Compliance Monitor/Business Analyst Jobs in London, England | Glassdoor
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Compliance Monitor/Business Analyst Jobs in London, England

413 Jobs

  • 3.5
    Standard Chartered Bank – London, England
    NEW
    regulatory and business conduct, across Standard Chartered Bank. This includes understanding and ensuring compliance with, in letter… Assess results of supervisory reviews on the work of CA analysts to ensure that outcomes reached are appropriate and to ensure…
  • 3.6
    Barclays – London, England
    NEW
    regularly with other Compliance and Risk areas, including the other Global Surveillance functions, Product Compliance and other areas… focus on monitoring the Control Room Surveillance program for EMEA across the Barclays enterprises in all monitored regions, in…
  • LMA – London, England
    25 days ago 25d
    Key Responsibilities Oversee the compliancemonitoring programme and perform monitoring and surveillance reviews in line with… Individual Experience in a regulatory compliance function within a securities business A thorough knowledge of UK and European…
  • MW Appointments – London, England
    22 days ago 22d
    ComplianceAnalyst with a focus on Lloyds, Generalist and Monitoringcompliance! About the Role: Assist the Compliance… for compliance queries. ·Monitor and communicate emerging compliance risks to the Compliance Manager and wider business as appropriate…
  • 3.2
    NAVEX Global – London, England
    NEW
    impact that NAVEX Global services has within the business ethics and compliance community. New role internally that will work… the phone to acquire/generate qualified business leads Document, track and monitor all leads and activities in Salesforce.com…
  • 4.4
    Zoopla Property Group – London, England
    12 days ago 12d
    external analysts to ensure consistent call monitoring via face to face and telephony call calibration Compliancemonitoring - call… and the wider business Support the Quality & Compliance Manager in continuous improvement of call monitoring protocol to ensure…
  • 3.5
    Macquarie Group – London, England
    4 days ago 4d
    divisions, Macquaries business groups and business-aligned Compliance teams to provide efficient and effective compliance advisory services… updating of policies, procedures and business practices. Promoting a positive compliance culture through communication and oversight…
  • 3.4
    Fidelity International – London, England
    9 days ago 9d
    providing portfolio and trading desk monitoring, compliance advice and support to the UK and European based investment teams, including… into the development of the Front Office risk based compliancemonitoring plan. In the UK and globally, establish and maintain…
  • 4.4
    Lorien – London, England
    5 days ago 5d
    The Enterprise Risk Analyst will predominantly be responsible for coordinating/liaising with business and team leaders to ensure… a risk aware culture within the business. Skills required of the Enterprise Risk Analyst: Strong risk management experience…
  • 3.7
    Stars Group – London, England
    NEW
    around the globe. We are looking for an experienced BusinessAnalyst from an online gaming background. You will work with various… level requirements, including trading, content, Business Development/Compliance, UI/UX, and third party integrations Decompose…
  • 3.6
    Nasdaq – London, England
    NEW
    real-time tool for market monitoring. NASDAQ SMARTS Trade Surveillance requires a BusinessAnalyst to work directly with our… responsibility Business domain knowledge with an interest and knowledge of capital markets and trading compliance Experience being…
  • 3.5
    Macquarie Group – London, England
    HOT
    assessing and monitoring risks across Macquarie. This includes market and liquidity risk, credit risk, compliance risk and operational… commodities trading businesses in Europe and South America, we have an opportunity for an entry level or junior analyst to join our credit…
  • 3.7
    M&G – London, England
    HOT
    as providing oversight and monitoring adherence to policy requirements Financial Crime Compliance: Assisting in the operation… management industry both here and overseas. The Compliance Department guides M&G’s business units through internal and external change…
  • 3.1
    State Street – London, England
    NEW
    ensuring KYC/AML record is completed in compliance with corporate AML policies, business unit standard operating procedures and… the KYC/AML onboarding lifecycle and maintain records in compliance with AML policies and procedures, and industry best practice…
  • 3.4
    Aberdeen Asset Management – London, England
    18 days ago 18d
    COMPLIANCEANALYST LONDON 12 MONTH FIXED TERM CONTRACT To support the global ComplianceMonitoring team in providing… global ComplianceMonitoring team to ensure consistency of approach and knowledge share. To promote ComplianceMonitoring to the…
  • 3.7
    Northern Trust – London, England
    10 days ago 10d
    is responsible for working with the ComplianceAnalyst system and to help clients monitor their investment managers investment… vended compliancemonitoring systems such as Charles River, Bloomberg POMS, RCB Dexia, etc. and/or Mutual Fund Compliance and Risk…
  • 4.7
    networx – London, England
    10 days ago 10d
    presenting our risk measured. Ensure that all Governance and Compliance requirements are adhered to and all reporting and reviewing… Technology and Risk teams to drive (and measure) these improvements. Monitor key risks indicators to identify trends and flag where action…
  • 5.0
    Utility People – London, England
    8 days ago 8d
    the market. The analyst will also be responsible for conducting regular health checks on the market and monitoring the performance… improve market outcomes to the benefit of the end customer Monitorcompliance of trading parties with the market standards as defined…
  • 4.2
    Tandem Bank – City of London, England
    Today 6hr
    actionable strategies. The Credit Analyst will work cross-functionally on a variety of business issues to deliver long-term commercial… Reporting to the Risk and Pricing Director, the Credit Risk Analyst supports Tandem’s ambitious growth agenda, by putting data…
  • 4.3
    AppDynamics – London, England
    12 days ago 12d
    project and operational cadence compliance required by business. Fulfills all Cisco ethics and compliance training and testing requirements… the Global 2000. About the Role The Regional Operations Analyst is responsible for supporting regional Professional Services…
  • 3.7
    Talentedge – London, England
    NEW
    taking more time than allocated Compliance Ensures that confidentiality and compliance with internal firewalls are maintained… international Marketing agency looking for a Finance Project Analyst to be responsible for approximately £50m of client revenue…
  • 4.3
    Baringa Partners – London, England
    4 days ago 4d
    the business You can talk to anyone in the business. There are no barriers and everyone is accessible, from our Analysts to… Regulatory initiatives such as MiFID 2, FRTB etc. Monitoring and surveillance Business and organisation transformation Large scale…
  • 3.8
    Deloitte – London, England
    NEW
    designers, accountants, advisors, audio-visual technicians, businessanalysts, building surveyors, bilingual secretaries. ICS teams… Operations 24x365 Firewall monitoring, operation and management. First responder to monitored alerts, incidents and issues…
  • 3.4
    Société Générale - UK – London, England
    11 days ago 11d
    ensuring compliance with policies and procedures, training and management of reputational risks. SSD: Monitoring of positions… processes. To proactively support IT departments and businessanalysts for the continuous improvement of IT tools of the Control…
  • MERJE Ltd – London, England
    30+ days ago 30d+
    seeking to recruit a ComplianceMonitoringAnalyst to work closely with the Head of ComplianceMonitoring in performing firm wide… procedures Liaise with relevant staff/business managers to ensure that compliancemonitoring findings are discussed and the timeframes…
  • 3.4
    Aon – London, England
    NEW
    adversely affect the business, interests or reputation of any Group Company. About you: As a Data Analyst your skills and… Data Analyst Were hiring! Aon are currently recruiting a Data Analyst to join our team in London. The Data Analyst will…
  • 2.7
    Capita – London, England
    4 days ago 4d
    the Head of IT risk to develop continuous IT control compliancemonitoring. Perform assessments of IT General Computer Controls… description Job Title: CAS Separation IT Security Analyst Department: Capita Asset Services (CAS) - IT Cyber…
  • 3.8
    Schroder Investment Management – London, England
    18 days ago 18d
    delivery of this initiative. The Epic BusinessAnalyst will support the Business Architect in the analysis and design required… target operating model and the implementation roadmap. The Epic analyst will then work with the Epic Owner to take the initiative into…
  • 3.7
    Wonga.com – London, England
    EASY APPLY
    HOT
    governance protocols of the organisation Support and maintain compliance with the control framework and governance standards to ensure… loan portfolio, including the development, deployment and monitoring of credit strategies and scorecards across the lifecycle of…
  • 3.7
    JPMorgan Chase & Co – London, England
    11 days ago 11d
    ensure Compliance and Audit are comfortable with our controls environment Provide effective governance and monitoring to our… our trade lifecycle to ensure regulatory compliance Qualifications Strong business analysis skills Understanding of project…
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