3.8
    Goldman Sachs – London, England
    6 days ago 6d
    in! Compliance, GSAM Compliance, Analyst/Associate, London Compliance, GSAM Compliance, Analyst/Associate, London… of defense, Compliance assesses the firm’s compliance, regulatory and reputational risk; monitors for compliance with new or amended…
  • MERJE Ltd – London, England
    23 days ago 23d
    seeking to recruit a ComplianceMonitoringAnalyst to work closely with the Head of ComplianceMonitoring in performing firm wide… procedures Liaise with relevant staff/business managers to ensure that compliancemonitoring findings are discussed and the timeframes…
  • 3.5
    Barclays – London, England
    11 days ago 11d
    -earning areas of the business is critical. Role Purpose Act as the Lead Business/Data Analyst in the Credit Risk Technology… ensure that all activities and duties are carried out in full compliance with regulatory requirements, Enterprise Wide Risk Management…
  • 3.8
    WorldRemit – London, England
    4 days ago 4d
    The Enterprise Risk Analyst will gain exposure to all areas of the business working closely with business and team leaders to… and promote a risk aware culture within the business. The Enterprise Risk Analyst reports to and keeps the Group Risk Director…
  • 3.5
    NASDAQ – London, England
    10 days ago 10d
    primary tool for market monitoring. NASDAQ SMARTS Trade Surveillance requires a BusinessAnalyst to work directly with our… Nasdaq Position Overview: Customer Success BusinessAnalyst NASDAQ SMARTS Surveillance is the world's leader in…
  • 3.6
    Wonga.com – London, England
    EASY APPLY
    6 days ago 6d
    governance protocols of the organisation Support and maintain compliance with the control framework and governance standards to ensure… loan portfolio, including the development, deployment and monitoring of credit strategies and scorecards across the lifecycle of…
  • 3.5
    Macquarie Group – London, England
    4 days ago 4d
    and enthusiastic Analyst to join the team responsible for Control Room, Corporate Finance and Research Compliance. This is an excellent… Corporate Finance or Research Compliance. You have the ability to work through tasks systematically and monitor own work to ensure consistency…
  • 3.7
    Schroder Investment Management – London, England
    13 days ago 13d
    delivery of this initiative. The Epic BusinessAnalyst will support the Business Architect in the analysis and design required… target operating model and the implementation roadmap. The Epic analyst will then work with the Epic Owner to take the initiative into…
  • 3.5
    Barclays – London, England
    NEW
    Threat Analysis, Vulnerability Assessment, Security Monitoring, Compliance Auditing, and IDS. · Working knowledge in following… performed in compliance with requirements and that an auditable evidence trail is maintained to prove compliance. · Ensure…
  • 3.6
    Old Mutual Wealth – London, England
    6 days ago 6d
    challenging business environment. More Info... MPS Investment Analyst - August 2017.docxMPS Investment Analyst - August 2017… Job Description MPS Investment Analyst Main Purpose of the Role An Investment Analyst is required to provide investment…
  • 3.8
    Goldman Sachs – London, England
    6 days ago 6d
    Compliance, Asset Management Compliance, Associate/Analyst, London Compliance, Asset Management Compliance, Associate… Provide daily compliance surveillance of GSAM employees Personal trading activity. Compliancemonitoring of any aspects of…
  • 3.5
    Barclays – London, England
    5 days ago 5d
    taking responsibility for drafting documents, monitoring progress of plans, monitoring and reporting, project delivery and stakeholder… Governance Principles. Coordinating the annual Compliance to the UK Corporate Governance Code statement to the Banks Directors…
  • 4.4
    Kennedy Pearce Consulting – London, England
    4 days ago 4d
    deficiencies with the business. Monitor the execution of annual reviews and engage with the business to ensure these are done… the West End, are looking to recruit a Credit Administration Analyst to join their expanding Credit Admin department. Purpose…
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